13F-HR filed by OPPENHEIMER & CO INC
OPPENHEIMER & CO INC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-03, with 1,502 holding rows worth $5,579,469,000.
- Accession
- 0001085146-21-002190
- Filer
- CIK 822581
- Filed
- 2021-08-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 1,502 entries on the cover page, a total value of $5,579,469,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,579,469,000 with VALUE read as thousands by filing date, 13F file number 028-04046. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NRG ENERGY INC COM NEW | 629377508 | Stock | 13,324 | $537,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 15,812 | $535,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 25,836 | $534,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 2,780 | $533,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 343 | $532,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 3,100 | $531,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 22,300 | $530,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 6,282 | $529,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 3,572 | $528,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 25,000 | $528,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 4,746 | $527,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 37,806 | $527,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 51,488 | $527,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 4,913 | $526,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 35,572 | $524,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 6,662 | $523,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 14,371 | $523,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 4,009 | $523,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 15,016 | $522,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 5,546 | $513,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 2,860 | $513,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 2,939 | $511,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 8,495 | $511,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 153,566 | $510,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 7,667 | $508,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 5,457 | $508,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 6,182 | $507,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 17,336 | $507,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 3,278 | $505,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 6,844 | $504,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 24,822 | $503,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 24,100 | $502,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 5,916 | $501,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 5,573 | $501,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 43,059 | $498,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 3,559 | $496,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 5,133 | $496,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 37,303 | $495,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 8,736 | $495,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 13,540 | $495,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 10,467 | $495,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,363 | $494,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 3,438 | $494,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 3,092 | $493,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 10,154 | $493,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 14,900 | $487,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 8,899 | $486,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 33,581 | $484,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 75,792 | $482,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 5,564 | $479,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 11,665 | $479,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,739 | $474,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 11,203 | $474,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 15,131 | $472,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 15,513 | $471,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,163 | $470,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 28,739 | $470,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 7,267 | $468,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 10,001 | $467,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 32,800 | $467,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 49,359 | $466,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 9,409 | $466,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 10,232 | $465,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 19,220 | $465,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 34,105 | $465,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 9,879 | $464,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 8,826 | $463,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 1,907 | $462,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 13,171 | $461,000 | thousands by filing date | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 21,531 | $461,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 9,250 | $459,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 7,232 | $457,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 8,650 | $454,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 14,639 | $454,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 8,059 | $454,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 26,923 | $452,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 29,868 | $452,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 2,258 | $451,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 3,520 | $451,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 40,881 | $450,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 13,851 | $450,000 | thousands by filing date | |
| ROBLOX CORP CL A | 771049103 | Stock | 4,988 | $449,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 9,105 | $446,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 39,030 | $445,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 27,814 | $445,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 9,400 | $444,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 4,880 | $441,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 1,355 | $441,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 20,000 | $440,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 23,050 | $438,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 8,161 | $437,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 5,250 | $435,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 15,710 | $433,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 28,462 | $432,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 12,808 | $431,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 12,000 | $431,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 163,300 | $431,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 4,158 | $430,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 5,510 | $430,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 14,153 | $430,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 12,882 | $429,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 19,070 | $427,000 | thousands by filing date | |
| AZEK CO INC | 05478C105 | CL A | 10,051 | $427,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 3,495 | $422,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 33,770 | $421,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 3,935 | $421,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,081 | $420,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 11,935 | $420,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 4,860 | $419,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 12,574 | $418,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 6,202 | $416,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 8,042 | $413,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 26,590 | $404,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 2,151 | $400,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 8,214 | $400,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 2,207 | $399,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 4,002 | $399,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 15,339 | $399,000 | thousands by filing date | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 20,000 | $398,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 21,692 | $398,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 2,339 | $397,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2,163 | $397,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 10,197 | $397,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 30,564 | $396,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 17,387 | $395,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 17,024 | $393,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 30,804 | $393,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 35,886 | $391,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 4,582 | $390,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 280 | $388,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 14,884 | $388,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 4,249 | $384,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 15,047 | $384,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 13,005 | $384,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 17,775 | $384,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 4,948 | $383,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 3,443 | $383,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 9,606 | $382,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 11,328 | $382,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 6,282 | $380,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 14,227 | $379,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 7,492 | $377,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 11,765 | $375,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 26,530 | $375,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 6,200 | $373,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 23,689 | $373,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 11,636 | $372,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 3,047 | $371,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 11,000 | $371,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 1,494 | $370,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 8,910 | $370,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 8,090 | $370,000 | thousands by filing date | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 13,205 | $368,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 2,271 | $368,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 6,925 | $367,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 4,500 | $367,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 38,149 | $367,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 27,765 | $366,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 1,871 | $364,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,006 | $364,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 20,000 | $364,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 6,762 | $363,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 93,728 | $363,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 6,340 | $361,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 2,030 | $361,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 31,353 | $359,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 5,126 | $357,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,625 | $355,000 | thousands by filing date | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 12,794 | $355,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 20,909 | $355,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 30,264 | $355,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 12,600 | $355,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 26,475 | $354,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 7,784 | $352,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 9,459 | $351,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 6,064 | $351,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 24,724 | $351,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 12,320 | $349,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 21,495 | $349,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 8,366 | $348,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 16,579 | $348,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 4,768 | $346,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 6,787 | $345,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 8,141 | $343,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 9,382 | $342,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 91,168 | $341,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 21,305 | $340,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 5,646 | $337,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 4,700 | $337,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 9,314 | $337,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 3,184 | $335,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 6,800 | $334,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 36,342 | $334,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,997 | $333,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 10,551 | $333,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 4,353 | $332,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 4,700 | $331,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 4,270 | $331,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 24,000 | $330,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 10,835 | $329,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 2,035 | $329,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 4,822 | $328,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 8,012 | $328,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 7,794 | $328,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 5,638 | $322,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 35,500 | $322,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 7,150 | $318,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 16,089 | $317,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 11,100 | $317,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 1,221 | $317,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 4,062 | $316,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 6,784 | $316,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 6,891 | $315,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 3,823 | $315,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 10,937 | $315,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 41,574 | $315,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 25,031 | $315,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 23,719 | $315,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 14,671 | $314,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 5,990 | $314,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 8,265 | $314,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 45,405 | $313,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 7,908 | $312,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 5,486 | $312,000 | thousands by filing date | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 39,231 | $311,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 31,197 | $311,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 3,104 | $310,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 6,490 | $310,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,891 | $309,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 19,266 | $308,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 6,000 | $306,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 11,712 | $305,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 3,476 | $304,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 10,610 | $304,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,656 | $302,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 1,730 | $302,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 17,526 | $302,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 4,044 | $301,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 19,354 | $301,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 3,500 | $300,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,174 | $300,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 11,873 | $299,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 15,992 | $299,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 18,022 | $298,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 6,568 | $298,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 6,647 | $298,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 3,745 | $297,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 827 | $297,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 19,358 | $297,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,296 | $297,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 4,257 | $296,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 11,398 | $294,000 | thousands by filing date | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 8,509 | $292,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 3,015 | $291,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,000 | $291,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 15,611 | $291,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 25,245 | $291,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 20,600 | $288,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 398 | $287,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 2,221 | $287,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 4,030 | $286,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 3,440 | $286,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 18,494 | $285,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 14,710 | $284,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 8,328 | $284,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 13,697 | $283,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 19,800 | $283,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 72,500 | $283,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 23,125 | $283,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 15,490 | $281,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 7,485 | $281,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 19,480 | $280,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 4,000 | $279,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 14,250 | $279,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 127 | $278,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 825 | $278,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 7,958 | $278,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 3,377 | $278,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 6,590 | $278,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 1,512 | $277,000 | thousands by filing date | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 17,750 | $277,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 5,428 | $276,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 6,515 | $275,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 2,207 | $275,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 1,992 | $273,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 15,311 | $273,000 | thousands by filing date | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 3,576 | $272,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 10,169 | $272,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 11,200 | $271,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 18,893 | $270,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,075 | $270,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 3,979 | $269,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 3,361 | $269,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 19,251 | $268,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 2,368 | $267,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 11,541 | $267,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 40,742 | $267,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 7,077 | $267,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 2,646 | $265,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 6,815 | $265,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 3,016 | $264,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 5,700 | $264,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 13,303 | $263,000 | thousands by filing date | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 5,543 | $263,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 6,502 | $262,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 22,726 | $262,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 14,080 | $262,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 7,031 | $261,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 5,020 | $261,000 | thousands by filing date | |
| BARK Inc. | 68622E104 | COM | 23,549 | $261,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 4,965 | $260,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 34,834 | $260,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 4,088 | $259,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 2,084 | $259,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 36,297 | $259,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 3,751 | $258,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 3,168 | $257,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 8,434 | $257,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 18,200 | $257,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 11,000 | $257,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 6,524 | $256,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 14,454 | $256,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 29,100 | $256,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 17,178 | $255,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 2,378 | $254,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 7,351 | $254,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 2,381 | $254,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 4,602 | $254,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 1,572 | $254,000 | thousands by filing date | |
| APA CORPORATION COM | 03743Q108 | Stock | 11,715 | $253,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 986 | $253,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 2,664 | $251,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 2,568 | $251,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 74,927 | $251,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 4,700 | $250,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 12,804 | $250,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 7,471 | $248,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 7,818 | $248,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 4,806 | $248,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 11,850 | $247,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 12,000 | $247,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 11,020 | $247,000 | thousands by filing date | |
| BIOATLA INC | 09077B104 | COM | 5,833 | $247,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 19,206 | $247,000 | thousands by filing date | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 4,931 | $247,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 2,130 | $246,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 2,635 | $246,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 13,596 | $246,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 12,981 | $246,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 8,100 | $246,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 13,492 | $245,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 5,000 | $245,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 13,306 | $244,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 3,161 | $244,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 1,686 | $242,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 1,617 | $242,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 15,297 | $241,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 1,336 | $239,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 5,247 | $239,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,714 | $238,000 | thousands by filing date | |
| COHEN & STEERS TAX ADVAN PFD | 19249X108 | COM | 9,400 | $238,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 15,206 | $238,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 3,850 | $237,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 5,952 | $236,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 3,000 | $234,000 | thousands by filing date | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 3,000 | $234,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 22,493 | $234,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 888 | $233,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 3,203 | $233,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 7,927 | $232,000 | thousands by filing date | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 5,752 | $230,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 8,668 | $229,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 6,086 | $227,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 4,680 | $227,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 16,100 | $226,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 16,627 | $225,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 1,224 | $224,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,937 | $223,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 3,000 | $223,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 1,115 | $223,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 13,080 | $222,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 58,500 | $221,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 3,235 | $221,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 9,459 | $220,000 | thousands by filing date | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 10,835 | $220,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 8,951 | $219,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 22,210 | $219,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 3,773 | $218,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 3,987 | $218,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 9,218 | $217,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 9,792 | $216,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1,529 | $215,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 6,269 | $214,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 5,855 | $213,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 4,667 | $213,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 15,199 | $213,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 3,424 | $212,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 1,261 | $212,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 5,824 | $211,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 13,687 | $211,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 4,782 | $211,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 7,708 | $211,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 1,550 | $210,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 8,141 | $210,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 4,048 | $210,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 5,400 | $209,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 23,948 | $207,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 1,076 | $207,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 23,000 | $207,000 | thousands by filing date | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 5,287 | $207,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 8,963 | $206,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 10,692 | $205,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 5,035 | $204,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 12,250 | $204,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 11,643 | $203,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 1,623 | $202,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 21,830 | $202,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 4,201 | $202,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 836 | $200,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 10,480 | $199,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 47,200 | $197,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 20,000 | $196,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 17,563 | $192,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 11,200 | $191,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 15,034 | $189,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 13,135 | $184,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 11,495 | $184,000 | thousands by filing date | |
| COMPASS INC | 20464U100 | CL A | 13,900 | $183,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 19,700 | $180,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 27,400 | $179,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 38,200 | $178,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 29,500 | $174,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 17,000 | $171,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 17,000 | $171,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 10,883 | $170,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 21,339 | $169,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 32,131 | $169,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 12,600 | $167,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 15,751 | $166,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 10,860 | $165,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 10,346 | $165,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 30,700 | $163,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 11,200 | $162,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 15,907 | $159,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 10,000 | $158,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 12,550 | $158,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 36,986 | $158,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 10,394 | $157,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 11,800 | $155,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 35,000 | $155,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 20,997 | $150,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 13,338 | $150,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 22,700 | $148,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 22,895 | $146,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 14,201 | $139,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 14,174 | $131,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 61,500 | $130,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 10,404 | $129,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 15,017 | $128,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 110,243 | $127,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 10,307 | $126,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 10,200 | $126,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 27,983 | $125,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 25,067 | $118,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 41,951 | $117,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 12,312 | $114,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 20,800 | $113,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 13,222 | $111,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 20,365 | $109,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 24,714 | $99,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 10,110 | $98,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 14,577 | $98,000 | thousands by filing date | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 41,911 | $94,000 | thousands by filing date | |
| TRITERRAS INC | G9103H102 | COM CL A | 13,498 | $94,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 35,500 | $87,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 18,681 | $85,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 13,553 | $80,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 31,022 | $74,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 28,000 | $71,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 15,500 | $69,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 10,800 | $69,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 12,750 | $61,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 15,000 | $58,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 13,500 | $55,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J112 | WTS | 25,000 | $54,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 26,946 | $49,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 15,500 | $48,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 12,200 | $47,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 38,250 | $46,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 16,084 | $46,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 10,283 | $42,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 13,181 | $42,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 25,100 | $42,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 13,600 | $34,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 11,796 | $22,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 10,000 | $20,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 10,000 | $18,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 10,000 | $14,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 12,000 | $13,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 10,900 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-002190 | this filing | 2021-08-03 | acceptance time not in the bulk data set |