13F-HR filed by Dakota Wealth Management
Dakota Wealth Management filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-02, with 334 holding rows worth $839,956,000.
- Accession
- 0001085146-21-002174
- Filer
- CIK 1631353
- Filed
- 2021-08-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 439 entries on the cover page, a total value of $839,956,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $839,956,000 with VALUE read as thousands by filing date, 13F file number 028-16362. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDakota Wealth Management028-16362
- included managerFirst Fiduciary Investment Counsel, Inc.028-07360
- included managerKarpus Management, Inc.028-11445
- included managerPOLEN CAPITAL MANAGEMENT LLC028-03687
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 251,783 | $34,484,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 121,635 | $32,951,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 8,290 | $28,519,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 103,831 | $28,188,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 122,739 | $19,091,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 77,640 | $18,153,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 36,356 | $17,851,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 6,727 | $16,426,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 42,175 | $14,665,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 139,444 | $14,605,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 75,653 | $11,703,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 36,501 | $10,951,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 143,407 | $10,509,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 132,097 | $10,282,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 43,432 | $9,962,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 16,592 | $9,717,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 13,187 | $9,514,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 29,640 | $9,452,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 67,026 | $8,906,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 23,829 | $8,700,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 213,922 | $8,415,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 31,032 | $8,328,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 73,200 | $8,245,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 142,457 | $7,856,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 52,703 | $7,809,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 94,785 | $7,477,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 42,421 | $7,456,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 97,853 | $7,203,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 86,613 | $7,164,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 36,482 | $7,157,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 50,168 | $7,075,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 125,241 | $7,031,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 26,754 | $6,477,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 56,474 | $6,315,000 | thousands by filing date | |
| OZON HLDGS PLC ADR | 69269L104 | SPONSORED ADS | 107,475 | $6,300,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 35,860 | $5,939,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 20,363 | $5,907,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 39,436 | $5,823,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 11,843 | $5,805,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 260,626 | $5,773,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 134,554 | $5,661,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 145,509 | $5,339,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 35,261 | $5,072,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 43,286 | $4,993,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 97,808 | $4,963,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 173,466 | $4,784,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 334,257 | $4,743,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 16,448 | $4,717,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 10,941 | $4,684,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 18,414 | $4,411,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 23,448 | $4,370,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 10,000 | $4,281,000 | thousands by filing date | put |
| MSCI INC COM | 55354G100 | Stock | 7,996 | $4,263,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 19,276 | $4,202,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 15,416 | $4,200,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 13,404 | $4,178,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 65,873 | $4,175,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 112,861 | $4,095,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 11,534 | $3,988,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 50,390 | $3,934,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 25,207 | $3,894,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 36,077 | $3,780,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 27,882 | $3,762,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 57,511 | $3,758,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 37,870 | $3,719,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 65,311 | $3,659,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 8,356 | $3,592,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 26,263 | $3,529,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 11,999 | $3,497,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 7,255 | $3,459,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 57,133 | $3,458,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,371 | $3,436,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 28,072 | $3,355,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 8,824 | $3,349,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 14,536 | $3,275,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 8,212 | $3,249,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 58,349 | $3,198,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 12,949 | $3,130,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 57,608 | $3,129,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 25,925 | $3,038,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 60,471 | $2,997,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 16,820 | $2,977,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 42,111 | $2,898,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 11,591 | $2,831,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 7,898 | $2,799,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 7,091 | $2,791,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 21,622 | $2,768,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 33,885 | $2,685,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 7,533 | $2,650,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 15,981 | $2,632,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 26,511 | $2,618,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 160,966 | $2,577,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 23,465 | $2,518,000 | thousands by filing date | |
| VTI | 922908769 | COM | 11,130 | $2,480,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 24,977 | $2,475,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 23,773 | $2,462,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 161,116 | $2,415,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 6,567 | $2,387,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 4,625 | $2,333,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 167,671 | $2,294,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 33,640 | $2,263,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 44,328 | $2,224,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 83,870 | $2,206,000 | thousands by filing date | |
| ROMAN DBDR TECH ACQ CORP; TNT ACQ DT: 5/6/2022; CASH: $10.20 | 77584N101 | COM CL A | 197,150 | $1,993,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 13,812 | $1,974,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 6,182 | $1,972,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 8,522 | $1,956,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 4,809 | $1,926,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 24,639 | $1,916,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 4,471 | $1,835,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 8,270 | $1,814,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 150,747 | $1,803,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 17,460 | $1,799,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,055 | $1,798,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 10,670 | $1,763,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 10,976 | $1,741,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 6,881 | $1,729,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y104 | CMN | 175,700 | $1,715,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 32,861 | $1,692,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 112,755 | $1,675,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 65,201 | $1,659,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 4,308 | $1,646,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 10,126 | $1,646,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 15,190 | $1,638,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 97,293 | $1,528,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 32,546 | $1,507,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 8,664 | $1,503,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 28,981 | $1,459,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R108 | COM | 149,700 | $1,444,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,073 | $1,409,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,048 | $1,403,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 9,447 | $1,400,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 27,385 | $1,373,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 21,185 | $1,348,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 5,940 | $1,328,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 15,362 | $1,320,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 25,530 | $1,308,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 11,084 | $1,285,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 14,377 | $1,266,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 19,606 | $1,241,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 13,425 | $1,231,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 9,197 | $1,200,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 28,178 | $1,162,000 | thousands by filing date | |
| INDUSTRIAL TECH ACQ CORP; TNT ACQ DT: 12/9/2021; CASH: $10.10 | 456357102 | COM CL A | 114,400 | $1,145,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 35,130 | $1,141,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 5,861 | $1,127,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 756 | $1,105,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,343 | $1,074,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 10,976 | $1,043,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 70,730 | $1,043,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 5,188 | $1,006,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITION UNIT EX 030126 | 74350A207 | Stock | 100,500 | $998,000 | thousands by filing date | |
| VISTAS MEDIA ACQUISITION CO | 92840T107 | COM CL A | 98,325 | $982,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 11,120 | $958,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 18,560 | $957,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 12,427 | $939,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 66,804 | $935,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 6,160 | $928,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQ CORP; TNT ACQ DT: 06/02/22 SH: $10.10 | 812227106 | COM CL A | 91,700 | $913,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 15,934 | $909,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 28,478 | $908,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 3,000 | $902,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 70,462 | $862,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 10,443 | $860,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 6,233 | $857,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 8,285 | $848,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 4,033 | $839,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 14,126 | $836,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 4,913 | $814,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,705 | $797,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762107 | COM | 79,325 | $796,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 2,290 | $793,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 3,047 | $791,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 10,082 | $783,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 19,911 | $779,000 | thousands by filing date | |
| SPARTACUS ACQ CORP; TNT ACQ DT: 7/15/2022; CASH: $10.15 | 84677L109 | CL A | 76,395 | $768,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 79,080 | $761,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 4,295 | $759,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,369 | $752,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 12,960 | $746,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 53,015 | $745,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 85,295 | $734,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 27,530 | $724,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 68,674 | $717,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 3,622 | $707,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 14,085 | $701,000 | thousands by filing date | |
| GOAL ACQUISITIONS CORP | 38021H107 | COM | 72,200 | $696,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 13,053 | $692,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,315 | $691,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 751 | $690,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 1,979 | $668,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 14,698 | $659,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 7,826 | $643,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 415 | $643,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 8,593 | $637,000 | thousands by filing date | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 20,915 | $632,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 31,382 | $631,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 21,236 | $611,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 4,437 | $606,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 6,275 | $602,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 46,734 | $601,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 10,037 | $595,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,111 | $587,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 5,724 | $583,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 9,487 | $583,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CO | 92853V106 | COM | 58,550 | $580,000 | thousands by filing date | |
| GLOBAL SPAC PARTNERS CO | G3934K103 | COM | 58,150 | $575,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 4,585 | $561,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 17,861 | $559,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 8,710 | $558,000 | thousands by filing date | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 20,130 | $558,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K109 | COM CL A | 56,425 | $556,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT CO II | 90118T205 | UNIT 99/99/9999 | 55,000 | $548,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 9,698 | $525,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 11,812 | $521,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,903 | $515,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 7,335 | $513,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,793 | $513,000 | thousands by filing date | |
| GLOBIS ACQUISITION CORP | 379582109 | COM | 51,607 | $513,000 | thousands by filing date | |
| BENESSERE CAPITAL ACQUSTN CO | 08179B103 | COM CL A | 50,650 | $507,000 | thousands by filing date | |
| BIG CYPRESS ACQUISITION CORP | 089115109 | COM | 50,575 | $504,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 37,370 | $498,000 | thousands by filing date | |
| VENTOUX CCM ACQUISITION CORP | 92280L101 | COM | 50,000 | $497,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 10,255 | $496,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,029 | $495,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,300 | $492,000 | thousands by filing date | |
| LMF ACQUISITION OPPORTUNIT I | 502015100 | CMN | 47,900 | $475,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 33,509 | $466,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 8,056 | $458,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545104 | COM CL A | 47,000 | $457,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 4,943 | $451,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,577 | $450,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 3,310 | $448,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 6,482 | $445,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 29,613 | $445,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024102 | COMMON STOCK | 45,275 | $439,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 6,931 | $437,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 6,776 | $435,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 6,446 | $434,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 11,819 | $433,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 4,130 | $428,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 767 | $427,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 5,490 | $425,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,586 | $423,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 16,770 | $420,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 925 | $418,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 1,045 | $412,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,500 | $406,000 | thousands by filing date | put |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,000 | $403,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,376 | $403,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 32,470 | $403,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 4,121 | $400,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 5,260 | $400,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,069 | $390,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 31,060 | $390,000 | thousands by filing date | |
| ZANITE ACQUISITION CORP | 98907K103 | COM CL A | 38,150 | $384,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 7,349 | $373,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 8,382 | $368,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 11,010 | $361,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 3,482 | $358,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,421 | $351,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 8,740 | $346,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 100 | $344,000 | thousands by filing date | call |
| ILLUMINA INC | 452327109 | COM | 726 | $343,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 16,778 | $339,000 | thousands by filing date | |
| BLUE WTR ACQUISITION CORP | 09607T104 | COM CL A | 33,493 | $338,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 5,255 | $331,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 3,868 | $330,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 20,005 | $326,000 | thousands by filing date | |
| WARRIOR TECHNOLOGIES ACQUI C | 936273101 | CMN | 33,300 | $322,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 400 | $320,000 | thousands by filing date | put |
| VENUS ACQUISITION CORPORATIO | G9420F102 | CMN | 32,000 | $318,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V107 | CL A | 32,509 | $315,000 | thousands by filing date | |
| FOXWAYNE ENTERPRIS AQSTN COR | 35166L109 | COM CL A | 31,825 | $313,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 30,347 | $312,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 6,750 | $311,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 4,000 | $310,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 2,000 | $309,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,265 | $307,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,049 | $306,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 6,592 | $300,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,177 | $295,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 200 | $292,000 | thousands by filing date | put |
| ALCON AG ORD SHS | H01301128 | Stock | 4,104 | $288,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 3,720 | $288,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 48,069 | $286,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 1,542 | $284,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 3,785 | $283,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 5,346 | $283,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 5,419 | $282,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 2,521 | $277,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 25,000 | $265,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 3,270 | $262,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 667 | $258,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,984 | $256,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 24,250 | $256,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 27,787 | $251,000 | thousands by filing date | |
| QUANTUM FINTECH ACQUISTIN CO | 74767A105 | COMMON STOCK | 25,700 | $251,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,204 | $249,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,000 | $249,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,829 | $245,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,315 | $240,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,080 | $235,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 350 | $227,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 2,781 | $226,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 924 | $224,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 751 | $217,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 13,500 | $215,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 335 | $204,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 1,793 | $203,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 828 | $203,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 500 | $202,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 21,405 | $189,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 15,047 | $186,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 49,075 | $183,000 | thousands by filing date | |
| L&F ACQUISITION CORP. CMN | G53702109 | COM | 18,375 | $183,000 | thousands by filing date | |
| BULL HORN HLDGS CORP | G1686P106 | SHS | 17,525 | $173,000 | thousands by filing date | |
| ROYALTY MANAGEMENT HOLDING CORPORATION | 02369M102 | CLASS A COMMON STOCK | 17,280 | $172,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 10,315 | $162,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 15,816 | $160,000 | thousands by filing date | |
| FORESIGHT ACQ CRP; TNT ACQ DT: 2/10/2023; CASH: $10.00 | 34552Y106 | CL A | 15,000 | $148,000 | thousands by filing date | |
| ACKRELL SPAC PARTNERS I CO | 00461L303 | UNIT 99/99/9999 | 14,000 | $139,000 | thousands by filing date | |
| PTK Acquisition Corp | 69375F108 | Common Stock | 14,002 | $139,000 | thousands by filing date | |
| BOA ACQUISITION CORP | 05601A109 | CMN | 14,100 | $136,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74350A108 | COM | 13,845 | $135,000 | thousands by filing date | |
| AMPLITUDE HEALTHCARE ACQUISITI | 03212a105 | COM | 13,300 | $132,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087R108 | CLASS A COM | 13,100 | $127,000 | thousands by filing date | |
| OCA ACQUISITION CORP | 670865104 | COM CL A | 12,050 | $119,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 12,050 | $118,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B104 | COM | 10,622 | $106,000 | thousands by filing date | |
| CLS | 14070Y101 | Stock | 10,000 | $98,000 | thousands by filing date | |
| EDIFY ACQUISITION CORP | 28059Q103 | COM | 10,100 | $98,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT CO II | 90118T106 | COM CL A | 10,100 | $97,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-002174 | this filing | 2021-08-02 | acceptance time not in the bulk data set |