13F-HR filed by AVANTAX ADVISORY SERVICES, INC.
AVANTAX ADVISORY SERVICES, INC. filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-07-29, with 1,136 holding rows worth $5,510,187,000.
- Accession
- 0001085146-21-002140
- Filer
- CIK 1303042
- Filed
- 2021-07-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 1,136 entries on the cover page, a total value of $5,510,187,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,510,187,000 with VALUE read as thousands by filing date, 13F file number 028-19181. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 1,142 | $236,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,611 | $236,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 108 | $235,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 146,830 | $235,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 6,409 | $233,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 6,165 | $233,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 993 | $232,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 21,189 | $232,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 4,113 | $232,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 5,263 | $231,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 27,184 | $231,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 13,109 | $231,000 | thousands by filing date | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 2,950 | $231,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 8,380 | $230,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 3,824 | $230,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33741Y100 | HORIZON VOL SMCP | 7,108 | $230,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 226,000 | $230,000 | thousands by filing date | principal |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 21,000 | $229,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 3,426 | $229,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 2,675 | $229,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 226,000 | $229,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 11,736 | $227,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 5,033 | $227,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 3,941 | $226,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,017 | $226,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,051 | $224,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 2,235 | $223,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 12,466 | $223,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 6,066 | $222,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C383 | US EQTY PWR BUF | 7,266 | $222,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 2,210 | $221,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 5,451 | $221,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 6,550 | $221,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 3,650 | $220,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 2,760 | $220,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 7,079 | $220,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 4,809 | $220,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 12,020 | $220,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 3,557 | $219,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 32,833 | $219,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 10,397 | $218,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 1,019 | $218,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 4,227 | $218,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 1,813 | $217,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 5,005 | $217,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 2,684 | $216,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 2,501 | $215,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 621 | $215,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 6,431 | $214,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 4,280 | $214,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 2,734 | $213,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 308 | $213,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 841 | $212,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 10,144 | $212,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 10,778 | $212,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 6,993 | $212,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 1,510 | $211,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,211 | $211,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 2,261 | $211,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 2,964 | $211,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 14,717 | $210,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 1,564 | $209,000 | thousands by filing date | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 3,540 | $209,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 3,949 | $208,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B202 | EM CORE EX ETF | 6,276 | $208,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 4,477 | $207,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 1,299 | $207,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 4,225 | $207,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 3,740 | $207,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 2,900 | $207,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 5,539 | $206,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 1,439 | $205,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 2,719 | $205,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 3,630 | $205,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 1,897 | $204,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 6,987 | $204,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 11,136 | $204,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 4,057 | $203,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 4,563 | $202,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 1,672 | $201,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 3,371 | $201,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 15,697 | $193,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 11,953 | $188,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 14,800 | $185,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 10,329 | $184,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 10,898 | $181,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 15,091 | $180,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 17,199 | $177,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 16,722 | $176,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 17,470 | $175,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 160,000 | $172,000 | thousands by filing date | principal |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 11,832 | $169,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 15,492 | $169,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 10,001 | $169,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 31,471 | $166,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 24,648 | $165,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 10,781 | $163,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 24,996 | $159,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 10,580 | $156,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 20,355 | $156,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 23,000 | $154,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 150,000 | $151,000 | thousands by filing date | principal |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 12,704 | $146,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 21,428 | $139,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 15,493 | $136,000 | thousands by filing date | |
| KENSINGTON CAPITAL ACQUISITI | 49006L203 | UNIT 99/99/9999 | 12,674 | $132,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 17,550 | $129,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 11,167 | $124,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 27,600 | $118,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 29,073 | $114,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 10,280 | $107,000 | thousands by filing date | |
| DIGITALBRIDGE GROUP INC | 25401T108 | CL A COM | 13,062 | $104,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 17,295 | $104,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 22,362 | $100,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 17,050 | $97,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 14,594 | $96,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 11,674 | $94,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 10,553 | $87,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 12,100 | $83,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 21,028 | $76,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 18,330 | $73,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 52,000 | $62,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 18,000 | $60,000 | thousands by filing date | principal |
| SESEN BIO INC | 817763105 | COM | 13,000 | $60,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 10,601 | $56,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 11,080 | $51,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 10,573 | $45,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 10,984 | $41,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 11,337 | $37,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 32,000 | $35,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 19,000 | $26,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 20,000 | $21,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 17,000 | $17,000 | thousands by filing date | principal |
| COHBAR INC COM NEW | 19249J109 | Stock | 10,000 | $14,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 12,000 | $12,000 | thousands by filing date | principal |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 10,000 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-002140 | this filing | 2021-07-29 | acceptance time not in the bulk data set |