13F-HR filed by AQR Arbitrage LLC
AQR Arbitrage LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-17, with 972 holding rows worth $2,782,766,000.
- Accession
- 0001085146-21-001796
- Filer
- CIK 1167456
- Filed
- 2021-05-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 972 entries on the cover page, a total value of $2,782,766,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,782,766,000 with VALUE read as thousands by filing date, 13F file number 028-10114. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAQR Capital Management Holdings, LLC028-16752
- included managerAQR CAPITAL MANAGEMENT LLC028-10120
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 54,575,000 | $93,971,000 | thousands by filing date | principal |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 41,238,000 | $71,032,000 | thousands by filing date | principal |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 2,400,000 | $45,454,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 18,800,000 | $41,760,000 | thousands by filing date | principal |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 808,629 | $37,569,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 31,875,000 | $34,724,000 | thousands by filing date | principal |
| CANTEL MEDICAL CORP | 138098108 | COM | 420,838 | $33,436,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 27,175,000 | $32,458,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 19,096,000 | $30,639,000 | thousands by filing date | principal |
| IHS MARKIT LTD | G47567105 | SHS | 308,134 | $29,790,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 314,112 | $28,700,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 122,696 | $28,083,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 110,729 | $28,002,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 23,775,000 | $27,772,000 | thousands by filing date | principal |
| FLIR SYS INC | 302445101 | COM | 490,797 | $27,715,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 14,650,000 | $27,496,000 | thousands by filing date | principal |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 177,352 | $27,193,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 124,215 | $26,942,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 667,532 | $25,146,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 137,989 | $24,359,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 1,400,965 | $24,153,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 135,216 | $24,085,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 488,953 | $23,983,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 392,417 | $23,545,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 17,275,000 | $22,881,000 | thousands by filing date | principal |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 476,527 | $22,378,000 | thousands by filing date | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 9,450,000 | $22,320,000 | thousands by filing date | principal |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 6,325,000 | $21,193,000 | thousands by filing date | principal |
| TABULA RASA HEALTHCARE INC | 873379AA9 | NOTE | 20,475,000 | $20,782,000 | thousands by filing date | principal |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 220,043 | $20,517,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 404,555 | $20,390,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 844,567 | $20,185,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 75,762 | $19,780,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 17,250,000 | $19,514,000 | thousands by filing date | principal |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 875,616 | $19,351,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 17,500,000 | $19,261,000 | thousands by filing date | principal |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 122,941 | $18,799,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 152,121 | $18,744,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 460,041 | $18,691,000 | thousands by filing date | |
| INFINERA CORP | 45667GAE3 | BOND | 12,775,000 | $18,509,000 | thousands by filing date | principal |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 19,050,000 | $18,282,000 | thousands by filing date | principal |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 1,700,000 | $18,271,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 15,000,000 | $18,216,000 | thousands by filing date | principal |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 6,863,000 | $17,909,000 | thousands by filing date | principal |
| CIT GROUP INC COM NEW | 125581801 | Stock | 344,720 | $17,757,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 18,325,000 | $17,662,000 | thousands by filing date | principal |
| SMART GLOBAL HLDGS INC | 83205YAB0 | BOND | 13,025,000 | $17,153,000 | thousands by filing date | principal |
| PERSPECTA INC | 715347100 | COM | 584,773 | $16,988,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 7,198 | $16,770,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 493,076 | $16,730,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 12,450,000 | $16,123,000 | thousands by filing date | principal |
| FORTERRA INC | 34960W106 | COM | 693,286 | $16,119,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 434,291 | $16,058,000 | thousands by filing date | |
| GUESS INC | 401617AD7 | BOND | 13,920,000 | $15,921,000 | thousands by filing date | principal |
| CORELOGIC INC | 21871D103 | COM | 200,615 | $15,899,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 723,786 | $15,880,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 630,797 | $15,801,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 10,450,000 | $15,406,000 | thousands by filing date | principal |
| COOPER TIRE & RUBR CO | 216831107 | COM | 275,139 | $15,402,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 173,497 | $15,129,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 11,000,000 | $15,098,000 | thousands by filing date | principal |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 764,763 | $15,066,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 126,328 | $14,958,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION II CO | 553800202 | UNIT 99/99/9999 | 1,500,000 | $14,880,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 7,925,000 | $13,817,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 11,500,000 | $13,038,000 | thousands by filing date | principal |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 11,550,000 | $12,590,000 | thousands by filing date | principal |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 8,950,000 | $12,441,000 | thousands by filing date | principal |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 1,643,832 | $12,411,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 9,900,000 | $12,266,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AD6 | BOND | 10,375,000 | $12,249,000 | thousands by filing date | principal |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 792,511 | $12,165,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 342,573 | $11,856,000 | thousands by filing date | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 11,300,000 | $11,568,000 | thousands by filing date | principal |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 638,523 | $11,385,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 257,870 | $11,354,000 | thousands by filing date | |
| RAPID7 INC | 753422AB0 | NOTE | 6,042,000 | $11,107,000 | thousands by filing date | principal |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 354,270 | $10,745,000 | thousands by filing date | |
| HARMONIC INC | 413160AD4 | BOND | 9,200,000 | $10,385,000 | thousands by filing date | principal |
| GENWORTH FINL INC | 37247D106 | COM SHS | 3,083,242 | $10,236,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 3,375,000 | $10,125,000 | thousands by filing date | principal |
| GORES GUGGENHEIM INC | 38286Q206 | UNIT 03/25/2028 | 1,000,000 | $9,930,000 | thousands by filing date | |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 4,550,000 | $9,903,000 | thousands by filing date | principal |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 9,125,000 | $9,883,000 | thousands by filing date | principal |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 7,500,000 | $9,366,000 | thousands by filing date | principal |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 887,437 | $9,238,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 676,835 | $9,015,000 | thousands by filing date | |
| PINE TECHNOLOGY ACQUISITN CO | 722850203 | UNIT 03/31/2028 | 900,000 | $8,928,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773HAB8 | NOTE | 5,000,000 | $8,732,000 | thousands by filing date | principal |
| ATLANTIC COASTAL ACQUISTN CO | 048453203 | UNIT 03/02/2026 | 875,000 | $8,619,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 7,700,000 | $8,532,000 | thousands by filing date | principal |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 7,650,000 | $8,286,000 | thousands by filing date | principal |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 6,000,000 | $8,243,000 | thousands by filing date | principal |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 7,700,000 | $8,128,000 | thousands by filing date | principal |
| KBR INC | 48242WAB2 | BOND | 5,125,000 | $8,107,000 | thousands by filing date | principal |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 6,000,000 | $7,732,000 | thousands by filing date | principal |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 7,625,000 | $7,658,000 | thousands by filing date | principal |
| ETSY INC | 29786A106 | COM | 35,818 | $7,223,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 7,843,000 | $7,212,000 | thousands by filing date | principal |
| DECARBONIZATION PLUS ACQUISITI | 24279d204 | COM | 700,000 | $6,972,000 | thousands by filing date | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 5,000,000 | $6,772,000 | thousands by filing date | principal |
| WORLD WRESTLING ENTMT INC | 98156QAB4 | BOND | 3,000,000 | $6,759,000 | thousands by filing date | principal |
| INFINERA CORP | 45667GAC7 | BOND | 5,625,000 | $6,695,000 | thousands by filing date | principal |
| PLURALSIGHT INC | 72941B106 | COM CL A | 288,488 | $6,445,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 1,279,000 | $6,416,000 | thousands by filing date | principal |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 155,873 | $6,048,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941BAB2 | NOTE 0.375% 3/0 | 6,100,000 | $6,024,000 | thousands by filing date | principal |
| STRATIM CLOUD ACQUISITION CO | 86309R206 | UNIT 03/05/2026 | 600,000 | $6,000,000 | thousands by filing date | |
| GOLDEN ARROW MERGER CORP | 380799205 | UNIT 07/31/2026 | 600,000 | $5,970,000 | thousands by filing date | |
| GX ACQUISITION CORP II | 36260F204 | UNIT 03/17/2026 | 600,000 | $5,958,000 | thousands by filing date | |
| ACCELERATE ACQUISITION CORP UNIT | 00439D201 | Stock | 600,000 | $5,958,000 | thousands by filing date | |
| FORUM MERGER IV CORP | 349875203 | UNIT 03/15/2028 | 600,000 | $5,940,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 138,312 | $5,929,000 | thousands by filing date | |
| BUILD ACQUISITION CORP | 12008J204 | UNIT 99/99/9999 | 600,000 | $5,922,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636207 | UNIT 12/10/2025 | 587,143 | $5,824,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 457,206 | $5,706,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 5,187,000 | $5,667,000 | thousands by filing date | principal |
| AF ACQUISITION CORP | 001040203 | UNIT 03/23/2028 | 550,000 | $5,423,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 120,446 | $5,354,000 | thousands by filing date | |
| PDD HOLDINGS INC | 722304AC6 | NOTE 12/0 | 5,000,000 | $5,317,000 | thousands by filing date | principal |
| REALPAGE INC | 75606NAC3 | NOTE 1.500% 5/1 | 4,128,000 | $5,297,000 | thousands by filing date | principal |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 207,240 | $5,160,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 4,750,000 | $5,160,000 | thousands by filing date | principal |
| TECH AND ENERGY TRANSITION | 87823R201 | UNIT 03/31/2028 | 500,000 | $5,000,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUT CO III | 482506102 | COM CL A | 500,000 | $4,995,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L205 | UNIT 99/99/9999 | 500,000 | $4,975,000 | thousands by filing date | |
| G&P ACQUISITION CORP | 36146G202 | UNIT 02/28/2028 | 500,000 | $4,960,000 | thousands by filing date | |
| LANDCADIA HOLDINGS IV INC | 51477A203 | UNIT 05/01/2025 | 500,000 | $4,950,000 | thousands by filing date | |
| KALEYRA INC | 483379111 | *W EXP 11/25/202 | 1,106,970 | $4,871,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 81,243 | $4,728,000 | thousands by filing date | |
| KADEM SUSTAINABLE IMPACT COR | 48284E204 | UNIT 03/17/2026 | 475,000 | $4,703,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HLDGS | 78781PAB1 | NOTE | 2,525,000 | $4,702,000 | thousands by filing date | principal |
| CUBIC CORP | 229669106 | COM | 62,548 | $4,664,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870UAC0 | NOTE 5.875% 8/1 | 5,000,000 | $4,638,000 | thousands by filing date | principal |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 5,500,000 | $4,507,000 | thousands by filing date | principal |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 3,400,000 | $4,450,000 | thousands by filing date | principal |
| PROPERTY SOLUTIONS ACQUISITION UNIT EX 030126 | 74350A207 | Stock | 450,000 | $4,433,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 52,447 | $4,424,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576UAA4 | BOND | 4,100,000 | $4,249,000 | thousands by filing date | principal |
| ATLANTIC AVE ACQUISITION CORP UNIT | 04906P200 | Stock | 415,430 | $4,188,000 | thousands by filing date | |
| ALTERYX INC | 02156BAF0 | BOND | 4,515,000 | $4,100,000 | thousands by filing date | principal |
| RICE ACQUISIT- A | 762594109 | COMMON STOCK | 404,577 | $4,090,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUSTN CO I | 482505104 | COM CL A | 400,000 | $4,036,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 98,509 | $4,014,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 81,771 | $3,968,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP | 206071102 | COM CL A | 404,489 | $3,956,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 83,615 | $3,898,000 | thousands by filing date | |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 3,850,000 | $3,869,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550AE5 | BOND | 2,950,000 | $3,780,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327109 | COM | 9,633 | $3,700,000 | thousands by filing date | |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 4,000,000 | $3,685,000 | thousands by filing date | principal |
| MSG NETWORK INC | 553573106 | CL A | 244,703 | $3,680,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 246,899 | $3,679,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 15,429 | $3,498,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITIN IV | 34964K207 | UNIT 03/31/2028 | 350,000 | $3,465,000 | thousands by filing date | |
| NORTHERN GENESIS ACQU CORP I | 66516W206 | UNIT 99/99/9999 | 345,000 | $3,443,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAJ6 | NOTE 4.125% 9/1 | 3,500,000 | $3,383,000 | thousands by filing date | principal |
| IRIS ACQUISITION CORP | 89601Y200 | UNIT 02/24/2026 | 329,396 | $3,310,000 | thousands by filing date | |
| Granite Construction Inc | 387328AB3 | CV | 2,375,000 | $3,307,000 | thousands by filing date | principal |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 120,992 | $3,072,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L107 | COM CL A | 309,000 | $3,044,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L100 | CMN | 312,500 | $3,038,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 42,630 | $2,992,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 3,100,000 | $2,992,000 | thousands by filing date | principal |
| CF ACQUISITION CORP VIII | 12520C208 | UNIT 03/31/2028 | 300,000 | $2,976,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 53,984 | $2,971,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP II | G65317110 | UNIT 03/23/2026 | 300,000 | $2,970,000 | thousands by filing date | |
| NEWBURY STREET ACQUISITN COR | 65101L203 | UNIT 04/30/2028 | 300,000 | $2,967,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 98,951 | $2,966,000 | thousands by filing date | |
| PRECIGEN INC | 46122TAA0 | NOTE 3.500% 7/0 | 3,450,000 | $2,961,000 | thousands by filing date | principal |
| CF ACQUISITION CORP IV | 12520T102 | COM | 299,997 | $2,931,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES, INC | 29415C119 | *W EXP 11/17/202 | 325,839 | $2,900,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 166,534 | $2,884,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 50,000 | $2,876,000 | thousands by filing date | |
| OMNICHANNEL ACQUISITION CORP | 68218L108 | COM CL A | 293,465 | $2,864,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 121,976 | $2,821,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 1,650,000 | $2,817,000 | thousands by filing date | principal |
| ROMAN DBDR TECH ACQ CORP; TNT ACQ DT: 5/6/2022; CASH: $10.20 | 77584N101 | COM CL A | 280,000 | $2,786,000 | thousands by filing date | |
| SPARTACUS ACQ CORP; TNT ACQ DT: 7/15/2022; CASH: $10.15 | 84677L109 | CL A | 280,000 | $2,769,000 | thousands by filing date | |
| YELLOWSTONE ACQUISITION CO COM CL A | 98566K105 | Stock | 276,832 | $2,766,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 3,050,000 | $2,758,000 | thousands by filing date | principal |
| SOUTH JERSEY INDS INC | 838518306 | UNIT 04/01/2024 | 55,000 | $2,745,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 95,157 | $2,736,000 | thousands by filing date | |
| PANDION THERAPEUTICS INC | 698340106 | COM | 45,385 | $2,725,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375NAD5 | NOTE 4.500% 2/1 | 1,950,000 | $2,613,000 | thousands by filing date | principal |
| ALTAIR ENGR INC | 021369AA1 | BOND | 1,800,000 | $2,593,000 | thousands by filing date | principal |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 2,625,000 | $2,566,000 | thousands by filing date | principal |
| LANNETT CO INC | 51602UAC2 | BOND | 4,100,000 | $2,537,000 | thousands by filing date | principal |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 55,231 | $2,514,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A200 | UNIT 01/27/2026 | 250,000 | $2,495,000 | thousands by filing date | |
| CLARIM ACQUISITION CORP | 18049C207 | UNIT 99/99/9999 | 250,000 | $2,488,000 | thousands by filing date | |
| MDH ACQUISITION CORP | 55283P205 | UNIT 99/99/9999 | 250,000 | $2,485,000 | thousands by filing date | |
| FTAC PARNASSUS ACQUISITN COR | 30319B207 | UNIT 03/10/2026 | 250,000 | $2,483,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III UNIT EX 022226 | 44376L206 | Stock | 250,000 | $2,480,000 | thousands by filing date | |
| GLENFARNE MERGER CORP | 378579205 | UNIT 03/17/2026 | 250,000 | $2,480,000 | thousands by filing date | |
| MONTES ARCHIMEDES ACQUISITIO | 612657106 | COM CL A | 252,800 | $2,472,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 175,387 | $2,468,000 | thousands by filing date | |
| PWP FORWARD ACQUISITION CORP I UNIT EXP 031026 | 74709Q200 | Stock | 250,000 | $2,468,000 | thousands by filing date | |
| RECHARGE ACQUISITION CORP | 756229100 | CMN | 252,000 | $2,465,000 | thousands by filing date | |
| PERIPHAS CAPITAL PARTNERING | 713895209 | UNIT 99/99/9999 | 100,000 | $2,455,000 | thousands by filing date | |
| MOTION ACQUISITION CORP | 61980M107 | CMN | 247,644 | $2,439,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545104 | COM CL A | 238,332 | $2,321,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP II | 54319Q204 | UNIT 99/99/9999 | 230,000 | $2,309,000 | thousands by filing date | |
| SPORTSTEK ACQUISITION CORP | 849196209 | UNIT 02/16/2028 | 225,000 | $2,237,000 | thousands by filing date | |
| ARCHIMEDES TECH SPAC PARTNR | 039562202 | UNIT 03/10/2026 | 225,000 | $2,225,000 | thousands by filing date | |
| Omeros Corp | 682143AE2 | NOTE 6.250%11/1 | 1,825,000 | $2,199,000 | thousands by filing date | principal |
| EQUITY DISTR ACQUISITION COR | 29465E106 | CMN | 220,198 | $2,182,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W102 | COM CL A | 223,999 | $2,162,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N105 | COM | 218,800 | $2,142,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 124,682 | $2,101,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534106 | COM CL A | 209,500 | $2,070,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 327,786 | $2,058,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 25,056 | $2,050,000 | thousands by filing date | |
| BOXED, INC. | 81787X205 | COM | 200,000 | $2,038,000 | thousands by filing date | |
| ARK GLOBAL ACQUISITION CORP | 66981N202 | COM | 205,800 | $2,033,000 | thousands by filing date | |
| MSD ACQUISITION CORP | G5709C117 | UNIT 03/25/2026 | 200,000 | $2,030,000 | thousands by filing date | |
| QUDIAN INC | 747798AB2 | NOTE 1.000% 7/0 | 2,500,000 | $2,011,000 | thousands by filing date | principal |
| GLASS HOUSES ACQUISITION COR | 37714P202 | UNIT 03/25/2028 | 200,000 | $2,006,000 | thousands by filing date | |
| AMERICAN ACQUISITION OPPT IN | 02369M201 | UNIT 05/28/2026 | 200,000 | $2,000,000 | thousands by filing date | |
| NOVUS CAPITAL CORPORATION II | 67012W203 | UNIT 99/99/9999 | 200,000 | $2,000,000 | thousands by filing date | |
| LOGISTIC PROPERTIES OF THE AME USD ORD SHS | G9152V101 | Stock | 200,000 | $1,990,000 | thousands by filing date | |
| MCAP ACQUISITION CORP | 55282t208 | COM | 200,000 | $1,990,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y205 | UNIT 99/99/9999 | 200,000 | $1,988,000 | thousands by filing date | |
| FORESIGHT ACQUISITION CORP UNI | 34552y205 | COM | 200,000 | $1,988,000 | thousands by filing date | |
| FLAME ACQUISITION CORP | 33850F207 | UNIT 99/99/9999 | 200,000 | $1,986,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F109 | CMN | 200,000 | $1,984,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W208 | UNIT 03/31/2028 | 200,000 | $1,980,000 | thousands by filing date | |
| ATHENA TECHNOLOGY ACQUISITION | 04687a208 | COM | 200,000 | $1,978,000 | thousands by filing date | |
| 26 Capital Acquisition Corp | 90138P100 | Equity | 200,000 | $1,940,000 | thousands by filing date | |
| ISLEWORTH HEALTHCARE ACQU CO | 46468P102 | CMN | 200,000 | $1,938,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923AH1 | NOTE 5.250% 7/0 | 1,500,000 | $1,937,000 | thousands by filing date | principal |
| OCA ACQUISITION CORP | 670865203 | UNIT 01/14/2026 | 191,538 | $1,913,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 4,000,000 | $1,862,000 | thousands by filing date | principal |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 44,051 | $1,860,000 | thousands by filing date | |
| YY INC | 98426TAF3 | NOTE 1.375% 6/1 | 1,500,000 | $1,777,000 | thousands by filing date | principal |
| TWC TECH HLDGS II CORP | 90117G105 | COM | 179,999 | $1,771,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 25,656 | $1,756,000 | thousands by filing date | |
| FIRSTMARK HORIZON ACQUISITIO | 33765Y101 | CL A COM | 175,000 | $1,750,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 47,190 | $1,741,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V206 | UNIT 06/01/2027 | 175,000 | $1,733,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP | 722615101 | CL A | 166,901 | $1,671,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019101 | CMN | 166,398 | $1,639,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CORP UNIT | 48253T208 | Stock | 163,000 | $1,632,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP | 52470X109 | COM CL A | 165,134 | $1,622,000 | thousands by filing date | |
| CLS | 14070Y101 | Stock | 166,000 | $1,620,000 | thousands by filing date | |
| FIGURE ACQUISITION CORP I | 302438205 | UNIT 99/99/9999 | 158,400 | $1,603,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L110 | *W EXP 07/01/202 | 963,122 | $1,589,000 | thousands by filing date | |
| H I G ACQUISITION CORP UNIT | G44898115 | Stock | 155,000 | $1,587,000 | thousands by filing date | |
| COLICITY INC UNIT EX 022426 | 194170205 | Stock | 155,000 | $1,566,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 30,950 | $1,531,000 | thousands by filing date | |
| HEALTHCARE CAPITAL CORP | 42228c200 | COM | 154,000 | $1,520,000 | thousands by filing date | |
| MISSION ADVANCEMENT CORP | 60501L200 | UNIT 99/99/9999 | 152,100 | $1,513,000 | thousands by filing date | |
| CF ACQUISITION CORP VI | 12521J202 | UNIT 99/99/9999 | 152,000 | $1,505,000 | thousands by filing date | |
| BYTE ACQUISITION CORP | G1R25Q121 | UNIT 03/18/2029 | 150,000 | $1,500,000 | thousands by filing date | |
| ROSS ACQUISITION CORP II | G7641C122 | UNIT 99/99/9999 | 150,000 | $1,494,000 | thousands by filing date | |
| CORAZON CAPITAL V838 MONOCER | G24237110 | UNIT 03/24/2026 | 150,000 | $1,493,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP | G19276123 | UNIT 02/26/2028 | 150,000 | $1,493,000 | thousands by filing date | |
| PLUM ACQUISITION CORP I | G7134L100 | UNIT 03/15/2026 | 150,000 | $1,493,000 | thousands by filing date | |
| FAST ACQUISITION CORP II | 311874200 | UNIT 03/16/2026 | 150,000 | $1,491,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N201 | UNIT 99/99/9999 | 150,000 | $1,491,000 | thousands by filing date | |
| EQ HEALTH ACQUISITION CORP UNIT EXP 020228 | 26886A200 | Stock | 150,000 | $1,487,000 | thousands by filing date | |
| NORTHERN REVIVAL ACQUISITION | G6546R127 | UNIT 01/31/2028 | 150,000 | $1,484,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G114 | WTS | 903,453 | $1,482,000 | thousands by filing date | |
| TAILWIND TWO ACQUISITION COR | G86613117 | UNIT 03/01/2028 | 150,000 | $1,482,000 | thousands by filing date | |
| GIGCAPITAL4 INC | 37518G200 | UNIT 99/99/9999 | 150,000 | $1,481,000 | thousands by filing date | |
| VPC IMPACT ACQU HOLDI III IN | 91835J207 | UNIT 99/99/9999 | 150,000 | $1,481,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDG | G9460L100 | UNIT 03/05/2026 | 150,000 | $1,479,000 | thousands by filing date | |
| TB SA ACQUISITION CORP | G8657L113 | UNIT 03/25/2028 | 150,000 | $1,478,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT CO II | 90118T205 | UNIT 99/99/9999 | 150,000 | $1,478,000 | thousands by filing date | |
| VIRTUOSO ACQ CORP; TNT ACQ DT: 1/22/2023; CASH: $10.00 | 92837J104 | COM CL A | 149,998 | $1,450,000 | thousands by filing date | |
| Porch Group Inc Ordinary Shares - Class A | 733245112 | Stock | 235,125 | $1,446,000 | thousands by filing date | |
| DD3 ACQUISITION CORP II | 23318M209 | COM | 135,000 | $1,385,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X129 | UNIT 09/15/2027 | 134,452 | $1,371,000 | thousands by filing date | |
| ACKRELL SPAC PARTNERS I CO | 00461L204 | COMMON STOCK | 135,000 | $1,370,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 1,367,341 | $1,366,000 | thousands by filing date | principal |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y104 | CMN | 139,998 | $1,365,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQUISITION CORP. | 69242M203 | COM | 138,000 | $1,365,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833206 | UNIT 99/99/9999 | 134,700 | $1,359,000 | thousands by filing date | |
| SILVERBOX ENGAGED MERGER CO | 82836L200 | UNIT 03/31/2028 | 137,000 | $1,358,000 | thousands by filing date | |
| LOCUST WALK ACQUISITION CORP | 54015L301 | UNIT 12/31 | 135,000 | $1,357,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L115 | *W EXP 01/04/202 | 676,444 | $1,353,000 | thousands by filing date | |
| BITE ACQUISITION CORP | 09175K204 | UNIT 99/99/9999 | 137,000 | $1,352,000 | thousands by filing date | |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 1,000,000 | $1,324,000 | thousands by filing date | principal |
| ASTREA ACQUISITION CORP UNIT 012828 | 04637C205 | Stock | 133,000 | $1,318,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P204 | UNIT 12/25/2025 | 133,000 | $1,315,000 | thousands by filing date | |
| ENVIRONMENTAL IMPACT ACQU CO | 29408N205 | UNIT 11/05/2025 | 129,000 | $1,303,000 | thousands by filing date | |
| RXR ACQUISITION CORP UNIT EXP 010125 | 74981W206 | Stock | 132,000 | $1,300,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607108 | COM | 133,000 | $1,289,000 | thousands by filing date | |
| 890 5TH AVE PARTNERS INC | 28250A105 | COM CL A | 132,996 | $1,289,000 | thousands by filing date | |
| GOAL ACQUISITIONS CORP | 38021H206 | UNIT 99/99/9999 | 128,000 | $1,286,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B117 | COM CL A | 130,000 | $1,283,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A106 | CMN | 132,998 | $1,282,000 | thousands by filing date | |
| LIVE OAK MOBILITY ACQUISI CO | 538126202 | UNIT 03/01/2028 | 128,400 | $1,281,000 | thousands by filing date | |
| L&F ACQUISITION CORP. CMN | G53702109 | COM | 130,000 | $1,281,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 1,000,000 | $1,278,000 | thousands by filing date | principal |
| MONUMENT CIRCLE ACQUISITN CO | 61531M200 | UNIT 01/14/2026 | 129,000 | $1,272,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024102 | COMMON STOCK | 131,998 | $1,271,000 | thousands by filing date | |
| WTS/NOVUS CAPITAL CORP11.5000EXP06/30/2027 | 03783T111 | WARR | 189,335 | $1,269,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B205 | UNIT 99/99/9999 | 128,000 | $1,267,000 | thousands by filing date | |
| SCP & CO HEALTHCARE ACQUSTN | 784065203 | UNT | 127,000 | $1,266,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 128,200 | $1,264,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISITION CO | 53073L203 | UNIT 01/22/2026 | 118,000 | $1,264,000 | thousands by filing date | |
| HAMILTON LANE ALLIANCE HLDGS | 40749M103 | CMN | 128,997 | $1,258,000 | thousands by filing date | |
| WARRIOR TECHNOLOGIES ACQUI CO UNIT EX 033128 | 936273200 | Stock | 127,000 | $1,257,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 1,220,000 | $1,251,000 | thousands by filing date | principal |
| Z-WORK ACQUISITION CORP | 98880C201 | UNIT 99/99/9999 | 125,000 | $1,249,000 | thousands by filing date | |
| CA HEALTHCARE ACQUISITION CO | 12510W206 | UNIT 12/25/2025 | 126,000 | $1,247,000 | thousands by filing date | |
| LEVERE HOLDINGS CORP | G5462L114 | UNIT 03/09/2026 | 125,000 | $1,245,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R202 | UNIT 99/99/9999 | 125,000 | $1,240,000 | thousands by filing date | |
| BOA ACQUISITION CORP UNIT EX 022228 | 05601A208 | Stock | 125,000 | $1,239,000 | thousands by filing date | |
| THE MUSIC ACQUISITION CORP | 62752R209 | UNIT 99/99/9999 | 124,000 | $1,238,000 | thousands by filing date | |
| GROUP NINE ACQUISITION CORP | 39947R104 | CMN | 126,000 | $1,235,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T206 | UNIT 01/15/2025 | 122,000 | $1,235,000 | thousands by filing date | |
| NIGHTDRAGON ACQUISITION CORP | 65413D204 | UNIT 02/26/20266 | 121,000 | $1,234,000 | thousands by filing date | |
| EMPOWERMENT & INCLUSION CAPI | 29248N100 | CMN | 126,998 | $1,228,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU II | 242794204 | UNIT 01/19/2026 | 122,000 | $1,227,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q205 | UNIT 99/99/9999 | 124,000 | $1,226,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R202 | UNIT 99/99/9999 | 122,000 | $1,226,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP III | 84677R205 | UNIT 99/99/9999 | 122,000 | $1,224,000 | thousands by filing date | |
| EVO ACQUISITION CORP | 30052G207 | UNIT 99/99/9999 | 123,000 | $1,221,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171202 | UNIT 99/99/9999 | 122,000 | $1,220,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L204 | UNIT 01/21/2026 | 123,000 | $1,219,000 | thousands by filing date | |
| SANDBRIDGE X2 CORP | 799792205 | UNIT 99/99/9999 | 122,000 | $1,219,000 | thousands by filing date | |
| CF ACQUISITION CORP V | 12520R205 | UNIT 01/25/2026 | 122,000 | $1,218,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION COR | 34619V202 | UNIT 99/99/9999 | 122,000 | $1,215,000 | thousands by filing date | |
| ARROWROOT ACQUISITION CORP | 04282M201 | UNIT 01/29/2026 | 122,000 | $1,213,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUISITION | 482504107 | CL A | 120,000 | $1,212,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N201 | UNIT 02/29/2028 | 122,000 | $1,211,000 | thousands by filing date | |
| PIVOTAL INVESTMENT CORP III | 72582M205 | UNIT 01/28/2028 | 121,000 | $1,210,000 | thousands by filing date | |
| B RILEY PRINCIPAL 150 MERGER | 05601V202 | UNIT 99/99/9999 | 121,000 | $1,210,000 | thousands by filing date | |
| THIMBLE POINT ACQUISITION CO | 88408P206 | COM | 121,000 | $1,210,000 | thousands by filing date | |
| ORTHO CLINICAL DIAGNOSTICS H | G6829J107 | ORD SHS | 62,667 | $1,209,000 | thousands by filing date | |
| ORION ACQUISITION CORP | 68626A207 | UNIT 02/19/2026 | 121,000 | $1,209,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M205 | UNIT 01/14/2026 | 122,000 | $1,208,000 | thousands by filing date | |
| INTERPRIVATE IV INFRATECH PR | 46064T201 | UNIT 03/05/2026 | 122,000 | $1,207,000 | thousands by filing date | |
| InterPrivate II Acquisition Corp | 46064Q207 | Unit | 122,000 | $1,207,000 | thousands by filing date | |
| GORES METROPOULOS II INC | 382873206 | UNIT 01/31/2028 | 119,000 | $1,204,000 | thousands by filing date | |
| POWER & DIGITAL INFRA ACQ CO | 739190205 | UNIT 99/99/9999 | 119,000 | $1,204,000 | thousands by filing date | |
| ECP ENVIRONMENTAL GW OPT COR | 26829T209 | UNIT 03/01/2026 | 120,000 | $1,204,000 | thousands by filing date | |
| INTERPRIVATE III FINANCIAL P | 46064R205 | UNIT 99/99/9999 | 122,000 | $1,203,000 | thousands by filing date | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641203 | UNT | 121,000 | $1,203,000 | thousands by filing date | |
| ATLAS CREST INVESTMENT CORP | 049287204 | UNIT 99/99/9999 | 120,000 | $1,201,000 | thousands by filing date | |
| STAR PEAK CORP II | 855179107 | COM CL A | 118,716 | $1,200,000 | thousands by filing date | |
| KENSINGTON CAPITAL ACQUISITI | 49006L203 | UNIT 99/99/9999 | 117,000 | $1,200,000 | thousands by filing date | |
| SUSTAINABLE DEVELP ACQU I CO | 86934L202 | UNIT 02/04/2026 | 120,700 | $1,199,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516U200 | UNIT 99/99/9999 | 117,000 | $1,198,000 | thousands by filing date | |
| GAMING & HOSPITALITY ACQUISI | 364681205 | UNIT 02/04/2028 | 121,000 | $1,198,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVESTMENT | 443760202 | UNIT 01/31/2027 | 122,000 | $1,197,000 | thousands by filing date | |
| CONX CORP | 212873103 | WRNT | 120,000 | $1,196,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L204 | UNT | 120,000 | $1,196,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC IV | 23344K201 | UNIT 99/99/9999 | 119,000 | $1,195,000 | thousands by filing date | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K201 | TRUS | 120,000 | $1,194,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP II | 66574L209 | UNIT 02/25/2028 | 120,000 | $1,194,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T209 | UNIT 02/15/2028 | 120,590 | $1,193,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 67,481 | $1,192,000 | thousands by filing date | |
| TISHMAN SPEYER INNOVATION CO | 88825H209 | UNIT 02/11/2026 | 119,000 | $1,192,000 | thousands by filing date | |
| GORES HLDGS VIII INC | 382863207 | UNIT 02/01/2028 | 119,000 | $1,190,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP IV | 66575B200 | UNIT 02/25/2028 | 120,000 | $1,190,000 | thousands by filing date | |
| ADVANCED MERGER PARTNERS INC UNIT EX 063026 | 00777J208 | Stock | 119,000 | $1,190,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P209 | COMMON STOCK | 118,000 | $1,186,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP II | 31809Y202 | UNIT 02/17/2026 | 119,000 | $1,186,000 | thousands by filing date | |
| DIGITAL TRANSFORMATN OPT COR | 25401K206 | UNIT 03/31/2028 | 120,000 | $1,186,000 | thousands by filing date | |
| GORES HOLDINGS VII INC | 38286T200 | UNIT 02/12/2028 | 119,000 | $1,185,000 | thousands by filing date | |
| GORES TECHNOLOGY PARTNERS IN | 382870202 | UNIT 03/16/2028 | 118,000 | $1,184,000 | thousands by filing date | |
| ROTH CH ACQUISITION III CO | 77867Q201 | UNIT 02/26/2026 | 118,000 | $1,179,000 | thousands by filing date | |
| EDIFY ACQUISITION CORP | 28059Q103 | COM | 122,000 | $1,177,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VI | 17143W200 | UNIT 99/99/9999 | 117,000 | $1,177,000 | thousands by filing date | |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y207 | UNT | 117,000 | $1,176,000 | thousands by filing date | |
| GORES TECHNOLOGY PARTNERS II | 38287L206 | UNIT 03/16/2028 | 118,000 | $1,176,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087R207 | UNIT 03/01/2026 | 118,000 | $1,173,000 | thousands by filing date | |
| FIRST RESERVE SUSTAINABLE GW | 336169206 | UNIT 03/05/2026 | 117,000 | $1,168,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M201 | UNIT 99/99/9999 | 117,000 | $1,166,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C209 | UNIT 02/03/2026 | 117,000 | $1,164,000 | thousands by filing date | |
| VELOCITY ACQUISITION CORP UNIT | 92259E203 | Stock | 118,000 | $1,163,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M207 | UNIT 99/99/9999 | 117,000 | $1,161,000 | thousands by filing date | |
| BROADSCALE ACQUISITION CORP UNIT EX 020226 | 11134Y200 | Stock | 117,000 | $1,159,000 | thousands by filing date | |
| KL ACQUISITION CORP | 49837C109 | CMN | 115,995 | $1,130,000 | thousands by filing date | |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 31,333 | $1,090,000 | thousands by filing date | |
| BULL HORN HLDGS CORP | G1686P106 | SHS | 110,000 | $1,079,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 44,327 | $1,062,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 1,075,000 | $1,060,000 | thousands by filing date | principal |
| FAST ACQUISITION CORP | 311875116 | W EXP 08/25/202 | 363,067 | $1,053,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION COR | 693486102 | CMN | 108,000 | $1,048,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 100,000 | $1,043,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V111 | *W EXP 03/17/202 | 74,836 | $1,042,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514129 | UNIT 99/99/9999 | 90,000 | $1,040,000 | thousands by filing date | |
| BROADSTONE ACQ CORP; TNT ACQ DT: 9/11/2022; CASH: $10.00 | G1739V100 | SHS CL A | 105,000 | $1,028,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 1,000,000 | $1,026,000 | thousands by filing date | principal |
| SOARING EAGLE ACQUISITION CO | G8354H100 | UNIT 02/23/2026 | 100,000 | $1,012,000 | thousands by filing date | |
| BRIGHT LIGHTS ACQUISITION CO | 10920K101 | CMN | 104,998 | $1,008,000 | thousands by filing date | |
| NORTHERN STAR ACQUISITION CO | 665742110 | *W EXP 08/29/202 | 333,110 | $1,003,000 | thousands by filing date | |
| SUPERNOVA PARTN ACQ CO III L | G8T90F110 | UNIT 99/99/9999 | 100,000 | $1,000,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION II | G0R21B120 | UNIT 03/16/2028 | 100,000 | $1,000,000 | thousands by filing date | |
| FTAC HERA ACQUISITION CORP | G3728Y129 | UNIT 02/28/2026 | 100,000 | $999,000 | thousands by filing date | |
| DHC ACQUISITION CORP | G2758T125 | UNIT 02/25/2026 | 100,000 | $999,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817302 | UNIT 12/31/2026 | 100,000 | $996,000 | thousands by filing date | |
| L CATTERTON ASIA ACQUISITION | G5346G109 | UNIT 03/11/2026 | 100,000 | $995,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITN CORP | G8201H121 | UNIT 02/26/2026 | 100,000 | $994,000 | thousands by filing date | |
| ESM ACQUISITION CORPORATION | G3195H120 | UNIT 99/99/9999 | 100,000 | $994,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP II | G7008B113 | UNIT 99/99/9999 | 100,000 | $994,000 | thousands by filing date | |
| VIRGIN GROUP ACQUISIT CORP I | G9460K110 | UNIT 99/99/9999 | 100,000 | $993,000 | thousands by filing date | |
| BTRS HOLDINGS INC | 11778X112 | W EXP 01/12/202 | 209,078 | $993,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 137,474 | $991,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP II | G9460A104 | CL A SHS | 100,000 | $990,000 | thousands by filing date | |
| MAGNUM OPUS ACQUISITION LTD | G5S70A120 | UNIT 06/03/2026 | 100,000 | $989,000 | thousands by filing date | |
| DISRUPTIVE ACQUISITION CORP | G2770Y110 | UNIT 03/06/2026 | 100,000 | $988,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L119 | *W EXP 12/16/202 | 250,000 | $988,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067104 | CMN | 99,200 | $971,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482111 | *W EXP 12/01/202 | 100,000 | $971,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F114 | *W EXP 12/22/202 | 442,840 | $970,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 896,000 | $969,000 | thousands by filing date | principal |
| VISTAS MEDIA ACQUISITION CO | 92840T107 | COM CL A | 96,148 | $953,000 | thousands by filing date | |
| FUSION FUEL GREEN PLC | G3R25D100 | *W EXP 12/10/202 | 202,776 | $949,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 37,214 | $946,000 | thousands by filing date | |
| TURMERIC ACQUISITION CORP | G9127T108 | CMN | 95,613 | $934,000 | thousands by filing date | |
| ZANITE ACQUISITION CORP | 98907K103 | COM CL A | 93,200 | $927,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G117 | *W EXP 03/05/202 | 152,104 | $925,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q116 | *W EXP 03/20/202 | 355,599 | $921,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 38,183 | $917,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 71,204 | $896,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516T112 | W EXP 07/31/202 | 147,615 | $878,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 76,394 | $863,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 63,857 | $861,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 172,331 | $858,000 | thousands by filing date | |
| DPCM CAP INC | 23344P101 | CMN | 86,400 | $852,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP WT EXP 03/07/24 | 22564L113 | Warrants | 747,213 | $852,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 52,080 | $846,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRUP INC | 83407F119 | *W EXP 09/17/202 | 500,000 | $845,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M106 | COM CL A | 86,400 | $844,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC | 02128L114 | *W EXP 02/14/202 | 241,222 | $844,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415132 | RIGHT 10/01/2025 | 1,200,000 | $840,000 | thousands by filing date | |
| SPRING VALLEY ACQ CORP | G8377A108 | COMMON STOCK-FO | 83,032 | $839,000 | thousands by filing date | |
| SARISSA CAPITAL ACQUISITN CO | G7823W102 | CMN | 81,744 | $826,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 84,000 | $822,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II | 743497109 | CMN | 83,811 | $821,000 | thousands by filing date | |
| STAR PEAK ENERGY TRANSITION | 855185112 | *W EXP 08/11/202 | 57,964 | $820,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP | 147151104 | COM CL A | 83,332 | $818,000 | thousands by filing date | |
| TREPONT ACQUISITION CORP I UNIT | G9095M119 | Stock | 80,000 | $816,000 | thousands by filing date | |
| TIGA ACQUISITION CORP | G88672103 | SHS CL A | 80,000 | $803,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQ CORP; TNT ACQ DT: 06/02/22 SH: $10.10 | 812227106 | COM CL A | 81,664 | $801,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N105 | COM | 80,000 | $796,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K110 | SHS CL A | 80,000 | $795,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 52,922 | $789,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP | G01046104 | CMN | 80,000 | $786,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 669,086 | $783,000 | thousands by filing date | |
| KINGSWOOD ACQUISITION CORP | 496861105 | CMN | 78,748 | $783,000 | thousands by filing date | |
| Vickers Vantage Corp I | G9440B107 | Equity | 79,230 | $783,000 | thousands by filing date | |
| OTR ACQUISITION CORP | 67113Q105 | COM CL A | 78,696 | $783,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 775,000 | $780,000 | thousands by filing date | principal |
| RMG ACQUISITION CORP III | G76088114 | UNIT 02/08/2026 | 78,300 | $779,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y103 | COM CL A | 77,400 | $776,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D115 | *W EXP 05/18/202 | 361,743 | $771,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 750,000 | $769,000 | thousands by filing date | principal |
| ASCENDANT DIGITAL ACQUISITIO | G05155109 | COM CL A | 77,060 | $763,000 | thousands by filing date | |
| EUCRATES BIOMEDICAL ACQU COR | G3141W106 | CMN | 76,424 | $756,000 | thousands by filing date | |
| INDEPENDENCE HOLDINGS CORP | G4761A119 | UNIT 03/02/2026 | 75,000 | $750,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032114 | UNIT 99/99/9999 | 75,000 | $750,000 | thousands by filing date | |
| WARBURG PINCUS CAPTAL CORP I | G9460M116 | UNIT 99/99/9999 | 75,000 | $749,000 | thousands by filing date | |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L118 | UNIT 99/99/9999 | 75,000 | $749,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L111 | UNIT 99/99/9999 | 75,000 | $749,000 | thousands by filing date | |
| WALDENCAST ACQUISITION CORP | G9460C126 | Unit 03/11/2026 | 75,000 | $749,000 | thousands by filing date | |
| FRONTIER ACQUISITION CORP | G36826116 | UNIT 03/01/2026 | 75,000 | $745,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W126 | WARRANT | 344,281 | $744,000 | thousands by filing date | |
| NORTH MOUNTAIN MERGER CORP | 661204107 | CMN | 75,556 | $743,000 | thousands by filing date | |
| TAILWIND INTERNATNAL ACQ COR | G8662F127 | UNIT 99/99/9999 | 75,000 | $742,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049105 | COM CL A | 74,998 | $741,000 | thousands by filing date | |
| IBERE PHARMACEUTICALS | G46843127 | UNIT 99/99/9999 | 75,000 | $740,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A115 | *W EXP 05/24/202 | 655,534 | $721,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 899,688 | $720,000 | thousands by filing date | |
| PAE INC | 69290Y117 | *W EXP 09/11/202 | 324,608 | $714,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690108 | COM CL A | 72,855 | $713,000 | thousands by filing date | |
| JAWS MUSTANG ACQUISITION COR | G50737116 | UNIT 99/99/9999 | 70,000 | $711,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716107 | CMN | 72,132 | $711,000 | thousands by filing date | |
| INVESTINDUSTRIAL ACQUISITION | G4771L105 | CMN | 72,855 | $710,000 | thousands by filing date | |
| DELWINDS INS ACQUISITION COR | 24803C102 | CMN | 73,000 | $708,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 70,000 | $706,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633D117 | UNIT 99/99/9999 | 70,000 | $703,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U119 | UNIT 99/99/9999 | 70,000 | $702,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 70,497 | $701,000 | thousands by filing date | |
| NEW FRONTIER HEALTH CORP | G6461G114 | *W EXP 11/30/202 | 239,247 | $701,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H100 | CMN | 68,640 | $695,000 | thousands by filing date | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 31,333 | $694,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W106 | COM CL A | 69,250 | $692,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T116 | CL A | 70,000 | $692,000 | thousands by filing date | |
| YUCAIPA ACQ CRP; TNT ACQ DT; 8/4/2022; CASH: $10.00 | G9879L105 | COM | 70,000 | $690,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 48,431 | $689,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 64,325 | $689,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 158,877 | $688,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 70,000 | $688,000 | thousands by filing date | |
| HPX CORP | G32219100 | SHS CL A | 70,000 | $687,000 | thousands by filing date | |
| ACON S2 ACQUISITION CORP | G00748106 | CL SHS | 69,998 | $687,000 | thousands by filing date | |
| TEKKORP DIGITAL ACQUISITN CO | G8739H106 | CMN | 70,000 | $686,000 | thousands by filing date | |
| DUDDELL STREET ACQUISITN COR | G28553108 | CMN | 70,000 | $685,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L103 | SHS CL A | 70,000 | $684,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V109 | CMN | 70,000 | $684,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 62,954 | $683,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074103 | SHS CL A | 70,000 | $681,000 | thousands by filing date | |
| LUX HEALTH TECH ACQUISITION | 55068A100 | CMN | 65,998 | $678,000 | thousands by filing date | |
| FISKER INC | 33813J114 | *W EXP 12/01/202 | 78,585 | $672,000 | thousands by filing date | |
| CONSONANCE HFW ACQUISITION C | G2445M103 | SHS CL A | 69,498 | $669,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-001796 | this filing | 2021-05-17 | acceptance time not in the bulk data set |