13F-HR filed by OPPENHEIMER ASSET MANAGEMENT INC.
OPPENHEIMER ASSET MANAGEMENT INC. filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-17, with 1,162 holding rows worth $6,452,666,000.
- Accession
- 0001085146-21-001784
- Filer
- CIK 1269119
- Filed
- 2021-05-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A combination report, 3,712 entries on the cover page, a total value of $6,452,666,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,452,666,000 with VALUE read as thousands by filing date, 13F file number 028-10748. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerALKEON CAPITAL MANAGEMENT LLC028-10451
- included managerACR Alpine Capital Research
- included managerAlger
- included managerAncora Advisors
- included managerApex Capital
- included managerAtalanta Sosnoff Capital
- included managerAtlanta Capital Management
- included managerBahl & Gaynor
- included managerBrandes Investment Partners
- included managerCambiar Investors
- included managerCauseway Capital Management
- included managerChautauqua Capital Management
- included managerChurchill Management Group
- included managerClearBridge Advisors
- included managerClarkston Caplital Partners
- included managerCampbell Newman Asset Mgmt
- included managerConfluence Investment Mgmt
- included managerCohen And Steers
- included managerColumbia Management
- included managerCongress Asset Management
- included managerCove Street Capital
- included managerCramer Rosenthal McGlynn
- included managerDavis Advisors
- included managerDelaware Capital Management
- included managerDeRoy & Deveraux
- included managerDearborn Partners
- included managerEarnest Partners
- included managerEaton Vance
- included managerEpoch Investment
- included managerGood Harbor Financial
- included managerGW&K Investment Management
- included managerHarding Loevner Managed Accts
- included managerInvesco Advisors
- included managerThe Ithaka Group
- included managerJennison Associates
- included managerLyrical Asset Management
- included managerMacKay Shields
- included managerMadison Investment Advisors
- included managerMetWest Capital Management
- included managerMiller Howard
- included managerMontag & Caldwell
- included managerOak Ridge Investments
- included managerPenn Capital
- included managerPoplar Forest Capital
- included managerReinhart Partners
- included managerRiverbridge Partners
- included managerRNC Genter Capital Mgmt
- included managerRoosevelt Investment Group
- included managerSage Advisory Services
- included managerSalient Capital Advisors
- included managerSaratogaRIM
- included managerSchafer Cullen Capital Mgmt
- included managerSeaview Global Advisors
- included managerSecurity Capital
- included managerStephens Inv Mgt
- included managerSouthernSun Asset Mgmt
- included managerThornburg Investment Management
- included managerTorray
- included manager12th Street Asset Mgmt
- included managerWasatch Advisors
- included managerAnchor Capital
- included managerAmundi Pioneer
- included managerDF Dent
- included managerFederated
- included managerLateef Investment
- included managerPolen Capital
- included managerSGA
- included managerSpyglass
- included managerPutnam Investment
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMETEK INC COM | 031100100 | Stock | 2,697 | $344,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 5,548 | $344,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 1,825 | $343,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 6,334 | $341,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 25,096 | $340,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 9,528 | $336,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 3,884 | $336,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 15,500 | $334,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 8,176 | $334,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 8,286 | $328,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 9,435 | $327,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 2,153 | $326,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 1,180 | $325,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 9,523 | $324,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 18,128 | $324,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 3,707 | $324,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 10,653 | $322,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 6,081 | $322,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 7,236 | $320,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 12,440 | $320,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 4,766 | $318,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 135 | $314,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 1,501 | $311,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 78,988 | $310,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 6,849 | $310,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 14,253 | $309,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,263 | $307,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 6,228 | $306,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 2,128 | $304,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 20,395 | $300,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 4,375 | $300,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 7,905 | $299,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 1,399 | $298,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 1,374 | $297,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 7,931 | $296,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 85,000 | $294,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 2,127 | $293,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 3,830 | $288,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 3,147 | $286,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 2,701 | $280,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 702 | $279,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 20,796 | $278,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 1,255 | $277,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,152 | $277,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 895 | $274,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 1,225 | $273,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 8,914 | $272,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 4,076 | $271,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 1,331 | $269,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 6,233 | $267,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 8,944 | $264,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 4,541 | $264,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 3,642 | $263,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 1,135 | $262,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 10,260 | $261,000 | thousands by filing date | |
| Leslie's Inc | 527064109 | Common Stock | 10,657 | $261,000 | thousands by filing date | |
| VONTIER CORPORATION | 928881101 | COM | 8,601 | $260,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 13,225 | $258,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 15,474 | $257,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 4,738 | $255,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 3,600 | $254,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 2,505 | $254,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 21,450 | $251,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 5,420 | $249,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 4,741 | $247,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 1,664 | $246,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 3,312 | $246,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 8,066 | $243,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 4,803 | $243,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 6,337 | $240,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 37,627 | $240,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 5,556 | $239,000 | thousands by filing date | |
| AARONS CO INC | 00258W108 | COM | 9,321 | $239,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 3,295 | $236,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 47,000 | $236,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,219 | $235,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 1,631 | $235,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 1,901 | $232,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 6,871 | $230,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 5,781 | $229,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 3,108 | $228,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,724 | $228,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 3,043 | $228,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 2,653 | $228,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 4,844 | $228,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 2,519 | $227,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 13,013 | $227,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 3,431 | $225,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 3,238 | $223,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 18,349 | $222,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 6,212 | $222,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 1,498 | $221,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 6,356 | $221,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 8,712 | $221,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,692 | $220,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 4,095 | $217,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 1,911 | $216,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 6,171 | $216,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 2,425 | $215,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 17,278 | $215,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 6,760 | $214,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 2,741 | $212,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 3,397 | $211,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 4,393 | $210,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 1,833 | $209,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 1,978 | $208,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 3,566 | $207,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1,588 | $206,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 30,177 | $205,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 7,346 | $204,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 15,558 | $203,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 7,327 | $202,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 17,070 | $202,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 6,215 | $200,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 42,238 | $200,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 13,036 | $192,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 72,000 | $188,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 115,000 | $184,000 | thousands by filing date | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 72,000 | $170,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 17,145 | $170,000 | thousands by filing date | |
| RESEARCH SOLUTIONS INC | 761025105 | CMN | 73,233 | $170,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 165,000 | $167,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 29,762 | $165,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 15,008 | $164,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 98,000 | $153,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 11,175 | $149,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 86,000 | $148,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAC9 | NOTE 1.375% 5/1 | 43,000 | $147,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 50,000 | $146,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 121,000 | $142,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 35,233 | $140,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAK3 | NOTE 6.750% 2/1 | 118,000 | $136,000 | thousands by filing date | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 11,369 | $135,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 119,000 | $132,000 | thousands by filing date | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 126,000 | $128,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 73,000 | $126,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 97,000 | $125,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 111,000 | $122,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753UAB2 | NOTE 3.500% 9/1 | 85,000 | $119,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 11,135 | $114,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 51,000 | $112,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 42,000 | $109,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 93,000 | $108,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 65,000 | $98,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 15,075 | $95,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 14,460 | $94,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 70,000 | $94,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 74,000 | $89,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 91,000 | $87,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 74,000 | $86,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 73,000 | $86,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 67,000 | $85,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 70,000 | $79,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 68,000 | $72,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 50,000 | $68,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 48,000 | $62,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 44,000 | $58,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 48,000 | $58,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 43,000 | $55,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 45,000 | $46,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 28,000 | $33,000 | thousands by filing date | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 10,969 | $27,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-001784 | this filing | 2021-05-17 | acceptance time not in the bulk data set |