13F-HR filed by PATHSTONE FAMILY OFFICE, LLC
PATHSTONE FAMILY OFFICE, LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-14, with 660 holding rows worth $2,958,862,000.
- Accession
- 0001085146-21-001682
- Filer
- CIK 1511137
- Filed
- 2021-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A combination report, 660 entries on the cover page, a total value of $2,958,862,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,958,862,000 with VALUE read as thousands by filing date, 13F file number 028-14122. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerSAWGRASS ASSET MANAGEMENT LLC028-05505
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LENNAR CORP CL A | 526057104 | Stock | 2,788 | $282,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 5,528 | $282,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 6,073 | $282,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 1,995 | $280,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 4,392 | $280,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 2,336 | $278,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 3,679 | $277,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 7,259 | $277,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 3,185 | $277,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 42,753 | $277,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,052 | $275,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 885 | $274,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 1,009 | $273,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 3,062 | $272,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 3,767 | $272,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 5,938 | $272,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 3,253 | $270,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 3,168 | $269,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,116 | $268,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,060 | $268,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1,982 | $267,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 1,969 | $267,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 149,627 | $266,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 805 | $265,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 3,712 | $264,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 4,397 | $263,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,018 | $263,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 4,035 | $263,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 5,703 | $263,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 6,484 | $262,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 5,600 | $261,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 8,000 | $261,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 4,614 | $258,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 11,300 | $257,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 3,925 | $256,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 3,343 | $255,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 5,748 | $254,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,988 | $253,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 6,756 | $253,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 2,704 | $251,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 5,675 | $250,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 1,318 | $248,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 13,219 | $247,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 4,590 | $247,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 8,503 | $245,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 4,845 | $244,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 4,250 | $244,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 10,727 | $243,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 6,562 | $242,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 3,958 | $241,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 21,448 | $241,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 9,015 | $240,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 4,845 | $240,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 505 | $239,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 3,725 | $239,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 835 | $237,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 16,075 | $237,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,878 | $236,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 2,250 | $235,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 128 | $234,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 377 | $233,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 1,854 | $233,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 13,262 | $233,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 1,548 | $232,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 5,133 | $230,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 36,776 | $230,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,050 | $228,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 7,644 | $228,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 3,188 | $227,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 2,150 | $227,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 823 | $226,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 808 | $226,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 56,820 | $226,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 1,689 | $225,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 6,301 | $225,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 677 | $224,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 10,478 | $224,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 4,066 | $224,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 14,942 | $224,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 9,734 | $224,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 4,116 | $223,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 762 | $221,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 15,392 | $221,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 2,787 | $221,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 1,693 | $219,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 728 | $219,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 1,657 | $218,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 1,544 | $217,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 2,280 | $217,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 4,110 | $216,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 1,570 | $214,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 2,379 | $213,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 5,643 | $212,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 6,177 | $212,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 1,124 | $211,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 1,850 | $211,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 3,147 | $210,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 800 | $209,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 2,162 | $208,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,118 | $208,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 2,676 | $207,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 4,554 | $207,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 15,540 | $207,000 | thousands by filing date | |
| SEAGEN INC | 81181C104 | COM | 1,488 | $207,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 936 | $206,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 3,157 | $205,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,303 | $205,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 1,585 | $205,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 427 | $203,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 3,272 | $203,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,087 | $202,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 5,623 | $201,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 11,566 | $192,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 13,840 | $192,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 11,226 | $186,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 14,099 | $185,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 1,000 | $180,000 | thousands by filing date | call |
| QURATE RETAIL INC | 74915M100 | COM SER A | 15,101 | $178,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 11,000 | $176,000 | thousands by filing date | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 12,330 | $160,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 16,665 | $137,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 53,900 | $112,000 | thousands by filing date | put |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 10,341 | $112,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 12,000 | $108,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 11,381 | $100,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 25,474 | $92,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 18,389 | $88,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 14,546 | $83,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 9,000 | $77,000 | thousands by filing date | call |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 7,375 | $74,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 4,000 | $70,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 24,500 | $70,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 12,602 | $52,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 10,677 | $37,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 34,000 | $37,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 19,423 | $34,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 11,381 | $33,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 10,000 | $32,000 | thousands by filing date | call |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 12,686 | $29,000 | thousands by filing date | |
| GOLDMINING INC | 38149E101 | COM | 17,583 | $29,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 19,407 | $22,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 10,050 | $20,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 10,000 | $16,000 | thousands by filing date | call |
| Union Pacific Corporation | 907818108 | COM | 700 | $11,000 | thousands by filing date | call |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 5,500 | $9,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 600 | $5,000 | thousands by filing date | call |
| Raytheon Technologies Corporation | 75513E101 | COM | 1,000 | $5,000 | thousands by filing date | call |
| Starbucks Corporation | 855244109 | COM | 1,000 | $5,000 | thousands by filing date | call |
| Analog Devices,Inc. | 032654105 | COM | 600 | $4,000 | thousands by filing date | call |
| NextEra Energy,Inc. | 65339F101 | COM | 1,000 | $3,000 | thousands by filing date | call |
| Verizon Communications Inc | 92343V104 | COM | 2,000 | $3,000 | thousands by filing date | call |
| ARISTA NETWORKS INC | 040413106 | COM | 100 | $2,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AT&T Inc | 00206R102 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| META PLATFORMS INC CL A | 30303M102 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Qualcomm Incorporated | 747525103 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MERCADOLIBREINC | 58733R102 | STOK | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HP INC COM | 40434L105 | Stock | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-001682 | this filing | 2021-05-14 | acceptance time not in the bulk data set |