13F-HR filed by DLD Asset Management, LP
DLD Asset Management, LP filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-14, with 133 holding rows worth $3,559,471,000.
- Accession
- 0001085146-21-001651
- Filer
- CIK 1578299
- Filed
- 2021-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 133 entries on the cover page, a total value of $3,559,471,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,559,471,000 with VALUE read as thousands by filing date, 13F file number 028-17749. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 4,900,000 | $1,941,650,000 | thousands by filing date | put |
| VARIAN MED SYS INC | 92220P105 | COM | 571,213 | $100,836,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 31,450,000 | $69,976,000 | thousands by filing date | principal |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 31,500,000 | $68,552,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 37,500,000 | $64,734,000 | thousands by filing date | principal |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 402,124 | $61,489,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 280,000 | $60,732,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577AA0 | NOTE 4.750% 5/1 | 19,111,000 | $58,824,000 | thousands by filing date | principal |
| REALPAGE INC | 75606N109 | COM | 669,456 | $58,377,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 239,160 | $54,739,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 517,997 | $50,132,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156QAB4 | BOND | 19,978,000 | $45,150,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 17,300,000 | $39,530,000 | thousands by filing date | principal |
| CORELOGIC INC | 21871D103 | COM | 494,703 | $39,205,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 216,811 | $38,681,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 1,250,000 | $34,481,000 | thousands by filing date | put |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 20,000,000 | $34,438,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 25,367,000 | $32,591,000 | thousands by filing date | principal |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 751,891 | $30,549,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 16,100,000 | $29,851,000 | thousands by filing date | principal |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 314,446 | $28,731,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 21,500,000 | $28,461,000 | thousands by filing date | principal |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 1,654,458 | $25,396,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 11,500,000 | $19,794,000 | thousands by filing date | principal |
| SPIRIT AIRLS INC | 848577102 | COM | 525,000 | $19,370,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 14,500,000 | $19,031,000 | thousands by filing date | principal |
| VERADIGM INC | 01988PAF5 | BOND | 14,000,000 | $18,551,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 8,800,000 | $18,326,000 | thousands by filing date | principal |
| GUESS INC COM | 401617105 | Stock | 710,000 | $16,724,000 | thousands by filing date | put |
| PERSPECTA INC | 715347100 | COM | 550,000 | $15,978,000 | thousands by filing date | |
| GUESS INC | 401617AD7 | BOND | 13,500,000 | $15,592,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 9,500,000 | $15,348,000 | thousands by filing date | principal |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 554,800 | $14,728,000 | thousands by filing date | put |
| ANZU SPECIAL ACQUISITIN CORP | 03737A200 | UNIT 01/27/2026 | 1,400,000 | $13,930,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 108,481 | $13,441,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 237,722 | $13,424,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 494,000 | $12,926,000 | thousands by filing date | put |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 8,500,000 | $12,814,000 | thousands by filing date | principal |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 82,054 | $12,581,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 361,769 | $12,275,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 585,000 | $11,943,000 | thousands by filing date | put |
| M3 BRIGADE ACQUISITION II CO | 553800202 | UNIT 99/99/9999 | 1,200,000 | $11,904,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 300,000 | $11,301,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 4,769 | $11,111,000 | thousands by filing date | |
| FIGURE ACQUISITION CORP I | 302438205 | UNIT 99/99/9999 | 1,000,000 | $10,120,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 420,000 | $10,038,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 9,500,000 | $9,880,000 | thousands by filing date | principal |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 108,600 | $9,297,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 219,481 | $8,097,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 39,450 | $7,956,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 125,000 | $7,665,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 310,000 | $7,407,000 | thousands by filing date | put |
| PLURALSIGHT INC | 72941B106 | COM CL A | 330,000 | $7,372,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 182,852 | $7,095,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 44,400 | $6,892,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 300,000 | $6,582,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 40,000 | $6,575,000 | thousands by filing date | put |
| ENVESTNET INC | 29404KAB2 | BOND | 4,500,000 | $5,479,000 | thousands by filing date | principal |
| BLOOMIN BRANDS INC | 094235108 | COM | 200,000 | $5,412,000 | thousands by filing date | put |
| CUBIC CORP | 229669106 | COM | 68,807 | $5,131,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 18,100 | $5,065,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 186,411 | $4,783,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 18,903 | $4,780,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 100,800 | $4,755,000 | thousands by filing date | call |
| GORES HOLDINGS VII INC | 38286T200 | UNIT 02/12/2028 | 450,000 | $4,486,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 295,400 | $4,034,000 | thousands by filing date | put |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 15,000 | $3,959,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 140,000 | $3,486,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITIN IV | 34964K207 | UNIT 03/31/2028 | 350,000 | $3,465,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 10,000 | $3,223,000 | thousands by filing date | put |
| COMPUTE HEALTH ACQUISITIN CO | 204833206 | UNIT 99/99/9999 | 300,000 | $3,027,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC IV | 23344K201 | UNIT 99/99/9999 | 300,000 | $3,012,000 | thousands by filing date | |
| CONX CORP | 212873103 | WRNT | 300,000 | $2,991,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T209 | UNIT 02/15/2028 | 300,000 | $2,973,000 | thousands by filing date | |
| RXR ACQUISITION CORP UNIT EXP 010125 | 74981W206 | Stock | 300,000 | $2,973,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITION UNIT EX 030126 | 74350A207 | Stock | 300,000 | $2,973,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III UNIT EX 022226 | 44376L206 | Stock | 300,000 | $2,970,000 | thousands by filing date | |
| HAMILTON LANE ALLIANCE HLDGS | 40749M103 | CMN | 300,000 | $2,925,000 | thousands by filing date | |
| ALTUS POWER INC COM CL A | 12510J106 | Stock | 300,000 | $2,925,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H109 | CL A | 300,000 | $2,901,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 38,300 | $2,892,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 119,000 | $2,630,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 30,000 | $2,570,000 | thousands by filing date | call |
| POWER & DIGITAL INFRA ACQ CO | 739190205 | UNIT 99/99/9999 | 250,000 | $2,518,000 | thousands by filing date | |
| NIGHTDRAGON ACQUISITION CORP | 65413D204 | UNIT 02/26/20266 | 250,000 | $2,512,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L205 | UNIT 99/99/9999 | 250,000 | $2,488,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 40,000 | $2,444,000 | thousands by filing date | put |
| GORES HLDGS VIII INC | 382863207 | UNIT 02/01/2028 | 225,000 | $2,246,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 104,169 | $2,046,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 33,922 | $2,031,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 10,000 | $2,016,000 | thousands by filing date | call |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R202 | UNIT 99/99/9999 | 200,000 | $2,010,000 | thousands by filing date | |
| TISHMAN SPEYER INNOVATION CO | 88825H209 | UNIT 02/11/2026 | 200,000 | $2,008,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP II | 54319Q204 | UNIT 99/99/9999 | 200,000 | $2,008,000 | thousands by filing date | |
| ACCELERATE ACQUISITION CORP UNIT | 00439D201 | Stock | 200,000 | $1,986,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171103 | CMN | 200,000 | $1,946,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 25,000 | $1,888,000 | thousands by filing date | call |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 75,972 | $1,744,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 100,100 | $1,734,000 | thousands by filing date | put |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 94,160 | $1,666,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V111 | *W EXP 03/17/202 | 119,510 | $1,664,000 | thousands by filing date | call |
| KKR ACQUISITION HOLDING I CORP UNIT | 48253T208 | Stock | 150,000 | $1,502,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 20,000 | $1,492,000 | thousands by filing date | put |
| SENIOR CONNECT ACQUISITN COR | 81723H108 | COM CL A | 143,800 | $1,398,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 50,000 | $1,005,000 | thousands by filing date | put |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y207 | UNT | 100,000 | $1,004,000 | thousands by filing date | |
| GORES TECHNOLOGY PARTNERS IN | 382870202 | UNIT 03/16/2028 | 100,000 | $1,000,000 | thousands by filing date | |
| GORES TECHNOLOGY PARTNERS II | 38287L206 | UNIT 03/16/2028 | 100,000 | $997,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION COR | 34619V202 | UNIT 99/99/9999 | 100,000 | $996,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F109 | CMN | 100,000 | $992,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 50,000 | $751,000 | thousands by filing date | put |
| WAYFAIR INC | 94419L101 | CL A | 2,000 | $630,000 | thousands by filing date | put |
| VISTRA CORP COM | 92840M102 | Stock | 25,000 | $442,000 | thousands by filing date | call |
| APHRIA INC | 03765K104 | COM | 10,000 | $184,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H117 | *W EXP 11/04/202 | 150,000 | $106,000 | thousands by filing date | call |
| PROSPECTOR CAPITAL CORP | G7273A113 | *W EXP 01/11/202 | 100,000 | $101,000 | thousands by filing date | call |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 10,000 | $95,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 10,000 | $95,000 | thousands by filing date | put |
| MOTIVE CAPITAL CORP | G6293A111 | *W EXP 12/31/202 | 100,000 | $88,000 | thousands by filing date | call |
| HIGHLAND TRANSCEND PARTNERS | G44690124 | *W EXP 12/02/202 | 66,666 | $83,000 | thousands by filing date | call |
| HAMILTON LANE ALLIANCE HLDGS | 40749M111 | *W EXP 01/12/202 | 100,000 | $69,000 | thousands by filing date | call |
| CBRE ACQUISITION HLDGS INC | 12510J114 | *W EXP 99/99/999 | 75,000 | $69,000 | thousands by filing date | call |
| JACK CREEK INVESTMENT CORP | G4989X123 | *W EXP 10/01/202 | 125,000 | $66,000 | thousands by filing date | call |
| SENIOR CONNECT ACQUISITN COR | 81723H116 | *W EXP 12/31/202 | 71,900 | $51,000 | thousands by filing date | call |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029118 | *W EXP 01/04/202 | 75,000 | $45,000 | thousands by filing date | call |
| CLIMATE REAL IMPACT SLUTINS | 187171111 | *W EXP 01/29/202 | 40,000 | $44,000 | thousands by filing date | call |
| SWITCHBACK II CORPORATION | G8633T107 | *W EXP 01/07/202 | 20,000 | $40,000 | thousands by filing date | call |
| MARLIN TECHNOLOGY CORP | G58411102 | COM | 50,000 | $36,000 | thousands by filing date | call |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 40,000 | $35,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 10,000 | $33,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F117 | *W EXP 01/07/202 | 20,000 | $29,000 | thousands by filing date | call |
| GLOBAL PARTNER ACQISTN CORP | G3934P128 | *W EXP 01/14/202 | 25,000 | $26,000 | thousands by filing date | call |
| G Squared Ascend I Inc | G4204R117 | Warrant | 20,000 | $19,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-001651 | this filing | 2021-05-14 | acceptance time not in the bulk data set |