13F-HR filed by AVANTAX ADVISORY SERVICES, INC.
AVANTAX ADVISORY SERVICES, INC. filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-13, with 1,029 holding rows worth $4,655,545,000.
- Accession
- 0001085146-21-001621
- Filer
- CIK 1303042
- Filed
- 2021-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 1,029 entries on the cover page, a total value of $4,655,545,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,655,545,000 with VALUE read as thousands by filing date, 13F file number 028-19181. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 12,784 | $100,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 22,358 | $100,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 14,170 | $92,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 1,167,400 | $90,000 | thousands by filing date | call |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 14,516 | $88,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 13,501 | $88,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 22,167 | $87,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 10,553 | $83,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 17,050 | $79,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 20,778 | $77,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 52,000 | $69,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 20,854 | $65,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 18,330 | $63,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 10,690 | $60,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 10,524 | $53,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 15,000 | $52,000 | thousands by filing date | principal |
| YAMANA GOLD INC | 98462Y100 | COM | 10,558 | $46,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 11,080 | $45,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 10,749 | $40,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 25,000 | $39,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 10,750 | $38,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 13,000 | $34,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 17,000 | $26,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 17,000 | $22,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 17,000 | $19,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 17,000 | $18,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 17,000 | $17,000 | thousands by filing date | principal |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 10,000 | $12,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 10,000 | $10,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-001621 | this filing | 2021-05-13 | acceptance time not in the bulk data set |