13F-HR filed by MARINER INVESTMENT GROUP LLC
MARINER INVESTMENT GROUP LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-12, with 74 holding rows worth $40,811,000.
- Accession
- 0001085146-21-001587
- Filer
- CIK 1096978
- Filed
- 2021-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 74 entries on the cover page, a total value of $40,811,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $40,811,000 with VALUE read as thousands by filing date, 13F file number 028-11231. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 4,640,000 | $5,726,000 | thousands by filing date | principal |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 276,170 | $2,635,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 70,000 | $2,428,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 242,173 | $2,339,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 231,502 | $2,067,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 117,112 | $1,424,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 97,859 | $1,174,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 53,422 | $1,043,000 | thousands by filing date | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 54,403 | $1,041,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 63,683 | $1,037,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 195,000 | $979,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 70,551 | $917,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 63,956 | $902,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 86,110 | $891,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 63,523 | $847,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 48,243 | $838,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 143,544 | $805,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 45,000 | $796,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 55,716 | $787,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 63,189 | $720,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 51,420 | $713,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 40,178 | $625,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 140,000 | $486,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 47,134 | $447,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 107,309 | $428,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP | G03707109 | SHS CL A | 42,440 | $419,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 50,000 | $410,000 | thousands by filing date | put |
| TB SA ACQUISITION CORP | G8657L113 | UNIT 03/25/2028 | 39,800 | $392,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 8,608 | $389,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 24,252 | $351,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 12,700 | $310,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 16,550 | $309,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 15,496 | $288,000 | thousands by filing date | |
| DISRUPTIVE ACQUISITION CORP | G2770Y110 | UNIT 03/06/2026 | 28,166 | $278,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 65,096 | $273,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V206 | UNIT 06/01/2027 | 25,840 | $256,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 20,399 | $253,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 21,100 | $242,000 | thousands by filing date | |
| ACCELERATE ACQUISITION CORP UNIT | 00439D201 | Stock | 22,670 | $225,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 43,308 | $221,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQUISITI | 24279d204 | COM | 21,300 | $212,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 8,004 | $206,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 21,100 | $204,000 | thousands by filing date | |
| ATHENA TECHNOLOGY ACQUISITION | 04687a208 | COM | 20,300 | $201,000 | thousands by filing date | |
| MAGNUM OPUS ACQUISITION LTD | G5S70A120 | UNIT 06/03/2026 | 20,000 | $198,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q206 | UNIT 03/25/2028 | 19,733 | $196,000 | thousands by filing date | |
| EVO ACQUISITION CORP | 30052G207 | UNIT 99/99/9999 | 18,900 | $188,000 | thousands by filing date | |
| TAILWIND INTERNATNAL ACQ COR | G8662F127 | UNIT 99/99/9999 | 18,950 | $187,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 19,211 | $184,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 16,776 | $184,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 33,480 | $176,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 13,646 | $154,000 | thousands by filing date | |
| EQ HEALTH ACQUISITION CORP UNIT EXP 020228 | 26886A200 | Stock | 15,404 | $153,000 | thousands by filing date | |
| AF ACQUISITION CORP | 001040203 | UNIT 03/23/2028 | 15,301 | $151,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P204 | UNIT 12/25/2025 | 15,000 | $148,000 | thousands by filing date | |
| CORAZON CAPITAL V838 MONOCER | G24237110 | UNIT 03/24/2026 | 14,408 | $143,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 16,700 | $141,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 10,209 | $135,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y205 | UNIT 99/99/9999 | 13,613 | $135,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 40,000 | $128,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 27,013 | $125,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 10,529 | $116,000 | thousands by filing date | |
| GX ACQUISITION CORP II | 36260F204 | UNIT 03/17/2026 | 10,000 | $100,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 10,000 | $67,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 10,603 | $65,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 100,000 | $42,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 130,000 | $40,000 | thousands by filing date | put |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 19,000 | $35,000 | thousands by filing date | put |
| United States Oil Fund LP | 91232N207 | COM | 50,000 | $35,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 30,000 | $25,000 | thousands by filing date | put |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 60,000 | $11,000 | thousands by filing date | put |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 10,000 | $6,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 50,000 | $5,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 100,000 | $4,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-001587 | this filing | 2021-05-12 | acceptance time not in the bulk data set |