13F-HR filed by J.W. COLE ADVISORS, INC.
J.W. COLE ADVISORS, INC. filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-04-28, with 668 holding rows worth $1,037,663,000.
- Accession
- 0001085146-21-001348
- Filer
- CIK 1404763
- Filed
- 2021-04-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 668 entries on the cover page, a total value of $1,037,663,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,037,663,000 with VALUE read as thousands by filing date, 13F file number 028-19681. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 20,420 | $316,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 7,379 | $316,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 3,268 | $315,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 13,160 | $313,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 1,160 | $313,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,172 | $311,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 741 | $311,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 5,063 | $311,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 7,418 | $307,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,383 | $306,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 3,589 | $304,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 928 | $304,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 12,150 | $304,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 10,785 | $303,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,016 | $302,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 26,500 | $302,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,460 | $300,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,498 | $299,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 457 | $298,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 4,125 | $297,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 17,606 | $295,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 4,690 | $295,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,291 | $294,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 4,559 | $294,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 19,520 | $293,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 14,448 | $293,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,202 | $291,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,651 | $287,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 4,977 | $284,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 16,793 | $284,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 18,020 | $283,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 6,179 | $283,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 6,153 | $282,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 2,533 | $281,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 5,304 | $280,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 2,628 | $279,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 3,361 | $278,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 7,776 | $278,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 5,445 | $277,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 1,902 | $275,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 3,279 | $274,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,357 | $273,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 2,030 | $273,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 2,674 | $273,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 2,521 | $273,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 8,865 | $272,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 6,082 | $272,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F664 | FT VEST US EQT | 8,300 | $272,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 7,580 | $269,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 11,666 | $269,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 5,316 | $267,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 4,243 | $267,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,775 | $267,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 6,832 | $267,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 3,125 | $264,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 6,441 | $262,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 28,700 | $260,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 761 | $259,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 3,517 | $258,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 5,530 | $258,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 17,256 | $258,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,625 | $256,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,037 | $253,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 5,455 | $253,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 6,323 | $253,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 4,671 | $253,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 10,610 | $252,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 10,353 | $252,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 1,343 | $251,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 2,747 | $251,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 1,236 | $249,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 6,212 | $248,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 3,625 | $248,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,541 | $247,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 3,319 | $246,000 | thousands by filing date | |
| TIMOTHY PLAN | 887432334 | INTL ETF | 8,814 | $245,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,326 | $243,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 4,653 | $243,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 4,865 | $240,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 2,439 | $239,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 3,521 | $239,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 1,320 | $238,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,218 | $238,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 5,550 | $235,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 4,539 | $234,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 2,954 | $233,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 9,978 | $232,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,791 | $232,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 1,705 | $231,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,807 | $229,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 4,294 | $229,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 22,400 | $228,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 2,935 | $228,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 4,424 | $227,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,050 | $226,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,785 | $226,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 8,201 | $224,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 8,245 | $224,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 28,969 | $222,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 6,695 | $221,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 7,046 | $221,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A156 | LHA MKT ST ALP | 8,538 | $221,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 875 | $220,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 999 | $219,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,229 | $217,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 3,109 | $217,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 15,377 | $215,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 10,927 | $214,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 5,699 | $213,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 11,806 | $213,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 1,618 | $213,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 14,410 | $213,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 7,762 | $212,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 2,636 | $211,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 1,455 | $210,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,233 | $209,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 438 | $207,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 4,480 | $207,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 4,187 | $207,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,279 | $206,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 808 | $206,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 2,433 | $205,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 3,655 | $204,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 3,610 | $203,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,978 | $202,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 753 | $202,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 12,133 | $202,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 6,997 | $202,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 921 | $200,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 1,624 | $200,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 5,526 | $200,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 10,501 | $197,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 10,934 | $196,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 31,951 | $195,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 10,072 | $190,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 12,127 | $180,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 17,956 | $177,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 10,214 | $176,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 12,800 | $176,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 25,166 | $175,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 23,702 | $174,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 11,906 | $173,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 21,070 | $170,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 19,875 | $152,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 22,100 | $146,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 11,210 | $142,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 10,147 | $138,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 24,257 | $129,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 11,769 | $127,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 40,314 | $125,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 10,250 | $109,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 42,486 | $102,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 11,850 | $99,000 | thousands by filing date | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 10,400 | $92,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 10,000 | $91,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 13,195 | $79,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 11,954 | $75,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 11,431 | $47,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 10,830 | $43,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 11,731 | $40,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 10,994 | $38,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 11,248 | $35,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 27,500 | $32,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 12,000 | $31,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 10,000 | $27,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 16,941 | $23,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 20,000 | $20,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 10,752 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-001348 | this filing | 2021-04-28 | acceptance time not in the bulk data set |