13F-HR filed by NWAM LLC
NWAM LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-04-23, with 491 holding rows worth $1,004,520,000.
- Accession
- 0001085146-21-001286
- Filer
- CIK 1655006
- Filed
- 2021-04-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 491 entries on the cover page, a total value of $1,004,520,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,004,520,000 with VALUE read as thousands by filing date, 13F file number 028-17002. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Microsoft Corp | 594918104 | COM | 265,442 | $62,583,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 483,632 | $59,076,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 76,780 | $30,545,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 85,305 | $21,927,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 158,090 | $20,783,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 59,728 | $19,061,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 5,654 | $17,493,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 61,606 | $15,738,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 141,197 | $12,831,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 155,596 | $12,788,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 96,752 | $10,500,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 113,561 | $10,432,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 395,530 | $10,359,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 66,972 | $10,150,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 40,718 | $9,896,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 90,535 | $9,152,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 99,448 | $8,425,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 58,872 | $8,340,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 70,503 | $7,704,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 46,267 | $7,604,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 3,434 | $7,104,000 | thousands by filing date | |
| IJH | 464287507 | COM | 26,981 | $7,023,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 6,324 | $6,998,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 124,491 | $6,886,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 82,593 | $6,814,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 103,068 | $6,711,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 112,284 | $6,414,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 17,750 | $6,257,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 19,048 | $6,237,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 47,628 | $6,194,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 28,803 | $6,166,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 83,088 | $6,151,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 114,888 | $6,060,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 59,206 | $6,043,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 115,588 | $6,016,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 23,581 | $6,006,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 52,243 | $5,947,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 32,079 | $5,944,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 31,802 | $5,868,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,761 | $5,695,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 109,631 | $5,588,000 | thousands by filing date | |
| VTI | 922908769 | COM | 26,780 | $5,535,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 66,887 | $5,484,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 22,501 | $5,464,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 169,285 | $5,351,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 108,299 | $5,319,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 52,649 | $5,289,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 13,189 | $5,227,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 56,565 | $5,181,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 9,572 | $5,111,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 109,545 | $4,766,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 21,653 | $4,635,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 31,719 | $4,480,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 27,681 | $4,431,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 20,272 | $4,350,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 19,526 | $4,322,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 40,986 | $4,199,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 35,527 | $4,193,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 96,549 | $4,182,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 19,187 | $4,165,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 88,785 | $4,131,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 16,774 | $4,085,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 27,355 | $4,023,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 63,640 | $3,862,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 24,734 | $3,765,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 117,668 | $3,736,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 15,932 | $3,557,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 16,025 | $3,531,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 108,227 | $3,516,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 32,050 | $3,475,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 5,189 | $3,466,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 137,980 | $3,463,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 15,687 | $3,324,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 48,763 | $3,309,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 36,519 | $3,240,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 146,190 | $3,194,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 46,127 | $3,192,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 61,866 | $3,189,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 55,254 | $3,149,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 22,993 | $3,114,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 44,584 | $3,085,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 18,231 | $3,019,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 47,105 | $3,015,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 59,042 | $2,997,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 23,780 | $2,984,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 32,065 | $2,980,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 28,425 | $2,979,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 168,642 | $2,963,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 200,615 | $2,945,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 25,064 | $2,702,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 44,113 | $2,701,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 57,158 | $2,664,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 57,573 | $2,660,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 9,017 | $2,656,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 106,957 | $2,609,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 87,812 | $2,568,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 48,075 | $2,564,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 24,955 | $2,514,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 22,256 | $2,513,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 68,760 | $2,491,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 35,266 | $2,479,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 80,743 | $2,463,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 8,181 | $2,460,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 33,079 | $2,383,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 20,842 | $2,378,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 40,588 | $2,360,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 14,914 | $2,342,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 41,281 | $2,305,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 34,183 | $2,268,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 19,468 | $2,259,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 17,388 | $2,232,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 17,923 | $2,226,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 25,485 | $2,222,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 36,397 | $2,221,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 21,690 | $2,210,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 20,639 | $2,185,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 28,728 | $2,180,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 14,430 | $2,168,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 69,119 | $2,092,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 8,034 | $2,082,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 4,336 | $2,064,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 52,388 | $2,027,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 52,877 | $2,008,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 8,841 | $1,990,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 6,492 | $1,982,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 38,605 | $1,980,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 25,603 | $1,978,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 8,534 | $1,935,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 62,542 | $1,871,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 11,646 | $1,863,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 57,211 | $1,859,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 28,779 | $1,852,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 5,564 | $1,838,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 8,297 | $1,829,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 3,578 | $1,789,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 6,994 | $1,784,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 157,442 | $1,771,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 20,306 | $1,751,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 14,191 | $1,702,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 12,699 | $1,684,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 64,180 | $1,683,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 5,076 | $1,676,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 18,030 | $1,671,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 18,372 | $1,657,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 19,425 | $1,636,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 1,100 | $1,619,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 55,856 | $1,577,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 125,124 | $1,564,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 14,287 | $1,554,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 11,553 | $1,535,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 14,110 | $1,527,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 11,408 | $1,520,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 20,663 | $1,503,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 8,557 | $1,455,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 11,929 | $1,430,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 12,963 | $1,411,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 9,347 | $1,407,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,902 | $1,405,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 7,294 | $1,405,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 18,949 | $1,401,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 6,720 | $1,392,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 175,900 | $1,383,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 6,447 | $1,365,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 17,672 | $1,356,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 57,727 | $1,353,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 8,379 | $1,348,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 15,289 | $1,341,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 19,069 | $1,338,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 17,222 | $1,328,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 20,756 | $1,308,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 9,120 | $1,290,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 8,087 | $1,290,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 5,829 | $1,288,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 2,770 | $1,285,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 87,248 | $1,259,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 23,298 | $1,257,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 3,433 | $1,251,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 18,804 | $1,228,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 22,677 | $1,227,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 8,822 | $1,227,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 12,497 | $1,226,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 23,620 | $1,220,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 18,259 | $1,190,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 29,778 | $1,188,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,185 | $1,140,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 4,529 | $1,127,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 20,536 | $1,123,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 13,906 | $1,101,000 | thousands by filing date | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 22,284 | $1,093,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 5,737 | $1,091,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 2,696 | $1,081,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 7,982 | $1,081,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 32,882 | $1,067,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 147,886 | $1,060,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 20,468 | $1,058,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 10,514 | $1,048,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 250,597 | $1,025,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 12,389 | $1,012,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 15,892 | $1,009,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,689 | $1,006,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 24,728 | $1,006,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 26,619 | $1,001,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 20,361 | $999,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 13,705 | $999,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 18,320 | $999,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 3,971 | $999,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 7,655 | $993,000 | thousands by filing date | |
| INARI MED INC | 45332Y109 | COM | 9,075 | $971,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 16,405 | $969,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,619 | $964,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 80,177 | $950,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 5,001 | $945,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 4,023 | $933,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 8,493 | $928,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 40,736 | $925,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 18,142 | $925,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 14,337 | $917,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 18,102 | $915,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 52,075 | $902,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,413 | $898,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 10,000 | $895,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,938 | $883,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 14,160 | $880,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,400 | $864,000 | thousands by filing date | call |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 11,008 | $853,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 64,687 | $849,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 13,037 | $843,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 26,532 | $831,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 16,328 | $822,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,006 | $816,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,946 | $814,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 3,568 | $813,000 | thousands by filing date | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 28,324 | $810,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 7,950 | $807,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 10,087 | $792,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 11,028 | $792,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 15,436 | $790,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 11,688 | $786,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 12,427 | $785,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 40,539 | $784,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $771,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 2,427 | $765,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 10,403 | $757,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 13,283 | $745,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 7,282 | $742,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 8,006 | $735,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 2,699 | $728,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 4,000 | $725,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 27,000 | $724,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 12,907 | $721,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 32,163 | $712,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 25,870 | $711,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,530 | $698,000 | thousands by filing date | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 31,921 | $696,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 13,613 | $696,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 42,045 | $684,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 4,941 | $683,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 26,527 | $678,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 12,738 | $671,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 6,776 | $667,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 7,421 | $655,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,952 | $654,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 8,269 | $651,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 3,358 | $648,000 | thousands by filing date | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 12,572 | $646,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 73,545 | $632,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 10,276 | $630,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 179,805 | $624,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 3,334 | $623,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 9,665 | $618,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 3,400 | $611,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 24,131 | $609,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 7,444 | $606,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 4,088 | $605,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 7,645 | $605,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 32,843 | $600,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 14,255 | $591,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 4,374 | $590,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 15,947 | $588,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 9,439 | $587,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 6,410 | $571,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 7,602 | $567,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 46,164 | $566,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 4,126 | $551,000 | thousands by filing date | |
| MGC | 921910873 | COM | 3,916 | $549,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 9,202 | $549,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 4,213 | $548,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,903 | $547,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 11,778 | $547,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 4,612 | $545,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 8,682 | $531,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 1,394 | $527,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 27,909 | $527,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 2,576 | $522,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 9,669 | $521,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 6,115 | $521,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,448 | $519,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 7,107 | $519,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 5,374 | $518,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 5,617 | $516,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 18,036 | $514,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,857 | $499,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 8,685 | $499,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 3,892 | $499,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 15,997 | $491,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 10,131 | $489,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 2,568 | $483,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 9,447 | $482,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 6,163 | $470,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 6,423 | $469,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 6,177 | $467,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 10,331 | $466,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 7,292 | $464,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 6,146 | $462,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 10,430 | $462,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 18,515 | $451,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 1,463 | $450,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 3,063 | $450,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 24,718 | $450,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 12,598 | $449,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 22,217 | $444,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 3,330 | $443,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,357 | $439,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 8,075 | $430,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 5,496 | $425,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 6,737 | $422,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 7,607 | $416,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 30,700 | $414,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 5,360 | $413,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 53,788 | $413,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 2,165 | $399,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 7,632 | $399,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 1,300 | $398,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 4,298 | $398,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 11,016 | $390,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 5,020 | $390,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 5,181 | $386,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 1,673 | $385,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 9,829 | $385,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 4,127 | $384,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 25,855 | $383,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 1,430 | $382,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 7,176 | $380,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 28,693 | $379,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 3,931 | $379,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,000 | $375,000 | thousands by filing date | put |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 7,357 | $374,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 6,350 | $370,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 16,555 | $370,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 1,587 | $364,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 15,411 | $359,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 2,779 | $359,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 5,745 | $359,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 6,133 | $359,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 1,942 | $354,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 5,275 | $352,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 6,374 | $340,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,542 | $338,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 20,276 | $338,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,699 | $336,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,205 | $334,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 5,672 | $334,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,174 | $333,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 4,663 | $328,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 3,019 | $325,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 22,117 | $325,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 2,768 | $324,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,247 | $313,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,704 | $313,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 6,697 | $312,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 2,931 | $312,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 6,779 | $311,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 9,927 | $311,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,496 | $310,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 21,021 | $309,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 10,085 | $308,000 | thousands by filing date | |
| ISHARES TR | 46436E767 | COM | 9,257 | $307,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 4,020 | $307,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 7,783 | $307,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 3,173 | $305,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 7,427 | $305,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,082 | $304,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 814 | $301,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W648 | U.S. TECH INDEPD | 6,209 | $301,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 3,853 | $294,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 10,919 | $294,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 3,041 | $291,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 4,297 | $287,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 11,135 | $286,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,892 | $285,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,035 | $284,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 52,632 | $281,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 5,504 | $281,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,875 | $278,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 20,741 | $277,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,829 | $275,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 7,104 | $274,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 1,657 | $274,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 2,234 | $272,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 8,137 | $268,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 6,893 | $267,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 10,596 | $265,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 742 | $264,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 5,118 | $261,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 17,942 | $261,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 2,071 | $259,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,783 | $259,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 5,826 | $259,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,401 | $258,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 4,752 | $256,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,822 | $254,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 4,692 | $254,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 8,650 | $253,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 3,652 | $252,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 3,324 | $252,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 1,111 | $252,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 4,845 | $249,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,332 | $247,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 20,000 | $247,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 1,753 | $246,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 874 | $245,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,337 | $243,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 4,905 | $243,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 7,134 | $243,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 16,000 | $241,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 1,549 | $240,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 700 | $239,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 726 | $239,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 12,948 | $239,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,782 | $238,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 2,073 | $236,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 4,638 | $229,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 3,790 | $228,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,442 | $228,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 4,316 | $228,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,699 | $227,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,136 | $226,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 34,645 | $225,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 2,669 | $221,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 5,667 | $221,000 | thousands by filing date | |
| ISHARES TR | 46436E759 | COM | 3,390 | $220,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 1,857 | $220,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 2,485 | $220,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 4,471 | $219,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 2,194 | $215,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 8,700 | $213,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 11,688 | $212,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 3,105 | $211,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 1,987 | $209,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 13,294 | $209,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,045 | $208,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 12,893 | $208,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 3,099 | $208,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 864 | $207,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 4,395 | $205,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 839 | $204,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 1,939 | $204,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 25,240 | $202,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 3,079 | $201,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 11,773 | $193,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 20,834 | $191,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 16,411 | $189,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 56,687 | $187,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 32,600 | $185,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 12,120 | $183,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 10,000 | $183,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 13,250 | $177,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 12,363 | $169,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 11,093 | $165,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 11,570 | $156,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 15,700 | $146,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 17,411 | $142,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 15,500 | $132,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 45,618 | $125,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 22,979 | $124,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 29,525 | $120,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUISITION | 42226W208 | UNIT 99/99/9999 | 10,000 | $108,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 16,375 | $106,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 13,530 | $99,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 10,000 | $99,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X103 | CL A SHS | 10,000 | $99,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 14,913 | $80,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 12,400 | $80,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 12,592 | $75,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 11,600 | $73,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 10,600 | $59,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 15,890 | $56,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 14,538 | $41,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 20,000 | $36,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 15,050 | $28,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 20,442 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-001286 | this filing | 2021-04-23 | acceptance time not in the bulk data set |