13F-HR filed by Private Advisor Group, LLC
Private Advisor Group, LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-04-22, with 1,892 holding rows worth $10,482,661,000.
- Accession
- 0001085146-21-001272
- Filer
- CIK 1567755
- Filed
- 2021-04-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 1,892 entries on the cover page, a total value of $10,482,661,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,482,661,000 with VALUE read as thousands by filing date, 13F file number 028-15851. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 6,219 | $334,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 17,240 | $333,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 5,700 | $331,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 13,223 | $331,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 1,675 | $330,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 15,286 | $330,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 2,598 | $330,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 48,400 | $330,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 19,885 | $330,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 6,360 | $329,000 | thousands by filing date | |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 3,825 | $329,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 9,501 | $329,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 6,690 | $328,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 5,786 | $328,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 6,219 | $326,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 14,584 | $326,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 35,294 | $325,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 4,786 | $325,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 1,492 | $324,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 5,095 | $324,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 22,960 | $324,000 | thousands by filing date | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 6,725 | $323,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 6,192 | $323,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 2,887 | $322,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 1,274 | $320,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 5,621 | $319,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 1,742 | $318,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 11,474 | $318,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 1,125 | $317,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 10,981 | $315,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 8,131 | $313,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 33,060 | $313,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 10,557 | $312,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 13,009 | $311,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 23,006 | $310,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 2,472 | $310,000 | thousands by filing date | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 15,300 | $309,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 6,158 | $309,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 8,705 | $308,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 6,638 | $307,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 4,387 | $304,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 753 | $302,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 10,178 | $301,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 12,162 | $300,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 3,838 | $299,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 1,921 | $299,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 6,742 | $298,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 9,357 | $297,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 3,129 | $297,000 | thousands by filing date | |
| VEREIT INC | 92339V308 | COM | 7,662 | $296,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 5,096 | $296,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 1,367 | $295,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 3,223 | $294,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 6,465 | $292,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 9,385 | $292,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 4,419 | $292,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 3,818 | $291,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 12,548 | $290,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 21,796 | $289,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 5,429 | $289,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 4,402 | $289,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 30,977 | $288,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 48,448 | $287,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 30,044 | $287,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 18,407 | $285,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 50,792 | $285,000 | thousands by filing date | |
| COLLABORATIVE INVESTMNT SER | 19423L714 | RARE TAX ADV ETF | 10,521 | $285,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 9,485 | $283,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 10,237 | $283,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 44,459 | $282,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 7,452 | $282,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 10,050 | $282,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 29,162 | $281,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 7,441 | $281,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 23,200 | $280,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 20,854 | $280,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 797 | $277,000 | thousands by filing date | |
| TELOS CORP MD | 87969B101 | COM | 7,310 | $277,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 10,308 | $277,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 4,223 | $276,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 6,704 | $276,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 22,669 | $276,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 8,672 | $275,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 13,250 | $274,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 9,000 | $274,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 7,790 | $274,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 2,372 | $273,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 10,987 | $272,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 11,371 | $272,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 30,644 | $272,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 8,188 | $272,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 4,787 | $271,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 22,888 | $271,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 3,903 | $270,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 2,978 | $270,000 | thousands by filing date | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 9,720 | $270,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 1,762 | $269,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,514 | $269,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 3,051 | $268,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 1,478 | $268,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 2,435 | $268,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 8,252 | $268,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 22,954 | $268,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 16,460 | $268,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 8,378 | $268,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 8,960 | $267,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 2,832 | $267,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 233 | $266,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 12,681 | $266,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 2,002 | $266,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 9,631 | $265,000 | thousands by filing date | |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 8,444 | $265,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 8,188 | $265,000 | thousands by filing date | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 19,226 | $265,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 6,222 | $264,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 8,835 | $263,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2,550 | $263,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 9,419 | $262,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 16,496 | $262,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 5,914 | $261,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 8,063 | $261,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 2,138 | $260,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,031 | $260,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 3,345 | $259,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 1,019 | $259,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 464 | $259,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 12,478 | $258,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 1,814 | $257,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 2,690 | $257,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 1,909 | $256,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 1,165 | $256,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 12,790 | $255,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 9,943 | $253,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 8,548 | $253,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,147 | $253,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 17,662 | $253,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 10,970 | $253,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 3,645 | $252,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 12,162 | $252,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 4,899 | $251,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 3,050 | $251,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 14,254 | $248,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 10,957 | $248,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 3,440 | $247,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 3,928 | $246,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 5,006 | $246,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 8,740 | $246,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 16,700 | $245,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 14,049 | $245,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 1,383 | $245,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 17,945 | $244,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 689 | $243,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 2,598 | $242,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 3,449 | $242,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 3,450 | $241,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 2,430 | $240,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 15,051 | $239,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 5,903 | $237,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 18,921 | $237,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 6,398 | $235,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 2,686 | $235,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 6,841 | $235,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 1,260 | $234,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 7,795 | $234,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 4,771 | $234,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 3,394 | $233,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 22,874 | $233,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 1,041 | $233,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 28,157 | $233,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 727 | $232,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 6,295 | $230,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 1,097 | $230,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 25,846 | $230,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 2,999 | $230,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 9,800 | $230,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 7,339 | $229,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 21,875 | $229,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 31,561 | $228,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 12,832 | $227,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 15,415 | $226,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 3,516 | $225,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 18,106 | $225,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 13,556 | $224,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 11,363 | $224,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 4,834 | $224,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,064 | $222,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 52,856 | $222,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 24,662 | $222,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 8,985 | $222,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 2,206 | $222,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 1,425 | $222,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 5,171 | $221,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 10,465 | $221,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 16,869 | $221,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 12,694 | $220,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 3,546 | $220,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 5,259 | $220,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 26,711 | $220,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 3,641 | $219,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 22,585 | $219,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 7,646 | $218,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 3,976 | $217,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 2,011 | $216,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 2,821 | $215,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 5,313 | $215,000 | thousands by filing date | |
| TERMINIX GLOBAL HOLDINGS INC COM | 88087E100 | Stock | 4,511 | $215,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 3,718 | $214,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 1,184 | $213,000 | thousands by filing date | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 8,550 | $213,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 23,525 | $212,000 | thousands by filing date | |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 13,231 | $212,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 1,801 | $211,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 3,354 | $211,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 4,741 | $211,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 1,607 | $209,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 20,879 | $209,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 4,800 | $209,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 20,929 | $209,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 10,966 | $209,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 1,267 | $208,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 2,811 | $208,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 10,635 | $208,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 13,835 | $208,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 18,407 | $207,000 | thousands by filing date | |
| RH | 74967X103 | COM | 345 | $206,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 5,952 | $205,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 4,133 | $205,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 2,172 | $204,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 6,257 | $204,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 7,241 | $204,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 3,675 | $204,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 1,436 | $203,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 11,341 | $203,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 18,138 | $202,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 17,945 | $202,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 11,407 | $202,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P854 | ESG HI TLD CRP | 8,176 | $202,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 15,165 | $201,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 56,332 | $201,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 21,876 | $200,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 2,538 | $200,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 13,715 | $200,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 1,670,000 | $193,000 | thousands by filing date | call |
| ALKERMES PLC | G01767105 | SHS | 10,331 | $193,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 16,074 | $191,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 27,755 | $191,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 18,047 | $191,000 | thousands by filing date | |
| LUX HEALTH TECH ACQUISITION | 55068A100 | CMN | 18,550 | $191,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 11,052 | $190,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 13,215 | $190,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 69,650 | $184,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 15,778 | $182,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 18,950 | $182,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 33,524 | $180,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 21,950 | $177,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 16,848 | $173,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 14,330 | $172,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,500,000 | $171,000 | thousands by filing date | call |
| SSR MINING IN | 784730103 | COM | 11,660 | $166,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 12,275 | $166,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 52,116 | $166,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 12,753 | $162,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 11,450 | $161,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 10,239 | $161,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 14,342 | $159,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 20,000 | $159,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 12,040 | $158,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 44,350 | $158,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 10,000 | $156,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 15,163 | $156,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 31,804 | $156,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 16,680 | $155,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 52,606 | $153,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 35,008 | $150,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 14,365 | $150,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 11,670 | $149,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 14,666 | $148,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 17,375 | $146,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 22,000 | $145,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 12,000 | $144,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 10,283 | $144,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 25,808 | $143,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 136,240 | $143,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 20,650 | $137,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 17,135 | $134,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 21,619 | $133,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 36,692 | $130,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUIS- | 42226W109 | COM CL A | 12,700 | $130,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 11,989 | $126,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 39,850 | $124,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 11,429 | $122,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 15,180 | $120,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 61,676 | $120,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 11,393 | $116,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 11,070 | $116,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 24,450 | $114,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 11,500 | $113,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 28,480 | $107,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 11,555 | $107,000 | thousands by filing date | |
| HUMANCO ACQUISITION CORP | 44487N208 | UNIT 12/08/2023 | 10,000 | $106,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 14,300 | $105,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 20,062 | $105,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 13,415 | $103,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 18,626 | $99,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 23,566 | $99,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 18,680 | $98,000 | thousands by filing date | |
| WTS/NOVUS CAPITAL CORP11.5000EXP06/30/2027 | 03783T111 | WARR | 14,687 | $98,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 12,480 | $97,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 14,384 | $93,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 11,888 | $92,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 12,200 | $92,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 16,876 | $91,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 12,393 | $89,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 12,466 | $89,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 36,650 | $89,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 10,752 | $88,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 19,006 | $85,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 10,734 | $84,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 18,785 | $84,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 19,861 | $83,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 11,000 | $83,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 12,213 | $82,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 16,778 | $82,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 13,568 | $81,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 13,550 | $81,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 46,481 | $72,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 11,898 | $72,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 10,579 | $71,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 30,830 | $71,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 12,500 | $71,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 20,040 | $69,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 31,100 | $69,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 10,067 | $68,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 11,000 | $67,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 31,864 | $64,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 13,888 | $62,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 25,000 | $62,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 14,069 | $61,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 12,013 | $61,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 35,162 | $55,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 11,350 | $54,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 12,320 | $53,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 28,740 | $52,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 21,315 | $50,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 25,783 | $50,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 10,500 | $50,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 400,000 | $49,000 | thousands by filing date | put |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 17,777 | $45,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 100,000 | $45,000 | thousands by filing date | call |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 13,976 | $44,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 12,500 | $43,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 21,755 | $43,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 200,000 | $41,000 | thousands by filing date | call |
| COMSCORE INC | 20564W105 | COM | 11,163 | $41,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 12,500 | $40,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 24,700 | $39,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 5,000,000 | $39,000 | thousands by filing date | call |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 24,804 | $39,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 11,305 | $38,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 10,441 | $36,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 13,500 | $35,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E409 | COM | 10,600 | $34,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 10,000 | $32,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 26,583 | $30,000 | thousands by filing date | |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 10,000 | $29,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 15,300 | $24,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRUP INC | 83407F119 | *W EXP 09/17/202 | 15,000 | $24,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 14,875 | $23,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 13,250 | $22,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 10,020 | $21,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 11,250 | $19,000 | thousands by filing date | |
| AXE COMPUTE INC COM NEW | 74039M200 | Stock | 14,565 | $18,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 30,000 | $18,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 10,000 | $16,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 70,000 | $14,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 20,000 | $14,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 17,882 | $13,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 15,727 | $11,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 11,000 | $11,000 | thousands by filing date | principal |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 30,000 | $9,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 50,000 | $7,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 10,000 | $6,000 | thousands by filing date | put |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 30,000 | $6,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 330 | $5,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 100,000 | $4,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 100,000 | $3,000 | thousands by filing date | put |
| HANCOCK JAFFE LABORATORIES I | 41015N114 | *W EXP 05/30/202 | 10,000 | $3,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 30,000 | $1,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 120,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 10,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 50,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 150,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-001272 | this filing | 2021-04-22 | acceptance time not in the bulk data set |