13F-HR filed by Successful Portfolios LLC
Successful Portfolios LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-04-20, with 196 holding rows worth $151,714,000.
- Accession
- 0001085146-21-001239
- Filer
- CIK 1721780
- Filed
- 2021-04-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 196 entries on the cover page, a total value of $151,714,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $151,714,000 with VALUE read as thousands by filing date, 13F file number 028-18301. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 28,164 | $11,162,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 128,304 | $6,583,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 55,818 | $5,398,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 16,926 | $3,991,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 31,429 | $3,839,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 7,406 | $2,946,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 54,158 | $2,791,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 836 | $2,587,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 18,835 | $2,501,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 7,567 | $2,310,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 23,963 | $2,301,000 | thousands by filing date | |
| VTI | 922908769 | COM | 10,886 | $2,250,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 82,497 | $2,161,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 15,256 | $2,072,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 21,540 | $1,957,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 19,182 | $1,852,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 9,973 | $1,840,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 882 | $1,819,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 8,336 | $1,809,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 12,965 | $1,686,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 42,660 | $1,605,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 765 | $1,582,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 29,280 | $1,545,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 10,736 | $1,454,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,646 | $1,413,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 6,247 | $1,400,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 13,573 | $1,359,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 9,800 | $1,309,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 37,367 | $1,272,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 22,225 | $1,254,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 22,553 | $1,233,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 12,504 | $1,231,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 5,013 | $1,217,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 7,058 | $1,160,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 34,665 | $1,124,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 17,768 | $1,114,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 14,038 | $1,061,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 13,448 | $1,056,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 10,461 | $1,018,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 6,655 | $1,013,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 15,481 | $991,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 18,380 | $969,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 6,567 | $966,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 9,578 | $962,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 15,619 | $908,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 7,249 | $869,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 27,596 | $846,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 26,149 | $831,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 14,999 | $800,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 18,172 | $787,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 14,480 | $781,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 6,796 | $774,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 14,469 | $737,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 6,674 | $722,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,655 | $713,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 5,950 | $690,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,334 | $687,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 26,507 | $674,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 464 | $659,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,398 | $655,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 11,477 | $641,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 10,299 | $640,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 4,124 | $620,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 7,015 | $619,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 10,101 | $618,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 7,171 | $608,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 5,900 | $605,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 5,717 | $604,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,535 | $571,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 5,255 | $570,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 18,693 | $566,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,329 | $566,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,195 | $559,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,456 | $557,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 14,286 | $553,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 7,125 | $549,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,761 | $532,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 3,259 | $524,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 4,176 | $524,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,370 | $522,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 5,291 | $519,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 10,315 | $519,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 8,754 | $518,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,061 | $513,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 8,129 | $496,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,194 | $485,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 4,400 | $478,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,556 | $477,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 9,240 | $473,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 31,679 | $469,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 9,051 | $468,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 3,563 | $460,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 9,522 | $460,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 4,754 | $458,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 1,472 | $453,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 12,348 | $447,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 7,164 | $432,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 4,979 | $429,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 5,000 | $415,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 7,096 | $414,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 2,776 | $406,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 15,050 | $403,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 7,320 | $400,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 5,751 | $398,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 6,210 | $398,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 4,978 | $385,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 4,834 | $364,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,028 | $363,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 4,960 | $361,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,134 | $358,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,643 | $352,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,293 | $350,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 4,852 | $348,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,543 | $347,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,039 | $343,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 6,178 | $339,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 2,494 | $338,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 705 | $335,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,402 | $334,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 3,563 | $333,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,464 | $328,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 8,964 | $326,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,493 | $324,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,748 | $321,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,125 | $317,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 826 | $316,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 7,056 | $309,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 7,876 | $308,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,198 | $306,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,400 | $302,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 12,250 | $302,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 6,090 | $300,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 22,824 | $300,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 4,805 | $295,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 855 | $291,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 5,330 | $288,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 427 | $285,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 5,400 | $282,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,452 | $280,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 4,400 | $280,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,417 | $279,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 15,430 | $276,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 5,193 | $275,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 6,300 | $274,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 3,671 | $268,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,297 | $263,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 7,903 | $257,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 774 | $256,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 2,164 | $256,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 2,577 | $256,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,283 | $254,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 4,050 | $248,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 3,565 | $247,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,107 | $246,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 4,724 | $246,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,706 | $244,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 5,310 | $243,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,221 | $243,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 7,817 | $240,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 6,321 | $238,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 837 | $238,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 4,118 | $237,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 21,928 | $236,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 4,684 | $235,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,028 | $234,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 1,859 | $232,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 5,913 | $232,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 4,421 | $228,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 3,547 | $225,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 3,452 | $225,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,670 | $222,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 18,095 | $222,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,379 | $221,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 8,964 | $218,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 6,798 | $216,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,135 | $214,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 2,713 | $214,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,577 | $214,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 2,539 | $214,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 597 | $213,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 5,907 | $210,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 2,631 | $208,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 1,892 | $204,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 4,400 | $203,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 4,080 | $202,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 32,967 | $200,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 33,102 | $200,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 14,428 | $193,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 14,032 | $182,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 16,460 | $157,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 10,712 | $149,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 16,168 | $139,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 18,908 | $115,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 34,640 | $111,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 12,700 | $53,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 10,920 | $47,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-001239 | this filing | 2021-04-20 | acceptance time not in the bulk data set |