13F-HR filed by SANDERS MORRIS HARRIS LLC
SANDERS MORRIS HARRIS LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-04-14, with 184 holding rows worth $219,957,000.
- Accession
- 0001085146-21-001185
- Filer
- CIK 1053994
- Filed
- 2021-04-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 184 entries on the cover page, a total value of $219,957,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $219,957,000 with VALUE read as thousands by filing date, 13F file number 028-12760. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 44,950 | $18,345,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,302 | $7,549,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H100 | CMN | 711,232 | $7,219,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 31,825 | $6,978,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 31,700 | $6,521,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 249,310 | $6,260,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 23,924 | $6,115,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 39,384 | $5,037,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 8,969 | $4,581,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 351,584 | $4,374,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 12,357 | $4,329,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 22,158 | $3,989,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 27,703 | $3,891,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 9 | $3,563,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 18,467 | $3,323,000 | thousands by filing date | |
| LISTED FD TR | 53656F821 | TRUESHS TECH AI | 78,440 | $3,281,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 81,699 | $3,091,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 15,153 | $2,842,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 4,242 | $2,795,000 | thousands by filing date | |
| MSP RECOVERY INC COM CL A | 53625R104 | Stock | 282,163 | $2,785,000 | thousands by filing date | |
| LISTED FD TR | 53656F813 | TRUESHS ESG ACTV | 72,905 | $2,666,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 73,070 | $2,522,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 4,219 | $2,387,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,015 | $2,283,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 8,609 | $2,151,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 19,498 | $2,051,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 5,940 | $1,940,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 4,321 | $1,733,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 3,400 | $1,678,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 19,795 | $1,507,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 5,324 | $1,406,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 18,460 | $1,367,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 19,700 | $1,359,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 15,063 | $1,330,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 5,250 | $1,323,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 23,748 | $1,320,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 16,050 | $1,319,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 17,480 | $1,315,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,543 | $1,315,000 | thousands by filing date | |
| SPRING VALLEY ACQ CORP | G8377A108 | COMMON STOCK-FO | 130,419 | $1,305,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 2,677 | $1,299,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 5,685 | $1,255,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,992 | $1,250,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 20,774 | $1,230,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 39,301 | $1,216,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 5,597 | $1,201,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 4,750 | $1,164,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 27,709 | $1,163,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 32,081 | $1,152,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 7,254 | $1,124,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 4,493 | $1,079,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 5,506 | $1,066,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 4,292 | $1,065,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 5,365 | $1,036,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 32,513 | $1,026,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 15,010 | $994,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 3,150 | $964,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,964 | $948,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 4,600 | $907,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 9,255 | $896,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 3,200 | $893,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 4,860 | $893,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 2,500 | $883,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 4,643 | $882,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 7,125 | $856,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 13,357 | $829,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 9,290 | $805,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,700 | $793,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 11,824 | $787,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 11,200 | $787,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 5,350 | $760,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,235 | $755,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 5,000 | $755,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 7,500 | $727,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 5,276 | $721,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 5,475 | $721,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,200 | $687,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 11,493 | $678,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 8,630 | $670,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,900 | $669,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 3,580 | $669,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 20,915 | $659,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,676 | $655,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 3,370 | $651,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 4,800 | $620,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 1,750 | $609,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 3,700 | $599,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,922 | $597,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,350 | $594,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 35,093 | $594,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 2,730 | $594,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 3,200 | $583,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 4,744 | $572,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 10,377 | $567,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 5,000 | $566,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,266 | $561,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 15,000 | $557,000 | thousands by filing date | |
| FAST ACQUISITION CORP. CMN | 311875108 | COM | 44,923 | $557,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 10,868 | $556,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,000 | $554,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 24,870 | $554,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 2,370 | $548,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 16,872 | $545,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 2,000 | $534,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 8,300 | $534,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,900 | $533,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 3,400 | $518,000 | thousands by filing date | |
| ISLEWORTH HEALTHCARE ACQU CO | 46468P102 | CMN | 52,500 | $513,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 1,830 | $507,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,500 | $502,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 16,200 | $502,000 | thousands by filing date | |
| VISTAS MEDIA ACQUISITION CO | 92840T107 | COM CL A | 49,800 | $496,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 3,000 | $495,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 32,372 | $494,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 3,500 | $492,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 13,421 | $490,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION COR | 693486102 | CMN | 50,000 | $490,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 20,755 | $484,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 8,162 | $481,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 6,000 | $479,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 6,000 | $475,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,250 | $457,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 28,372 | $451,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,042 | $448,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,000 | $443,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 15,970 | $441,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 24,500 | $432,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 7,560 | $429,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,183 | $424,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 14,900 | $421,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,250 | $418,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 28,000 | $418,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 5,547 | $413,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 10,900 | $411,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 5,000 | $407,000 | thousands by filing date | |
| NEW BEGINNINGS ACQUISITION C | 64222H100 | COM | 39,600 | $407,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 5,500 | $401,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 2,890 | $395,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,920 | $392,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,000 | $380,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 29,000 | $379,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 1,000 | $369,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 26,700 | $358,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 6,775 | $351,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032106 | COM CL A | 35,000 | $345,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 4,000 | $339,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 4,020 | $338,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQ CORP | 69242M104 | CMN | 35,000 | $338,000 | thousands by filing date | |
| GALILEO ACQUISITION CORP | G3770A102 | SHS | 33,780 | $338,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 12,200 | $336,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 4,600 | $332,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 22,400 | $323,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 4,000 | $312,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P105 | CMN | 31,500 | $307,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 18,600 | $306,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 38,656 | $302,000 | thousands by filing date | |
| DPCM CAP INC | 23344P101 | CMN | 29,995 | $302,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 2,000 | $288,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024102 | COMMON STOCK | 29,000 | $281,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q108 | COM | 20,000 | $281,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 21,326 | $278,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 6,500 | $275,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 4,000 | $268,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 5,000 | $267,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 5,550 | $251,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K109 | COM CL A | 25,000 | $247,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 12,420 | $240,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A103 | SHS CL A | 24,000 | $239,000 | thousands by filing date | |
| CLS | 14070Y101 | Stock | 23,962 | $235,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP | 04637C106 | CMN | 21,000 | $204,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 2,200 | $201,000 | thousands by filing date | |
| SILVER CREST ACQUISITION COR | G81355102 | CMN | 20,000 | $194,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M106 | COM | 15,000 | $149,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 10,170 | $139,000 | thousands by filing date | |
| OMNICHANNEL ACQUISITION CORP | 68218L108 | COM CL A | 14,000 | $139,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085106 | CL A | 10,242 | $128,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 22,425 | $126,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411102 | COM | 12,495 | $121,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402q100 | COM | 10,188 | $102,000 | thousands by filing date | |
| 26 Capital Acquisition Corp | 90138P100 | Equity | 10,000 | $99,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A107 | COM CL A | 10,000 | $98,000 | thousands by filing date | |
| JACK CREEK INVESTMENT CORP | G4989X115 | CL A SHS | 10,000 | $98,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 12,000 | $32,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D132 | RIGHT 02/24/2027 | 10,000 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-001185 | this filing | 2021-04-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-21-001232 | base | 2021-04-19 | acceptance time not in the bulk data set |