13F-HR filed by Mesirow Financial Investment Management, Inc.
Mesirow Financial Investment Management, Inc. filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-04-14, with 135 holding rows worth $36,784,000.
- Accession
- 0001085146-21-001173
- Filer
- CIK 1469475
- Filed
- 2021-04-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 135 entries on the cover page, a total value of $36,784,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $36,784,000 with VALUE read as thousands by filing date, 13F file number 028-13776. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 54,166 | $855,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 22,748 | $846,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 63,634 | $756,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 13,236 | $735,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 56,150 | $730,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 31,046 | $720,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 33,833 | $718,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 14,811 | $716,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 28,920 | $667,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 24,116 | $611,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 7,806 | $604,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 37,828 | $603,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 20,717 | $595,000 | thousands by filing date | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 8,688 | $571,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 3,918 | $558,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 8,149 | $558,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 15,802 | $550,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 38,006 | $547,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 51,800 | $545,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 23,171 | $544,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 29,978 | $543,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 31,542 | $534,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 14,365 | $517,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 31,484 | $508,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 11,835 | $495,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 40,779 | $491,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 9,501 | $488,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 5,710 | $485,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 23,900 | $485,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P103 | COM | 50,444 | $482,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 10,626 | $481,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 3,369 | $481,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 8,814 | $478,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 10,696 | $476,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 43,520 | $476,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 20,188 | $475,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 32,394 | $472,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 24,039 | $471,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 6,854 | $467,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 10,059 | $465,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 49,833 | $449,000 | thousands by filing date | |
| MOHAWK GROUP HLDGS INC | 608189106 | COM | 15,118 | $446,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 8,922 | $444,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 50,671 | $443,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 25,943 | $442,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 11,061 | $442,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 71,055 | $438,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 9,246 | $432,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 25,457 | $429,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 18,371 | $421,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 7,843 | $419,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 8,812 | $416,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 28,703 | $413,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 13,793 | $412,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 26,101 | $399,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 52,791 | $399,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 11,320 | $397,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 39,004 | $396,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 8,717 | $395,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 47,025 | $394,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 7,892 | $379,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 27,216 | $369,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 25,810 | $361,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 11,342 | $353,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 26,641 | $349,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 59,592 | $348,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 2,062 | $342,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 8,950 | $323,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 1,310 | $319,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 8,933 | $294,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 41,961 | $283,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 31,519 | $282,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 15,137 | $275,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 21,712 | $228,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 6,054 | $43,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 645 | $33,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 5,218 | $33,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 2,186 | $31,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 1,325 | $31,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 207 | $30,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 2,092 | $28,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 2,033 | $24,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 1,054 | $24,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 844 | $23,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 3,784 | $23,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,849 | $21,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 894 | $20,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 3,570 | $20,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 1,476 | $20,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 16,954 | $20,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 2,029 | $19,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 741 | $19,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 1,457 | $19,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 704 | $18,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 667 | $18,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 961 | $18,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 539 | $18,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 404 | $18,000 | thousands by filing date | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T108 | COM | 5,593 | $18,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 1,857 | $18,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 4,056 | $18,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 5,116 | $17,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 1,088 | $17,000 | thousands by filing date | |
| SRAX INC | 78472M106 | CL A | 3,648 | $17,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 2,430 | $16,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 622 | $16,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 1,321 | $15,000 | thousands by filing date | |
| LANTERN PHARMA INC | 51654W101 | COM | 818 | $15,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 1,626 | $15,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 942 | $15,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 557 | $14,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 2,369 | $14,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 6,618 | $14,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 1,829 | $13,000 | thousands by filing date | |
| HERITAGE GLOBAL INC | 42727E103 | COM | 4,675 | $13,000 | thousands by filing date | |
| JERASH HLDGS US INC | 47632P101 | CMN | 2,128 | $13,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 4,496 | $13,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 1,761 | $13,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 3,912 | $13,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 2,455 | $13,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 15,826 | $13,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 697 | $12,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 517 | $12,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 1,068 | $11,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 576 | $11,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 3,102 | $11,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 1,310 | $11,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 1,502 | $10,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 1,658 | $10,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 821 | $10,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 374 | $9,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 1,713 | $9,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 2,340 | $8,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 1,351 | $8,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 753 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-001173 | this filing | 2021-04-14 | acceptance time not in the bulk data set |