13F-HR filed by Cetera Advisors LLC
Cetera Advisors LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-17, with 1,034 holding rows worth $3,120,436,000.
- Accession
- 0001085146-21-001014
- Filer
- CIK 1534400
- Filed
- 2021-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 1,034 entries on the cover page, a total value of $3,120,436,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,120,436,000 with VALUE read as thousands by filing date, 13F file number 028-14617. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GLOBAL X FDS | 37950E127 | REIT ETF | 15,691 | $139,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 18,251 | $137,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 13,801 | $134,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 74,204 | $131,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 14,926 | $131,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 12,168 | $125,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 22,247 | $120,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 12,317 | $120,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 17,919 | $108,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 12,111 | $106,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 48,110 | $106,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 21,550 | $101,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 15,340 | $93,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 14,500 | $92,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 75,500 | $91,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 12,633 | $88,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 12,282 | $82,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 18,824 | $78,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 15,400 | $78,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 13,157 | $76,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 22,705 | $72,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 29,062 | $66,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 18,108 | $64,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 16,516 | $61,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 11,747 | $57,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 59,800 | $52,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 50,000 | $51,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 12,936 | $48,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 8,200 | $42,000 | thousands by filing date | put |
| RESEARCH FRONTIERS INC | 760911107 | COM | 13,820 | $39,000 | thousands by filing date | |
| LUMENT FINANCE TRUST INC | 55025L108 | COM | 10,695 | $35,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 11,014 | $34,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 15,000 | $31,000 | thousands by filing date | |
| TOUGHBUILT INDS INC COM | 89157G504 | COM | 10,000 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-001014 | this filing | 2021-02-17 | acceptance time not in the bulk data set |