13F-HR filed by Cetera Advisor Networks LLC
Cetera Advisor Networks LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-17, with 1,346 holding rows worth $4,319,181,000.
- Accession
- 0001085146-21-001013
- Filer
- CIK 1534468
- Filed
- 2021-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 1,346 entries on the cover page, a total value of $4,319,181,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,319,181,000 with VALUE read as thousands by filing date, 13F file number 028-14619. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 3,092 | $325,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 2,621 | $324,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 7,645 | $323,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 6,565 | $323,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 2,531 | $322,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 3,854 | $322,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 4,385 | $322,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 5,168 | $321,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 6,041 | $321,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 81,777 | $320,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 7,737 | $319,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 23,661 | $317,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,988 | $316,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,724 | $314,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 3,015 | $314,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 3,972 | $313,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 6,314 | $313,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 11,324 | $312,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 2,677 | $311,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 5,548 | $310,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,290 | $309,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 4,413 | $309,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 785 | $308,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 2,051 | $308,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 7,335 | $307,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 1,564 | $307,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 3,257 | $306,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,576 | $306,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 19,602 | $306,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3,041 | $305,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 11,921 | $305,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 12,376 | $304,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 3,231 | $304,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 5,402 | $304,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 7,535 | $304,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 4,406 | $303,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 960 | $302,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 1,073 | $302,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 34,458 | $302,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 28,000 | $302,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 6,204 | $301,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 4,897 | $301,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 23,400 | $301,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 48,533 | $300,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C474 | US SML CP PWR B | 10,347 | $300,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 9,607 | $299,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C334 | GRWT100 PWR BF | 8,410 | $299,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 11,525 | $297,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 20,407 | $297,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 3,476 | $296,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 13,795 | $296,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 4,849 | $295,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,108 | $294,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 16,086 | $294,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 26,121 | $294,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 26,888 | $294,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 19,062 | $293,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 1,830 | $293,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 5,075 | $293,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 4,009 | $293,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 10,000 | $291,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 26,072 | $290,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 5,465 | $290,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 6,643 | $289,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 4,810 | $289,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 15,973 | $289,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 6,197 | $288,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 9,563 | $288,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 4,700 | $287,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 1,384 | $287,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 2,267 | $286,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 12,150 | $286,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 54,580 | $285,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 8,795 | $285,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 7,007 | $284,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 2,791 | $284,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 22,111 | $284,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 4,265 | $283,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 3,441 | $282,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 7,608 | $282,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 7,226 | $282,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 11,022 | $282,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 12,997 | $281,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 3,533 | $281,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,964 | $280,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 919 | $279,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 18,462 | $279,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 4,910 | $279,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 23,581 | $278,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 17,163 | $277,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 24,276 | $277,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 4,035 | $277,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 6,530 | $274,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 11,752 | $274,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 10,415 | $274,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 762 | $273,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 3,000 | $272,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 17,666 | $272,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 5,370 | $271,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 10,995 | $271,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 3,796 | $271,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 2,036 | $270,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 15,725 | $270,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 15,086 | $269,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 10,350 | $269,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 5,642 | $268,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 17,915 | $267,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 11,122 | $267,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 1,999 | $266,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 10,157 | $266,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,483 | $265,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 19,701 | $265,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 13,981 | $264,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 968 | $264,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 8,440 | $264,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 2,144 | $263,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 16,108 | $263,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 4,413 | $262,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 8,494 | $261,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 11,305 | $261,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 2,367 | $260,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 3,085 | $260,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 25,654 | $260,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 2,454 | $259,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 2,067 | $259,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 6,668 | $259,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 1,989 | $259,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 590 | $258,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 2,765 | $258,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 8,108 | $258,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 3,247 | $258,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 11,000 | $257,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 15,673 | $257,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 1,855 | $256,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 2,097 | $254,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 13,352 | $254,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 5,852 | $253,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 5,208 | $253,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H369 | INSPI GROWT ETF | 9,600 | $253,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,023 | $252,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 1,844 | $252,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 4,074 | $252,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 1,058 | $251,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 5,825 | $251,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 861 | $250,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 23,105 | $250,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 3,013 | $249,000 | thousands by filing date | |
| SEAGEN INC | 81181C104 | COM | 1,418 | $248,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 5,425 | $248,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 11,318 | $247,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 1,581 | $247,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 11,339 | $247,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 7,840 | $247,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 16,324 | $247,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 21,054 | $247,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 6,721 | $247,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 2,486 | $246,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 4,279 | $246,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 1,509 | $246,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 2,635 | $245,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 3,020 | $245,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 17,177 | $244,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 3,519 | $244,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 16,200 | $243,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 13,500 | $242,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 10,851 | $241,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C698 | US EQUT BUFR AUG | 8,078 | $241,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 9,644 | $241,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G102 | LADRD FD US EQT | 7,254 | $241,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 1,110 | $240,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 2,015 | $240,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 258 | $238,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 1,682 | $238,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 16,770 | $238,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 2,474 | $238,000 | thousands by filing date | |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 5,540 | $238,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 7,242 | $238,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 4,328 | $237,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 4,894 | $237,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 4,618 | $236,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 2,783 | $236,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 9,926 | $236,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 6,414 | $235,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 22,300 | $235,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,702 | $233,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,984 | $232,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 8,982 | $230,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 2,595 | $230,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 798 | $229,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 6,536 | $229,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 2,687 | $227,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 17,234 | $227,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 1,308 | $226,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUISITION | 42226W208 | UNIT 99/99/9999 | 20,500 | $226,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 4,063 | $225,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF FEBRUARY | 45782C425 | ETF | 8,644 | $225,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 7,368 | $225,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q787 | CMN | 7,106 | $225,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 496 | $224,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 10,350 | $224,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 5,790 | $223,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 391 | $223,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 21,148 | $223,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 32,660 | $223,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 8,933 | $223,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 1,159 | $222,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 3,942 | $222,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 6,095 | $221,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 2,827 | $220,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 18,460 | $219,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C524 | INTRNL DEV JAN | 8,557 | $219,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 571 | $218,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 7,687 | $218,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 6,495 | $218,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 4,430 | $218,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 584 | $217,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 2,468 | $216,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 13,334 | $216,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 5,055 | $216,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 9,171 | $216,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 37,250 | $216,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 11,940 | $215,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C714 | EMRGNG MKT JULY | 8,180 | $215,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 3,590 | $214,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 1,354 | $214,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 946 | $214,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 3,390 | $213,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 434 | $212,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 7,325 | $211,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 2,766 | $211,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 920 | $211,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 813 | $210,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 4,063 | $210,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 4,666 | $210,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 982 | $209,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 3,852 | $209,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 5,215 | $208,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 6,193 | $208,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 10,763 | $208,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 3,684 | $208,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 6,302 | $208,000 | thousands by filing date | |
| OZON HLDGS PLC ADR | 69269L104 | SPONSORED ADS | 5,000 | $207,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 7,900 | $207,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 11,912 | $206,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 530 | $206,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 24,436 | $206,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 3,349 | $204,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 1,442 | $204,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 4,230 | $204,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 1,400 | $204,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 1,685 | $203,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 3,704 | $203,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 2,865 | $202,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 3,414 | $202,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 5,961 | $202,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 5,270 | $202,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 2,132 | $201,000 | thousands by filing date | |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 4,025 | $201,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 2,295 | $201,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 7,582 | $200,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 2,000 | $200,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 6,411 | $200,000 | thousands by filing date | |
| TRITERRAS INC | G9103H102 | COM CL A | 18,000 | $199,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 28,184 | $198,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 13,534 | $194,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 10,508 | $189,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 11,360 | $187,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 13,745 | $186,000 | thousands by filing date | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 17,582 | $186,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 11,707 | $185,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 15,014 | $182,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 45,603 | $176,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 11,621 | $168,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 10,365 | $167,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 19,500 | $166,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 14,058 | $165,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 11,331 | $158,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 11,965 | $157,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 28,731 | $157,000 | thousands by filing date | |
| CM LIFE SCIENCES INC | 18978W208 | UNIT 09/01/2025 | 13,500 | $157,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 11,250 | $156,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 19,332 | $155,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 51,500 | $155,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865103 | COM CL A | 11,323 | $149,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 11,631 | $148,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 24,158 | $147,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 21,090 | $145,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 11,267 | $145,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 10,086 | $143,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 12,651 | $142,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 11,704 | $140,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 10,827 | $137,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 14,090 | $133,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 36,003 | $133,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 24,450 | $132,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 22,000 | $131,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 19,545 | $125,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 15,445 | $123,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 15,565 | $116,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 16,765 | $115,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISITION | 344328117 | *W EXP 08/11/202 | 24,300 | $112,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 11,474 | $111,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 11,685 | $111,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 12,441 | $109,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 11,800 | $108,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 11,850 | $107,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 19,250 | $106,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 15,077 | $101,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 10,439 | $98,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 14,750 | $91,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 10,500 | $91,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 22,709 | $91,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 13,935 | $89,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 16,172 | $89,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 17,395 | $86,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 35,000 | $85,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 10,050 | $82,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 12,002 | $82,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 12,111 | $79,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 30,260 | $78,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 11,188 | $77,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 11,713 | $76,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 21,985 | $74,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 16,000 | $71,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 10,000 | $68,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 13,939 | $68,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 68,750 | $68,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 13,594 | $66,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 13,200 | $65,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 17,300 | $65,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 33,700 | $62,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 20,000 | $61,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 12,500 | $54,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 10,405 | $53,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 17,815 | $49,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 10,773 | $48,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 10,000 | $38,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 12,800 | $37,000 | thousands by filing date | put |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 12,270 | $37,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 16,006 | $36,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 12,529 | $30,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 11,875 | $25,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,000 | $21,000 | thousands by filing date | call |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 17,300 | $19,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 13,000 | $15,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 10,000 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-001013 | this filing | 2021-02-17 | acceptance time not in the bulk data set |