13F-HR filed by AQR Arbitrage LLC
AQR Arbitrage LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 1,072 holding rows worth $2,848,649,000.
- Accession
- 0001085146-21-000997
- Filer
- CIK 1167456
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 1,072 entries on the cover page, a total value of $2,848,649,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,848,649,000 with VALUE read as thousands by filing date, 13F file number 028-10114. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAQR Capital Management Holdings, LLC028-16752
- included managerAQR CAPITAL MANAGEMENT LLC028-10120
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 31,300,000 | $45,620,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 31,725,000 | $44,824,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 33,200,000 | $37,160,000 | thousands by filing date | principal |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 274,853 | $36,165,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 666,373 | $35,771,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 21,265,000 | $35,744,000 | thousands by filing date | principal |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 2,400,000 | $35,570,000 | thousands by filing date | principal |
| GRUBHUB INC | 400110102 | COM | 442,274 | $32,848,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 874,765 | $32,384,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 151,613 | $31,942,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 358,162 | $31,862,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 347,848 | $30,837,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 26,325,000 | $29,998,000 | thousands by filing date | principal |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 868,287 | $29,678,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 17,896,000 | $29,559,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 15,337,000 | $29,122,000 | thousands by filing date | principal |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 23,025,000 | $28,979,000 | thousands by filing date | principal |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 513,559 | $27,142,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 154,278 | $26,982,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 21,700,000 | $26,470,000 | thousands by filing date | principal |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 403,452 | $26,297,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 535,024 | $25,965,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 161,351 | $25,879,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 371,475 | $25,234,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 176,992 | $24,853,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 156,785 | $24,277,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 571,155 | $24,083,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 344,475 | $24,034,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 6,325,000 | $23,994,000 | thousands by filing date | principal |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 317,666 | $23,177,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 1,458,583 | $22,287,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 1,365,773 | $22,126,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 20,069,000 | $21,876,000 | thousands by filing date | principal |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 21,200,000 | $21,742,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 58,007 | $21,688,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 16,500,000 | $20,203,000 | thousands by filing date | principal |
| TIFFANY & CO NEW | 886547108 | COM | 150,770 | $19,814,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 2,886,618 | $19,629,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 1,700,000 | $19,332,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 15,000,000 | $18,640,000 | thousands by filing date | principal |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 9,950,000 | $18,074,000 | thousands by filing date | principal |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 142,733 | $16,858,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 193,097 | $16,840,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 7,515 | $16,591,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 12,450,000 | $16,260,000 | thousands by filing date | principal |
| GENWORTH FINL INC | 37247D106 | COM SHS | 4,139,662 | $15,648,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 1,880,299 | $15,324,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 295,129 | $15,090,000 | thousands by filing date | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 6,450,000 | $14,628,000 | thousands by filing date | principal |
| RAPID7 INC | 753422AB0 | NOTE | 6,517,000 | $14,250,000 | thousands by filing date | principal |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 12,575,000 | $13,891,000 | thousands by filing date | principal |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 10,775,000 | $13,742,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 14,150,000 | $13,524,000 | thousands by filing date | principal |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 6,863,000 | $13,362,000 | thousands by filing date | principal |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 12,700,000 | $13,260,000 | thousands by filing date | principal |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 1,172,922 | $12,973,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 168,726 | $12,970,000 | thousands by filing date | |
| GUESS INC | 401617AD7 | BOND | 11,295,000 | $12,616,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AD6 | BOND | 9,300,000 | $12,615,000 | thousands by filing date | principal |
| HMS HLDGS CORP | 40425J101 | COM | 337,301 | $12,396,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 300,000 | $12,102,000 | thousands by filing date | |
| NORTHERN STAR ACQUISITION CO | 665742102 | COM CL A | 820,998 | $11,954,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 11,225,000 | $11,749,000 | thousands by filing date | principal |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 1,220,651 | $11,535,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 4,625,000 | $11,351,000 | thousands by filing date | principal |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 237,801 | $11,227,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 9,125,000 | $11,115,000 | thousands by filing date | principal |
| KBR INC | 48242WAB2 | BOND | 7,975,000 | $10,951,000 | thousands by filing date | principal |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 11,422,000 | $10,834,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 3,375,000 | $10,152,000 | thousands by filing date | principal |
| INSEEGO CORP | 45782BAD6 | NOTE 3.250% 5/0 | 7,000,000 | $9,649,000 | thousands by filing date | principal |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 9,300,000 | $9,613,000 | thousands by filing date | principal |
| PARSLEY ENERGY INC | 701877102 | CL A | 634,331 | $8,957,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 7,700,000 | $8,628,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 7,500,000 | $8,444,000 | thousands by filing date | principal |
| TILRAY INC | 88688T100 | COM CL 2 | 1,016,649 | $8,398,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773HAB8 | NOTE | 5,000,000 | $8,184,000 | thousands by filing date | principal |
| SINA CORP | G81477104 | ORD | 191,506 | $8,116,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 6,000,000 | $8,032,000 | thousands by filing date | principal |
| Concho Resources Inc. | 20605P101 | COM | 138,156 | $8,003,000 | thousands by filing date | |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 7,500,000 | $7,992,000 | thousands by filing date | principal |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 48,775 | $7,891,000 | thousands by filing date | |
| RICE ACQUISIT- A | 762594109 | COMMON STOCK | 725,500 | $7,857,000 | thousands by filing date | |
| PDD HOLDINGS INC | 722304AC6 | NOTE 12/0 | 6,175,000 | $7,646,000 | thousands by filing date | principal |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 220,671 | $7,635,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP UNIT EX | 52470X208 | Stock | 700,000 | $7,630,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 7,625,000 | $7,613,000 | thousands by filing date | principal |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 5,000,000 | $7,501,000 | thousands by filing date | principal |
| OMNICHANNEL ACQUISITION CORP | 68218L207 | UNIT 99/99/9999 | 721,135 | $7,428,000 | thousands by filing date | |
| TS INNOVATION ACQUISITN CORP | 87284T209 | UNIT 99/99/9999 | 700,000 | $7,378,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L206 | UNIT 99/99/9999 | 700,000 | $7,280,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 5,850,000 | $7,267,000 | thousands by filing date | principal |
| PINE IS ACQUISITION CORP UNIT EX | 722615200 | Stock | 700,000 | $7,217,000 | thousands by filing date | |
| Decarbonization Plus Acquisition Corp | 242797207 | Unit | 625,000 | $7,181,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 8,093,000 | $7,162,000 | thousands by filing date | principal |
| WORLD WRESTLING ENTMT INC | 98156QAB4 | BOND | 3,325,000 | $6,763,000 | thousands by filing date | principal |
| HARMONIC INC | 413160AD4 | BOND | 6,200,000 | $6,758,000 | thousands by filing date | principal |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 5,850,000 | $6,729,000 | thousands by filing date | principal |
| LUX HEALTH TECH ACQUISITION | 55068A209 | UNIT 11/30/2027 | 570,000 | $6,686,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019101 | CMN | 649,996 | $6,623,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 3,000,000 | $6,559,000 | thousands by filing date | principal |
| GOSSAMER BIO INC | 38341PAA0 | NOTE 5.000% 6/0 | 7,000,000 | $6,376,000 | thousands by filing date | principal |
| MONTES ARCHIMEDES ACQUISITIO | 612657106 | COM CL A | 626,068 | $6,367,000 | thousands by filing date | |
| ATLAS CREST INVT CORP UNIT CL A & WT | 049284201 | Stock | 600,000 | $6,330,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 35,504 | $6,317,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 6,000,000 | $6,267,000 | thousands by filing date | principal |
| WADDELL & REED FINL INC | 930059100 | CL A | 242,916 | $6,187,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636207 | UNIT 12/10/2025 | 600,000 | $6,156,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941BAB2 | NOTE 0.375% 3/0 | 6,100,000 | $6,060,000 | thousands by filing date | principal |
| SAILPOINT TECHNOLOGIES HLDGS | 78781PAB1 | NOTE | 2,975,000 | $5,808,000 | thousands by filing date | principal |
| SUPERNOVA PARTNERS ACQUISITI | 86846V207 | UNIT 99/99/9999 | 500,000 | $5,805,000 | thousands by filing date | |
| PRECIGEN INC | 46122TAA0 | NOTE 3.500% 7/0 | 6,775,000 | $5,793,000 | thousands by filing date | principal |
| BIOTELEMETRY INC | 090672106 | COM | 80,337 | $5,791,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 1,279,000 | $5,736,000 | thousands by filing date | principal |
| MOTION ACQUISITION CORP | 61980M107 | CMN | 557,688 | $5,616,000 | thousands by filing date | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 2,975,000 | $5,601,000 | thousands by filing date | principal |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 200,000 | $5,544,000 | thousands by filing date | |
| REALPAGE INC | 75606NAC3 | NOTE 1.500% 5/1 | 4,128,000 | $5,329,000 | thousands by filing date | principal |
| HEALTH ASSURANCE ACQUISITION | 42226W208 | UNIT 99/99/9999 | 483,333 | $5,326,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 107,218 | $5,268,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 5,187,000 | $5,267,000 | thousands by filing date | principal |
| CONX CORP | 212873202 | UNIT 10/30/2027 | 500,000 | $5,225,000 | thousands by filing date | |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 4,800,000 | $5,191,000 | thousands by filing date | principal |
| KARYOPHARM THERAPEUTICS INC | 48576UAA4 | BOND | 4,100,000 | $5,164,000 | thousands by filing date | principal |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 4,750,000 | $5,141,000 | thousands by filing date | principal |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 289,275 | $5,077,000 | thousands by filing date | |
| YELLOWSTONE ACQUISITION CO COM CL A | 98566K105 | Stock | 500,000 | $5,060,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L100 | CMN | 200,000 | $5,006,000 | thousands by filing date | |
| COMPUCREDIT HLDGS CORP | 20478NAD2 | NOTE 5.875%11/3 | 5,000,000 | $4,994,000 | thousands by filing date | principal |
| CONCORD ACQUISITION CORP | 206071201 | UNIT 12/28/2025 | 483,333 | $4,983,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 84,249 | $4,900,000 | thousands by filing date | |
| SANDBRIDGE ACQUISITION CORP | 799793104 | COM CL A | 478,750 | $4,869,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 2,026,940 | $4,844,000 | thousands by filing date | |
| DPCM CAP INC | 23344P101 | CMN | 462,157 | $4,811,000 | thousands by filing date | |
| CAPITOL INVESTMENT CORP V | 14064F209 | UNIT 99/99/9999 | 466,666 | $4,807,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 108,161 | $4,755,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 252,339 | $4,754,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 76,432 | $4,742,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272118 | *W EXP 05/08/202 | 408,400 | $4,619,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W201 | UNIT 11/30/2027 | 450,000 | $4,545,000 | thousands by filing date | |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 5,500,000 | $4,468,000 | thousands by filing date | principal |
| ATLANTIC AVE ACQUISITION CORP UNIT | 04906P200 | Stock | 420,000 | $4,452,000 | thousands by filing date | |
| RECHARGE ACQUISITION CORP | 756229100 | CMN | 430,379 | $4,386,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 85,375 | $4,384,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 59,106 | $4,343,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 145,307 | $4,330,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 40,306 | $4,209,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N121 | UNIT 01/01/2027 | 400,000 | $4,180,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 505,591 | $4,121,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K112 | *W EXP 04/01/202 | 858,146 | $4,093,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 17,533 | $4,080,000 | thousands by filing date | |
| ROMEO POWER INC | 776153116 | W EXP 02/21/202 | 434,985 | $4,054,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 62,624 | $4,041,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 105,114 | $4,035,000 | thousands by filing date | |
| SPRING VALEY ACQUISTION III CL A ORD | 85521J109 | COM | 389,000 | $4,030,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 138,121 | $3,970,000 | thousands by filing date | |
| CF Finance Acquisition Corp III | 12529D207 | Unit | 370,000 | $3,970,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 96,983 | $3,934,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 186,192 | $3,903,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 109,470 | $3,864,000 | thousands by filing date | |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 3,850,000 | $3,811,000 | thousands by filing date | principal |
| ZANITE ACQUISITION CORP | 98907K202 | un | 360,000 | $3,787,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 67,066 | $3,722,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642108 | COM CL A | 344,557 | $3,697,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 3,550,000 | $3,661,000 | thousands by filing date | principal |
| CASCADE ACQUISITION CORP UNIT | 147151203 | Stock | 350,000 | $3,658,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L115 | *W EXP 05/09/202 | 406,117 | $3,655,000 | thousands by filing date | |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 4,000,000 | $3,652,000 | thousands by filing date | principal |
| VERTIV HOLDINGS LLC | 92537N116 | *W EXP 06/12/202 | 500,000 | $3,650,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870UAC0 | NOTE 5.875% 8/1 | 5,000,000 | $3,594,000 | thousands by filing date | principal |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 153,415 | $3,573,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 9,852 | $3,568,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P111 | *W EXP 10/16/202 | 936,339 | $3,371,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAJ6 | NOTE 4.125% 9/1 | 3,500,000 | $3,369,000 | thousands by filing date | principal |
| ALCON AG ORD SHS | H01301128 | Stock | 50,848 | $3,355,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION COR | 693486102 | CMN | 328,000 | $3,329,000 | thousands by filing date | |
| ROMAN DBDR TECH ACQ CORP; TNT ACQ DT: 5/6/2022; CASH: $10.20 | 77584N101 | COM CL A | 329,000 | $3,326,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES, INC | 29415C119 | *W EXP 11/17/202 | 400,000 | $3,324,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR SA | 55932XAB0 | NOTE 5.000% 3/0 | 2,000,000 | $3,318,000 | thousands by filing date | principal |
| MP MATERIALS CORP | 553368119 | *W EXP 05/04/202 | 211,110 | $3,245,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP II | 846775203 | UNIT 99/99/9999 | 300,000 | $3,240,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884112 | *W EXP 06/20/202 | 744,469 | $3,171,000 | thousands by filing date | |
| FAST ACQUISITION CORP. CMN | 311875108 | COM | 308,807 | $3,162,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X113 | *W EXP 03/31/202 | 651,196 | $3,132,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 75,500 | $3,129,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F114 | *W EXP 12/22/202 | 1,680,597 | $3,126,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 920,000 | $3,110,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W205 | UNIT 99/99/9999 | 286,250 | $3,106,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y202 | UNIT 11/30/2027 | 300,000 | $3,105,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 41,023 | $3,093,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 396,795 | $3,091,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T201 | UNIT 12/31/2027 | 300,000 | $3,087,000 | thousands by filing date | |
| GOOD WORKS ACQUISITION CORP | 38216X107 | COM | 310,000 | $3,085,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516T112 | W EXP 07/31/202 | 546,750 | $3,084,000 | thousands by filing date | |
| 10X CAPITAL VENTURE ACQU COR | 88025V206 | UNIT 10/21/2025 | 285,714 | $3,043,000 | thousands by filing date | |
| NOVUS CAP CORP WT EXP 063027 | 67012U116 | Stock | 655,979 | $3,037,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M106 | COM CL A | 300,000 | $3,036,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 22,773 | $3,022,000 | thousands by filing date | |
| SPARTACUS ACQ CORP; TNT ACQ DT: 7/15/2022; CASH: $10.15 | 84677L109 | CL A | 300,000 | $3,018,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQUISTN CO | 020751103 | CL A | 300,000 | $3,009,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864106 | COM CL A | 285,000 | $2,964,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 50,000 | $2,945,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II UNIT EX | 743497208 | Stock | 272,133 | $2,925,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G117 | *W EXP 03/05/202 | 810,000 | $2,908,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 3,100,000 | $2,875,000 | thousands by filing date | principal |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 2,650,000 | $2,840,000 | thousands by filing date | principal |
| EQUITY DISTR ACQUISITION COR | 29465E106 | CMN | 275,198 | $2,818,000 | thousands by filing date | |
| NORTH MOUNTAIN MERGER CORP | 661204107 | CMN | 271,730 | $2,807,000 | thousands by filing date | |
| NORTHERN STAR ACQUISITION CO | 665742201 | UNIT 08/29/2025 | 178,339 | $2,800,000 | thousands by filing date | |
| NEWHOLD INVESTMENT CORP | 651448102 | COM CL A | 278,360 | $2,786,000 | thousands by filing date | |
| BINAH CAP GROUP INC | 496861204 | BCG | 266,333 | $2,770,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M110 | W EXP 07/25/202 | 178,553 | $2,753,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085106 | CL A | 265,198 | $2,721,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 55,875 | $2,667,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 91,415 | $2,662,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 3,050,000 | $2,655,000 | thousands by filing date | principal |
| LANNETT CO INC | 51602UAC2 | BOND | 4,100,000 | $2,637,000 | thousands by filing date | principal |
| TWC TECH HLDGS II CORP | 90117G105 | COM | 249,999 | $2,632,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 1,500,000 | $2,625,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 11,812 | $2,617,000 | thousands by filing date | |
| PERIPHAS CAPITAL PARTNERING | 713895209 | UNIT 99/99/9999 | 100,000 | $2,611,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 74,133 | $2,598,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A115 | *W EXP 05/24/202 | 900,000 | $2,592,000 | thousands by filing date | |
| Granite Construction Inc | 387328AB3 | CV | 2,375,000 | $2,579,000 | thousands by filing date | principal |
| INDUSTRIAL TECH ACQ CORP; TNT ACQ DT: 12/9/2021; CASH: $10.10 | 456357102 | COM CL A | 251,000 | $2,538,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q118 | *W EXP 10/23/202 | 287,103 | $2,478,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 1,800,000 | $2,475,000 | thousands by filing date | principal |
| OPKO HEALTH INC | 68375NAD5 | NOTE 4.500% 2/1 | 1,950,000 | $2,452,000 | thousands by filing date | principal |
| GIGCAPITAL3 INC | 37519D115 | *W EXP 05/18/202 | 698,043 | $2,436,000 | thousands by filing date | |
| VISTAS MEDIA ACQUISITION CO | 92840T107 | COM CL A | 238,545 | $2,407,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 46,425 | $2,396,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U105 | UNIT 10/15/2025 | 140,000 | $2,377,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q102 | COM CL A | 225,440 | $2,342,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534106 | COM CL A | 230,000 | $2,330,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 796,838 | $2,311,000 | thousands by filing date | |
| PG&E CORP | 69331C140 | CONV | 18,725 | $2,301,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC III | 233278209 | UNIT 99/99/9999 | 200,000 | $2,280,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 33,958 | $2,264,000 | thousands by filing date | |
| FINTECH ACQ IV-A | 31810N104 | COMMON STOCK | 200,000 | $2,260,000 | thousands by filing date | |
| Spire Global Inc Com Cl A New | 639358100 | COM | 225,000 | $2,252,000 | thousands by filing date | |
| TATTOOED CHEF INC | 87663X110 | *W EXP 10/15/202 | 197,774 | $2,251,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 59,636 | $2,215,000 | thousands by filing date | |
| HOLICITY INC | 435063102 | COM CL A | 216,758 | $2,191,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQ CORP; TNT ACQ DT: 06/02/22 SH: $10.10 | 812227106 | COM CL A | 216,664 | $2,184,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K116 | *W EXP 06/22/202 | 1,116,700 | $2,166,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 664 | $2,163,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A206 | UNIT 12/23/2025 | 200,000 | $2,110,000 | thousands by filing date | |
| MEDTECH ACQUISITION CORP | 58507N204 | UNIT 12/18/2025 | 200,000 | $2,100,000 | thousands by filing date | |
| STAR PEAK ENERGY TRANSITION | 855185112 | *W EXP 08/11/202 | 353,347 | $2,092,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716123 | UNIT 99/99/9999 | 200,000 | $2,090,000 | thousands by filing date | |
| CBRE ACQUISITION HOLDINGS INC | 12510j205 | COM | 200,000 | $2,090,000 | thousands by filing date | |
| REVOLUTION ACCEL | 76156P205 | UNIT | 200,000 | $2,082,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 204,000 | $2,071,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,185 | $2,070,000 | thousands by filing date | |
| OTR ACQUISITION CORP | 67113Q105 | COM CL A | 200,000 | $2,070,000 | thousands by filing date | |
| BOXED, INC. | 81787X205 | COM | 200,000 | $2,070,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 120,881 | $2,067,000 | thousands by filing date | |
| QUANTUMSCAPE CORP | 74767V117 | *W EXP 11/25/202 | 54,234 | $2,061,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K208 | UNIT 10/14/2025 | 200,000 | $2,058,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H207 | UNIT 12/09/2023 | 200,000 | $2,058,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 93,891 | $2,015,000 | thousands by filing date | |
| Rodgers Silicon Valley Acquisition Corp | 774873202 | Unit | 150,000 | $2,003,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q108 | COM | 198,500 | $1,985,000 | thousands by filing date | |
| Omeros Corp | 682143AE2 | NOTE 6.250%11/1 | 1,825,000 | $1,945,000 | thousands by filing date | principal |
| CM LIFE SCIENCES INC | 18978W109 | COM CL A | 174,998 | $1,932,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 7,047 | $1,925,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 183,200 | $1,905,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285110 | *W EXP 02/26/202 | 750,000 | $1,905,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 4,000,000 | $1,900,000 | thousands by filing date | principal |
| NEW PROVIDENCE ACQUISITION | 64822P114 | *W EXP 99/99/999 | 500,000 | $1,890,000 | thousands by filing date | |
| CLS | 14070Y101 | Stock | 186,000 | $1,888,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 145,770 | $1,878,000 | thousands by filing date | |
| QUDIAN INC | 747798AB2 | NOTE 1.000% 7/0 | 2,500,000 | $1,875,000 | thousands by filing date | principal |
| Collective Growth Corp | 19424L119 | W EXP 04/30/202 | 500,000 | $1,875,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRUP INC | 83407F101 | COM CL A | 188,000 | $1,871,000 | thousands by filing date | |
| IVC 4 1/2 6/1/22 | 461203AH4 | CONVERTIBLE BOND | 1,950,000 | $1,870,000 | thousands by filing date | principal |
| AJAX I | G0190X118 | UNIT 99/99/9999 | 150,000 | $1,862,000 | thousands by filing date | |
| FIRSTMARK HORIZON ACQUISITIO | 33765Y101 | CL A COM | 175,000 | $1,855,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S108 | *W EXP 11/30/202 | 500,000 | $1,845,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X105 | CL A | 150,000 | $1,844,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 181,476 | $1,837,000 | thousands by filing date | |
| THAYER VENTURES ACQU CORP | 88332T209 | UNIT 01/01/2030 | 175,000 | $1,829,000 | thousands by filing date | |
| H I G ACQUISITION CORP UNIT | G44898115 | Stock | 175,000 | $1,825,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H208 | UNIT 99/99/9999 | 175,000 | $1,820,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISITION | 344328117 | *W EXP 08/11/202 | 395,832 | $1,817,000 | thousands by filing date | |
| FUSION FUEL GREEN PLC | G3R25D100 | *W EXP 12/10/202 | 270,000 | $1,796,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 111,201 | $1,795,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195119 | *W EXP 05/27/202 | 271,666 | $1,790,000 | thousands by filing date | |
| FOXO TECHNOLOGIES INC UNIT | 24803C201 | Stock | 175,000 | $1,785,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G114 | WTS | 1,115,000 | $1,765,000 | thousands by filing date | |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 172,000 | $1,758,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085115 | *W EXP 12/31/202 | 500,000 | $1,733,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923AH1 | NOTE 5.250% 7/0 | 1,500,000 | $1,728,000 | thousands by filing date | principal |
| HYCROFT MINING HOLDING CORP | 44862P117 | *W EXP 05/29/202 | 1,214,338 | $1,724,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 1,645,000 | $1,693,000 | thousands by filing date | principal |
| KALEYRA INC | 483379111 | *W EXP 11/25/202 | 1,125,000 | $1,688,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 150,000 | $1,677,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N121 | UNIT 99/99/9999 | 150,000 | $1,674,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 194,288 | $1,646,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y104 | CMN | 159,998 | $1,637,000 | thousands by filing date | |
| XL FLEET CORP | 9837FR118 | *W EXP 06/01/202 | 199,999 | $1,620,000 | thousands by filing date | |
| TEKKORP DIGITAL ACQUISITN CO | G8739H122 | UNIT 09/29/2027 | 150,000 | $1,613,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761101 | COM CL A | 149,000 | $1,611,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 16,611 | $1,610,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 144,694 | $1,608,000 | thousands by filing date | |
| CLIMATE CHANGE CRISIS REAL I | 18716C100 | CL A COM | 150,000 | $1,607,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X129 | UNIT 09/15/2027 | 150,000 | $1,607,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q305 | UNIT 99/99/9999 | 150,000 | $1,605,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554102 | COM CL A | 150,000 | $1,598,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G105 | COM CL A | 150,000 | $1,595,000 | thousands by filing date | |
| Forest Road Acquisition Corp | 34619R201 | Unit | 150,000 | $1,575,000 | thousands by filing date | |
| LANDCADIA HOLDINGS III INC | 51476H100 | COM CL A | 149,999 | $1,572,000 | thousands by filing date | |
| YY INC | 98426TAF3 | NOTE 1.375% 6/1 | 1,575,000 | $1,563,000 | thousands by filing date | principal |
| L&F ACQUISITION CORP | G53702125 | UNIT 99/99/9999 | 150,000 | $1,556,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 62,871 | $1,549,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044106 | CMN | 149,997 | $1,549,000 | thousands by filing date | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A201 | UNIT 08/31/2027 | 150,000 | $1,548,000 | thousands by filing date | |
| KISMET ACQUISITION ONE CORP | G52753103 | SHS | 150,000 | $1,545,000 | thousands by filing date | |
| ACIES ACQUISITION CORP | G0103T105 | CL A | 149,997 | $1,545,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V109 | CMN | 150,000 | $1,542,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 125,000 | $1,538,000 | thousands by filing date | |
| HEALTHCARE SERVICES ACQU COR | 42227K203 | UNT | 150,000 | $1,533,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K110 | SHS CL A | 150,000 | $1,524,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074103 | SHS CL A | 150,000 | $1,515,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP | G01046104 | CMN | 150,000 | $1,515,000 | thousands by filing date | |
| YUCAIPA ACQ CRP; TNT ACQ DT; 8/4/2022; CASH: $10.00 | G9879L105 | COM | 149,998 | $1,515,000 | thousands by filing date | |
| ACON S2 ACQUISITION CORP | G00748106 | CL SHS | 149,996 | $1,512,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 150,000 | $1,502,000 | thousands by filing date | |
| WTS/CLEVER LEAVES HOLDINGS INC 11.5000EXP12/31/2025 | 186760112 | WARR | 974,628 | $1,501,000 | thousands by filing date | |
| EMPOWER LTD | G3R39W102 | CL A COM | 149,998 | $1,501,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036118 | *W EXP 02/28/202 | 765,000 | $1,499,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B117 | COM CL A | 150,000 | $1,487,000 | thousands by filing date | |
| BULL HORN HLDGS CORP | G1686P114 | UNIT 10/13/2025 | 130,000 | $1,479,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP WT EXP 03/07/24 | 22564L113 | Warrants | 1,000,000 | $1,470,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514129 | UNIT 99/99/9999 | 100,000 | $1,463,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 209,648 | $1,442,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 54,773 | $1,435,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 20,725 | $1,432,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424113 | *W EXP 12/02/202 | 83,332 | $1,431,000 | thousands by filing date | |
| EUCRATES BIOMEDICAL ACQU COR | G3141W114 | UNIT 10/23/2027 | 137,500 | $1,425,000 | thousands by filing date | |
| GREENROSE ACQUISITION CORP | 395392103 | COM | 140,000 | $1,418,000 | thousands by filing date | |
| DD3 ACQUISITION CORP II | 23318M209 | COM | 135,000 | $1,418,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 104,050 | $1,409,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 84,667 | $1,395,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 76,383 | $1,394,000 | thousands by filing date | |
| ACKRELL SPAC PARTNERS I CO | 00461L204 | COMMON STOCK | 135,000 | $1,389,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION CO | G04561109 | CL A | 125,000 | $1,385,000 | thousands by filing date | |
| GENESIS PK ACQUISITION CORP | G38245117 | UNIT 99/99/9999 | 132,995 | $1,382,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 79,240 | $1,379,000 | thousands by filing date | |
| ASPIRATIONAL CONSUMER LIFEST | G05436103 | COM | 134,998 | $1,346,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 93,084 | $1,329,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 46,931 | $1,327,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P121 | UNIT 99/99/9999 | 100,000 | $1,318,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q117 | *W EXP 05/15/202 | 250,000 | $1,318,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 9,532 | $1,316,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L114 | *W EXP 08/02/202 | 400,000 | $1,316,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 16,875 | $1,311,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C111 | *W EXP 12/31/202 | 160,000 | $1,304,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 125,000 | $1,301,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T116 | CL A | 125,000 | $1,301,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L129 | UNIT 99/99/9999 | 125,000 | $1,294,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP | G7008A115 | SHS CL A | 124,290 | $1,288,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288100 | CL A SHS | 125,000 | $1,288,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 84,593 | $1,286,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C104 | SHS CL A | 124,996 | $1,276,000 | thousands by filing date | |
| FG NEW AMER ACQUISITION CORP | 30259V106 | COM | 125,000 | $1,273,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 1,000,000 | $1,269,000 | thousands by filing date | principal |
| MSP RECOVERY INC COM CL A | 53625R104 | Stock | 125,630 | $1,266,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP | G9442R126 | COM CL A | 124,999 | $1,264,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 3,993 | $1,259,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP | G65305107 | CL A | 124,998 | $1,259,000 | thousands by filing date | |
| BROADSTONE ACQ CORP; TNT ACQ DT: 9/11/2022; CASH: $10.00 | G1739V100 | SHS CL A | 125,000 | $1,256,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E100 | SHS CL A | 124,725 | $1,255,000 | thousands by filing date | |
| HPX CORP | G32219100 | SHS CL A | 125,000 | $1,253,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F119 | *W EXP 09/29/202 | 144,949 | $1,252,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049105 | COM CL A | 124,996 | $1,252,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 142,395 | $1,249,000 | thousands by filing date | |
| DUDDELL STREET ACQUISITN COR | G28553108 | CMN | 125,000 | $1,245,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W126 | WARRANT | 900,000 | $1,242,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 1,367,341 | $1,235,000 | thousands by filing date | principal |
| UTZ BRANDS INC | 918090119 | W EXP 08/28/202 | 116,666 | $1,225,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 7,970 | $1,210,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 50,550 | $1,205,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 13,321 | $1,201,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 19,138 | $1,190,000 | thousands by filing date | |
| CONCENTRIX CORP | 20602D101 | COM | 12,010 | $1,180,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 159,272 | $1,180,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 8,706 | $1,168,000 | thousands by filing date | |
| CANOO INC | 13803R110 | *W EXP 12/21/202 | 323,033 | $1,163,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 58,795 | $1,161,000 | thousands by filing date | |
| VG ACQUISITION CORP | G9446E105 | SHS CL A | 99,999 | $1,143,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 3,996 | $1,141,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 1,100,000 | $1,135,000 | thousands by filing date | principal |
| TIMKEN CO | 887389104 | COM | 14,735 | $1,129,000 | thousands by filing date | |
| InterPrivate Acquisition Corp | 46064A111 | INTERPRIVATE ACQUISITI -CW24 | 275,000 | $1,128,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 9,197 | $1,116,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A111 | *W EXP 04/01/202 | 475,000 | $1,116,000 | thousands by filing date | |
| RMG ACQUISITION CORP II | G76083115 | UNIT 12/09/2025 | 100,000 | $1,115,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 89,120 | $1,112,000 | thousands by filing date | |
| NERDY INC CL A COM | G8990Y103 | Stock | 100,000 | $1,110,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 169,373 | $1,109,000 | thousands by filing date | |
| JAWS SPITFIRE ACQUISITION CO | G50740128 | UNIT 99/99/9999 | 100,000 | $1,105,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G114 | *W EXP 11/13/202 | 600,000 | $1,104,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R122 | UNIT 99/99/9999 | 100,000 | $1,093,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 100,000 | $1,090,000 | thousands by filing date | |
| FAST ACQUISITION CORP | 311875116 | W EXP 08/25/202 | 625,000 | $1,088,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 34,337 | $1,082,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 15,170 | $1,081,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 13,384 | $1,081,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 98,997 | $1,078,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 53,623 | $1,077,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 8,934 | $1,075,000 | thousands by filing date | |
| Colonnade Acquisition Corp | G2283K102 | COLONNADE ACQUISITION -CW25 | 300,000 | $1,074,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 11,284 | $1,061,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130115 | *W EXP 03/01/202 | 575,000 | $1,061,000 | thousands by filing date | |
| TIGA ACQUISITION CORP | G88672129 | UNIT 99/99/9999 | 100,000 | $1,058,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817302 | UNIT 12/31/2026 | 100,000 | $1,057,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 4,690 | $1,055,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 74,207 | $1,055,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 35,520 | $1,047,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L108 | COM CL A | 99,996 | $1,045,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H100 | CMN | 100,000 | $1,042,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 19,206 | $1,040,000 | thousands by filing date | |
| Roth Ch Acquisition II Co | 778673202 | Unit | 100,000 | $1,040,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 95,228 | $1,039,000 | thousands by filing date | |
| TREPONT ACQUISITION CORP I UNIT | G9095M119 | Stock | 100,000 | $1,037,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067120 | UNIT 12/17/2025 | 100,000 | $1,034,000 | thousands by filing date | |
| TURMERIC ACQUISITION CORP | G9127T116 | UNT | 100,000 | $1,027,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 2,521 | $1,026,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQUISITIO | G05155109 | COM CL A | 100,000 | $1,026,000 | thousands by filing date | |
| EDOC ACQUISITION CORP | G4000A102 | CL A | 100,000 | $1,024,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762107 | COM | 100,000 | $1,015,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 75,344 | $1,014,000 | thousands by filing date | |
| SPRING VALLEY ACQ CORP | G8377A108 | COMMON STOCK-FO | 99,998 | $1,012,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 1,075,000 | $1,008,000 | thousands by filing date | principal |
| GREENCITY ACQUISITION CORP | G4086B107 | COM | 100,000 | $1,008,000 | thousands by filing date | |
| Porch Group Inc Ordinary Shares - Class A | 733245112 | Stock | 325,000 | $1,008,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 9,495 | $1,003,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 69,669 | $1,003,000 | thousands by filing date | |
| NEW BEGINNINGS ACQUISITION C | 64222H100 | COM | 100,000 | $1,003,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 1,000,000 | $999,000 | thousands by filing date | principal |
| BETTER WORLD ACQUISITION COR | 08772B203 | UNIT 11/15/2027 | 90,000 | $995,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 90,000 | $991,000 | thousands by filing date | |
| NORTHERN STAR ACQUISITION CO | 665742110 | *W EXP 08/29/202 | 273,666 | $988,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 111,552 | $987,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 95,626 | $985,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y117 | W EXP 99/99/999 | 437,500 | $984,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J112 | WTS | 343,006 | $984,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 37,925 | $983,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 5,607 | $980,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 91,060 | $974,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 184,975 | $966,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 71,753 | $966,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 114,338 | $965,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 30,861 | $962,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 6,957 | $955,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402Q126 | *W EXP 04/01/202 | 1,000,000 | $950,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 19,397 | $948,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415124 | *W EXP 07/31/202 | 1,200,000 | $947,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 40,039 | $941,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 5,587 | $937,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K115 | *W EXP 99/99/999 | 233,333 | $933,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 52,187 | $930,000 | thousands by filing date | |
| LANDCADIA HOLDINGS III INC | 51476H118 | *W EXP 10/01/202 | 416,665 | $929,000 | thousands by filing date | |
| ROTH CH ACQUISITION I CO | 778675116 | *W EXP 01/28/202 | 210,000 | $924,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,999 | $923,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 71,654 | $920,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 105,745 | $916,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 45,076 | $915,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 77,095 | $910,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 10,588 | $909,000 | thousands by filing date | |
| ARKO CORP | 041242116 | *W EXP 12/22/202 | 666,666 | $907,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 12,798 | $890,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 3,271 | $889,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 11,938 | $880,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 8,744 | $873,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 61,109 | $873,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690116 | UNIT 99/99/9999 | 82,857 | $870,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 4,318 | $868,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334201 | UNIT 10/29/2027 | 85,000 | $867,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 52,259 | $863,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 762 | $861,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F110 | *W EXP 09/18/202 | 200,000 | $856,000 | thousands by filing date | |
| INVESTINDUSTRIAL ACQUISITION | G4771L121 | UNIT 99/99/9999 | 82,857 | $852,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 10,895 | $848,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC | 02128L114 | *W EXP 02/14/202 | 425,000 | $848,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 58,496 | $847,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885111 | COM CL A | 235,332 | $845,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 5,454 | $844,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 3,426 | $844,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 118,691 | $843,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F112 | *W EXP 05/26/202 | 333,333 | $843,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 15,022 | $837,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 4,021 | $835,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,317 | $830,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 57,538 | $830,000 | thousands by filing date | |
| RICE ACQUISITION CORP | 762594117 | *W EXP 10/26/202 | 362,750 | $827,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 20,281 | $825,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 56,586 | $825,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 29,188 | $818,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-000997 | this filing | 2021-02-16 | acceptance time not in the bulk data set |