13F-HR filed by J.P. Morgan Private Wealth Advisors LLC
J.P. Morgan Private Wealth Advisors LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 1,702 holding rows worth $30,851,227,000.
- Accession
- 0001085146-21-000982
- Filer
- CIK 1418204
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 1,702 entries on the cover page, a total value of $30,851,227,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $30,851,227,000 with VALUE read as thousands by filing date, 13F file number 028-12624. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 8,110 | $296,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,441 | $295,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 3,530 | $294,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 15,286 | $294,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 17,468 | $293,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 36,421 | $292,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 2,465 | $291,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 13,246 | $290,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 4,289 | $290,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 4,128 | $289,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 3,325 | $288,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 1,342 | $288,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 12,481 | $288,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 9,694 | $287,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 13,520 | $287,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 2,081 | $286,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 19,049 | $285,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 3,261 | $285,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 54,929 | $284,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 16,797 | $284,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 7,821 | $284,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 5,629 | $283,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 3,654 | $283,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 4,075 | $282,000 | thousands by filing date | |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 18,755 | $282,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,199 | $281,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 1,292 | $281,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 17,000 | $280,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 9,477 | $279,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 18,011 | $279,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 6,672 | $278,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,832 | $278,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 11,649 | $278,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 25,455 | $278,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 1,462 | $277,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 20,670 | $277,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 4,500 | $275,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 23,902 | $272,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 6,232 | $272,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 2,336 | $271,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 9,812 | $271,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 9,200 | $270,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 10,271 | $268,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 14,820 | $266,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 1,553 | $265,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 3,044 | $265,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 3,948 | $264,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 6,236 | $264,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 2,547 | $264,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 10,378 | $264,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 9,550 | $263,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 5,349 | $262,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 20,000 | $262,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 6,055 | $261,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 5,270 | $261,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 14,667 | $259,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 16,140 | $258,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 145,998 | $257,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 2,460 | $256,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 4,855 | $256,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 4,110 | $255,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 894 | $255,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 3,426 | $255,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 2,790 | $254,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 4,466 | $254,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 8,616 | $254,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 8,410 | $253,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 9,103 | $252,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 31,797 | $252,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 3,159 | $251,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 10,942 | $251,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 6,251 | $251,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 2,791 | $250,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 24,782 | $250,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 1,095 | $249,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 10,460 | $246,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 5,745 | $242,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 7,262 | $242,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 3,913 | $242,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 19,030 | $242,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 4,805 | $241,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 2,967 | $241,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 1,538 | $239,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 3,136 | $238,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 5,803 | $237,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 1,892 | $237,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 5,509 | $236,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 3,853 | $235,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 1,525 | $235,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 5,859 | $232,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 2,821 | $230,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 9,670 | $229,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 2,905 | $229,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 18,140 | $228,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 34,228 | $228,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 8,142 | $228,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 11,400 | $228,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 7,713 | $227,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 2,594 | $227,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 16,826 | $227,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 12,579 | $226,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 73,151 | $223,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 3,210 | $223,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 22,025 | $223,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 5,337 | $223,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 5,165 | $222,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 16,750 | $222,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 29,637 | $222,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 3,400 | $222,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 12,281 | $222,000 | thousands by filing date | |
| NORTHERN STAR ACQUISITION CO | 665742201 | UNIT 08/29/2025 | 14,136 | $222,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 3,719 | $221,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 3,909 | $220,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 3,077 | $220,000 | thousands by filing date | |
| AARONS CO INC | 00258W108 | COM | 11,445 | $217,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 5,525 | $217,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 1,503 | $216,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 5,541 | $216,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 7,757 | $216,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 2,800 | $215,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 2,806 | $214,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 4,770 | $214,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 7,987 | $214,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 4,021 | $213,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 11,743 | $213,000 | thousands by filing date | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 6,907 | $213,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 2,747 | $212,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 6,772 | $212,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 41,593 | $212,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 4,097 | $211,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 10,685 | $211,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 3,032 | $211,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 2,446 | $210,000 | thousands by filing date | |
| CMC MATERIALS INC | 12571T100 | COM | 1,371 | $207,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 11,961 | $207,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 4,766 | $206,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 10,125 | $206,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 6,740 | $206,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 15,307 | $205,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 2,430 | $205,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 2,950 | $205,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 12,976 | $205,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 1,762 | $204,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 8,763 | $204,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 913 | $204,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1,104 | $203,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 1,899 | $202,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 15,000 | $202,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 991 | $201,000 | thousands by filing date | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 8,671 | $201,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 11,589 | $197,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 20,000 | $188,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 10,000 | $187,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 15,399 | $185,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 17,009 | $184,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 16,946 | $179,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 10,388 | $178,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 11,792 | $176,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 21,040 | $166,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 20,114 | $164,000 | thousands by filing date | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 10,000 | $163,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 15,513 | $157,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 31,116 | $156,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 15,680 | $153,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 11,769 | $146,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 12,573 | $146,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 11,673 | $145,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 36,560 | $143,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 11,552 | $138,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 34,825 | $135,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 17,000 | $134,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 20,602 | $127,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 17,791 | $121,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP UNIT EX | 722615200 | Stock | 11,535 | $119,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 10,485 | $116,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 17,675 | $113,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 10,500 | $109,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 16,458 | $105,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 14,527 | $103,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 13,780 | $96,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 19,870 | $95,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 10,735 | $95,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 19,200 | $94,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 20,901 | $84,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 20,807 | $80,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 14,257 | $75,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 10,445 | $69,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 10,000 | $67,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 11,785 | $62,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 52,300 | $52,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 17,237 | $48,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 10,000 | $46,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 24,377 | $43,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 25,000 | $35,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 16,500 | $35,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 24,500 | $32,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 10,300 | $30,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 25,050 | $25,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 15,000 | $24,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 10,000 | $19,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 10,000 | $12,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 10,983 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-000982 | this filing | 2021-02-16 | acceptance time not in the bulk data set |