Skip to content

13F-HR filed by HAP Trading, LLC

HAP Trading, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 2,190 holding rows worth $3,469,780,000.

Accession
0001085146-21-000896
Filed
2021-02-16
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q4 2020

A holdings report, 2,190 entries on the cover page, a total value of $3,469,780,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,469,780,000 with VALUE read as thousands by filing date, 13F file number 028-15058. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
B2GOLD CORP COM11777Q209Stock18,300$6,000thousands by filing datecall
AH RLTY TR INC04208T108COM29,000$6,000thousands by filing dateput
EVOLUS INC30052C107COM22,300$6,000thousands by filing datecall
DYNAVAX TECHNOLOGIES CORP268158201COM NEW21,800$6,000thousands by filing datecall
JUNIPER NETWORKS INC48203R104COM13,500$6,000thousands by filing datecall
DISCOVERY INC25470F302COM SER C10,300$6,000thousands by filing datecall
STRATASYS LTDM85548101SHS19,100$6,000thousands by filing dateput
INVESCO DB US DLR INDEX TR46141D203BULLISH FD113,000$6,000thousands by filing datecall
EXPRESS INC30219E103COMMON STOCK17,000$6,000thousands by filing dateput
XWELL INC COM NEW98420U703Stock102,800$6,000thousands by filing datecall
AGENUS INC00847G705COM NEW23,700$6,000thousands by filing datecall
WESTERN ASSET MTG CAP CORP95790D105COM15,900$6,000thousands by filing datecall
VERASTEM INC92337C104COM13,700$6,000thousands by filing dateput
VIRNETX HLDG CORP92823T108COM14,000$6,000thousands by filing datecall
SUNDIAL GROWERS INC86730L109COM74,100$6,000thousands by filing datecall
ASHFORD HOSPITALITY TR INC044103877COM SHS14,800$6,000thousands by filing datecall
DAVIDSTEA INC238661102COM15,000$6,000thousands by filing datecall
DIREXION SHS ETF TR25460E133DAILY FINL BEAR24,620$6,000thousands by filing datecall
RESONANT INC76118L102COM15,400$6,000thousands by filing datecall
APPLIED OPTOELECTRONICS INC03823U102COM27,100$5,000thousands by filing datecall
TRANE TECHNOLOGIES PLC SHSG8994E103Stock11,900$5,000thousands by filing dateput
ADT INC DEL COM00090Q103Stock31,300$5,000thousands by filing datecall
BHP BILLITON LIMITED SPONSORED ADS088606108ADR129,100$5,000thousands by filing dateput
REGIONS FINANCIAL CORP NEW COM7591EP100Stock14,500$5,000thousands by filing dateput
LLOYDS BANKING GROUP PLC SPONSORED ADR539439109ADR21,700$5,000thousands by filing dateput
GEO GROUP INC NEW36162J106COM17,300$5,000thousands by filing datecall
W & T OFFSHORE INC92922P106COM32,400$5,000thousands by filing datecall
ARVINAS INC04335A105COM18,000$5,000thousands by filing dateput
DHT HOLDINGS INCY2065G121SHS NEW29,000$5,000thousands by filing dateput
PAPA JOHNS INTL INC698813102COM37,800$5,000thousands by filing dateput
ETFS GOLD TR00326A104PHYSCL GOLD SHS10,200$5,000thousands by filing dateput
REDWOOD TRUST INC758075402COM10,100$5,000thousands by filing datecall
ZENDESK INC98936J101COM54,600$5,000thousands by filing dateput
Concho Resources Inc.20605P101COM471,300$5,000thousands by filing datecall
YEXT INC98585N106COM11,600$5,000thousands by filing datecall
ORAMED PHARMACEUTICALS INC68403P203COM NEW12,800$5,000thousands by filing datecall
LUMBER LIQUIDATORS HOLDINGS55003T107COMMON STOCK23,200$5,000thousands by filing dateput
ASPIRA WOMENS HEALTH INC04537Y109COM17,600$5,000thousands by filing datecall
ZIOPHARM ONCOLOGY INC98973P101COM74,200$5,000thousands by filing datecall
DIGITAL ALLY INC25382P208COM NEW19,900$5,000thousands by filing datecall
NABRIVA THERAPEUTICS PLCG63637113SHS11,710$5,000thousands by filing datecall
PROSHARES TR ULTPRO SHT 201774348A152CEF21,400$5,000thousands by filing datecall
Real Estate Select Sector SPDR Fund81369Y860SHS12,000$4,000thousands by filing datecall
TJX Companies Inc872540109COM15,100$4,000thousands by filing dateput
ALLSTATE CORP COM020002101Stock12,800$4,000thousands by filing dateput
CEMEX SAB DE CV SPON ADR NEW151290889ADR16,600$4,000thousands by filing dateput
YETI HLDGS INC COM98585X104Stock11,100$4,000thousands by filing dateput
CARRIER GLOBAL CORPORATION COM14448C104Stock12,900$4,000thousands by filing dateput
CMB.TECH NV SHSB38564108Stock21,300$4,000thousands by filing datecall
ON SEMICONDUCTOR CORP COM682189105Stock83,200$4,000thousands by filing dateput
TAPESTRY INC COM876030107Stock10,800$4,000thousands by filing dateput
LADDER CAP CORP CL A505743104REIT11,300$4,000thousands by filing datecall
ALLY FINL INC COM02005N100Stock133,300$4,000thousands by filing dateput
NEW GOLD INC CDA644535106COM11,500$4,000thousands by filing dateput
NORDIC AMERICAN TANKERS LIMIG65773106COM31,800$4,000thousands by filing datecall
AMCOR PLCG0250X107ORD17,700$4,000thousands by filing datecall
CERUS CORP157085101COM14,800$4,000thousands by filing datecall
CHIMERA INVESTMENT CORP16934Q208COM NEW11,500$4,000thousands by filing datecall
NEW YORK COMMUNITY BANCORP649445103COM19,600$4,000thousands by filing dateput
ANNALY CAPITAL MANAGEMENT035710409COM30,000$4,000thousands by filing datecall
TUPPERWARE BRANDS CORP899896104COM10,600$4,000thousands by filing dateput
EGAIN CORP28225C806COM NEW10,600$4,000thousands by filing datecall
PAMPA ENERGIA SA697660207SPONS ADR LVL I10,900$4,000thousands by filing dateput
PEOPLE'S UNITED FINANCIAL INC712704105COM10,800$4,000thousands by filing datecall
SENSEONICS HLDGS INC81727U105COM24,000$4,000thousands by filing datecall
LIBERTY GLOBAL PLCG5480U120SHS CL C113,900$4,000thousands by filing datecall
DONNELLEY R R & SONS CO257867200COM12,700$4,000thousands by filing datecall
INVESTORS BANCORP, INC.46146L101COMMON STOCK10,400$4,000thousands by filing datecall
TRIVAGO N V SPON ADS A SHS N89686D105ADR21,300$4,000thousands by filing datecall
CO-DIAGNOSTICS INC189763105COM24,900$4,000thousands by filing datecall
PENNSYLVANIA RL ESTATE INVT709102107SH BEN INT19,100$4,000thousands by filing datecall
ATHERSYS INC04744L106COM34,100$4,000thousands by filing datecall
SIO GENE THERAPIES INC829399104COM19,200$4,000thousands by filing datecall
SESEN BIO INC817763105COM15,700$4,000thousands by filing datecall
HOUGHTON MIFFLIN HARCOURT CO44157R109COM12,300$4,000thousands by filing datecall
EVOFEM BIOSCIENCES INC30048L104COM18,000$4,000thousands by filing datecall
CLEVER LEAVES HOLDINGS INC186760104COM13,500$4,000thousands by filing datecall
LIPOCINE INC NEW53630X104CMN33,300$4,000thousands by filing datecall
ISHARES TR464288281JPMORGAN USD EMG10,900$3,000thousands by filing dateput
ISHARES TR464288281JPMORGAN USD EMG13,200$3,000thousands by filing datecall
BARCLAYS PLC ADR06738E204ADR27,100$3,000thousands by filing dateput
INVESCO LTD SHSG491BT108Stock12,900$3,000thousands by filing dateput
LEVI STRAUSS & CO NEW CL A COM STK52736R102Stock13,400$3,000thousands by filing dateput
GLOBAL NET LEASE INC COM NEW379378201REIT10,300$3,000thousands by filing dateput
PITNEY BOWES INC COM724479100Stock10,700$3,000thousands by filing dateput
WILLIAMS COS INC COM969457100Stock13,200$3,000thousands by filing datecall
ARES CAPITAL CORP04010L103COM42,000$3,000thousands by filing dateput
WINNEBAGO INDS INC974637100COM11,600$3,000thousands by filing dateput
ENERGY FUELS INC292671708COM NEW37,400$3,000thousands by filing dateput
CATALYST PHARMACEUTICALS INC14888U101COM15,600$3,000thousands by filing datecall
NEW YORK MORTGAGE TRUST INC649604501COM PAR $.0221,000$3,000thousands by filing datecall
APOLLO UNVT CORP03761U502COM NEW12,800$3,000thousands by filing dateput
LEXICON PHARMACEUTICALS INC528872302COMMON STOCK17,000$3,000thousands by filing dateput
VAALCO ENERGY INC91851C201COMMON STOCK10,600$3,000thousands by filing datecall
High Templar Tech Limit747798106COM19,900$3,000thousands by filing datecall
TTOO89853L104Stock13,500$3,000thousands by filing datecall
GOLDEN STAR RES LTD CDA38119T807COM24,700$3,000thousands by filing datecall
MEI PHARMA INC55279B202COM NEW22,400$3,000thousands by filing datecall
Ampio Pharmaceuticals03209T109COM19,000$3,000thousands by filing dateput
REALNETWORKS INC75605L708COM13,500$3,000thousands by filing datecall
MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS590717104SPONS ADR10,100$3,000thousands by filing datecall
CORBUS PHARMACEUTICALS HLDGS21833P103COM28,400$3,000thousands by filing datecall
APPLIED GENETIC TECHNOL CORP03820J100COM18,100$3,000thousands by filing datecall
REMARK HLDGS INC75955K102COM22,600$3,000thousands by filing dateput
PROSHARES TR ULTSHRT QQQ74347B243CEF28,000$3,000thousands by filing datecall
CONAGRA FOODS INC205887102COM74,400$2,000thousands by filing dateput
MANULIFE FINL CORP56501R106COM10,800$2,000thousands by filing dateput
HAPPEN INC COM NEW52603A208Stock19,900$2,000thousands by filing dateput
NORTHERN DYNASTY MINERALS LTD COM NEW66510M204Stock45,000$2,000thousands by filing datecall
DELL TECHNOLOGIES INC CL C24703L202Stock10,600$2,000thousands by filing dateput
AMERICAN ELEC PWR CO INC COM025537101Stock75,200$2,000thousands by filing datecall
EQUITABLE HLDGS INC COM29452E101Stock11,500$2,000thousands by filing dateput
MEDICAL PROPERTIES TRUST INC COM58463J304REIT19,100$2,000thousands by filing dateput
COTERRA ENERGY INC COM127097103Stock11,700$2,000thousands by filing datecall
BANCO BBVA ARGENTINA S A058934100SPONSORED ADS19,600$2,000thousands by filing datecall
TEUCRIUM COMMODITY TR88166A607SOYBEAN FD11,500$2,000thousands by filing dateput
AVIS BUDGET GROUP INC053774105COM48,600$2,000thousands by filing dateput
MATTEL INC577081102COM452,600$2,000thousands by filing dateput
TATA MTRS LTD876568502SPONSORED ADR13,000$2,000thousands by filing dateput
BGC PARTNERS INC05541T101CL A13,800$2,000thousands by filing datecall
QUAD / GRAPHICS INC747301109COM CL A10,000$2,000thousands by filing dateput
8X8 INC282914100COMMON STOCK10,200$2,000thousands by filing dateput
AKEBIA THERAPEUTICS INC00972D105COMMON STOCK31,100$2,000thousands by filing datecall
OVID THERAPEUTICS INC690469101COMMON STOCK16,200$2,000thousands by filing datecall
LINEAGE CELL THERAPEUTICS IN53566P109COMMON STOCK14,300$2,000thousands by filing datecall
CERAGON NETWORKS LTD ORDM22013102Stock17,400$2,000thousands by filing datecall
COLONY CAPITAL INC19626G108CL A COM14,100$2,000thousands by filing dateput
Amplify Energy Corp03212B103COM16,600$2,000thousands by filing datecall
EXPRESS INC30219E103COMMON STOCK20,400$2,000thousands by filing datecall
Proshares Short S&P74347B425COM18,600$2,000thousands by filing datecall
SPECTRUM PHARMACEUTICALS INC84763A108COM14,000$2,000thousands by filing datecall
TUNIU CORP89977P106SPONSORED ADS17,200$2,000thousands by filing datecall
BLUE APRON HLDGS INC09523Q200COM23,200$2,000thousands by filing datecall
ZYNERBA PHARMACEUTICALS INC98986X109COM27,000$2,000thousands by filing datecall
MCEWEN MNG INC58039P107COM31,700$2,000thousands by filing datecall
ANTARES PHARMA INC036642106COM12,600$2,000thousands by filing datecall
CHEMBIO DIAGNOSTICS163572209COM12,000$2,000thousands by filing datecall
ZOGENIX INC.98978L204Common Stock30,900$2,000thousands by filing datecall
NEPTUNE WELLNESS SOLUTIONS I64079L105COM23,900$2,000thousands by filing datecall
BAUDAX BIO INC07160F107COM16,700$2,000thousands by filing datecall
ISHARES TR464287457COM35,100$1,000thousands by filing datecall
NORTHWEST BANCSHARES INC COM667340103Stock12,400$1,000thousands by filing dateput
CORTEVA INC COM22052L104Stock93,700$1,000thousands by filing dateput
US FOODS HLDG CORP COM912008109Stock656,400$1,000thousands by filing dateput
AMBEV SA SPONSORED ADR02319V103ADR11,900$1,000thousands by filing dateput
HDFC BANK LTD SPONSORED ADS40415F101ADR29,800$1,000thousands by filing dateput
DENISON MINES CORP248356107COM11,700$1,000thousands by filing datecall
KELLANOVA487836108COM11,000$1,000thousands by filing datecall
ARBOR REALTY TRUST INC038923108COM25,600$1,000thousands by filing dateput
PRECIGEN INC74017N105COM16,100$1,000thousands by filing dateput
PROSPECT CAPITAL CORPORATION74348T102COM43,600$1,000thousands by filing datecall
DOMTAR CORP257559203COM NEW579,000$1,000thousands by filing dateput
FIAT CHRYSLER AUTOMOBILES NN31738102SHS11,000$1,000thousands by filing dateput
IAC INTERACTIVECORP NEW44891N109COM100,900$1,000thousands by filing dateput
CRESCENT PT ENERGY CORP22576C101COM14,800$1,000thousands by filing datecall
RED ROCK RESORTS INC75700L108CL A13,100$1,000thousands by filing dateput
PAMPA ENERGIA SA697660207SPONS ADR LVL I12,500$1,000thousands by filing datecall
Canadian $ ETF46138T104ETF11,300$1,000thousands by filing dateput
Galiano Gold Inc36352H100COM24,700$1,000thousands by filing datecall
DYNAGAS LNG PARTNERS LPY2188B108CMN10,200$1,000thousands by filing datecall
DIEBOLD NXDF INC253651103COM27,600$1,000thousands by filing dateput
WHITING PETROLEUM CORP966387508COMMON STOCK18,646$1,000thousands by filing datecall
DENNYS CORP24869P104COM10,800$1,000thousands by filing dateput
Viewra, Inc92672L107COM10,100$1,000thousands by filing datecall
Indivior Pharmaceuticals Inc04546C106COMMON STOCK21,100$1,000thousands by filing datecall
GREAT PANTHER MINING39115V101COM14,800$1,000thousands by filing datecall
PROSHARES TR74347B714FUND11,000$1,000thousands by filing datecall
SOGOU INC ADR REPSTG A83409V104ADR REPSTG A20,000$1,000thousands by filing datecall
Uxin Ltd91818X108ADS17,600$1,000thousands by filing datecall
TRANSENTERIX INC89366M300COM14,624$1,000thousands by filing datecall
CANADIANNATLRYCOF136375102STOK10,500$0thousands by filing dateputValue filed as zero, left out of ratios.
VIPSHOP HLDGS LTD SPONSORED ADS A92763W103ADR302,300$0thousands by filing dateputValue filed as zero, left out of ratios.
CNH INDL N V SHSN20944109Stock26,600$0thousands by filing dateputValue filed as zero, left out of ratios.
SM ENERGY COMPANY COM78454L100Stock25,100$0thousands by filing dateputValue filed as zero, left out of ratios.
DOVER CORP COM260003108Stock22,200$0thousands by filing dateputValue filed as zero, left out of ratios.
DHT HOLDINGS INCY2065G121SHS NEW19,600$0thousands by filing datecallValue filed as zero, left out of ratios.
DIVERSIFIED HEALTHCARE TR25525P107COM SH BEN INT11,600$0thousands by filing dateputValue filed as zero, left out of ratios.
CORCEPT THERAPEUTICS INC218352102COM300,500$0thousands by filing dateputValue filed as zero, left out of ratios.
VIKING THERAPEUTICS INC92686J106COM17,700$0thousands by filing datecallValue filed as zero, left out of ratios.
TALOS ENERGY INC87484T108COM220,000$0thousands by filing dateputValue filed as zero, left out of ratios.
TIFFANY & CO NEW886547108COM42,300$0thousands by filing dateputValue filed as zero, left out of ratios.
NEKTAR THERAPEUTICS640268108COM11,600$0thousands by filing datecallValue filed as zero, left out of ratios.
HUDSON TECHNOLOGIES INC444144109COMMON STOCK26,900$0thousands by filing datecallValue filed as zero, left out of ratios.
CHANGE HEALTHCARE INC15912K100COM31,600$0thousands by filing dateputValue filed as zero, left out of ratios.
NUANCE COMMUNICATIONS INC67020Y100COM250,400$0thousands by filing dateputValue filed as zero, left out of ratios.
SOGOU INC ADR REPSTG A83409V104ADR REPSTG A10,300$0thousands by filing dateputValue filed as zero, left out of ratios.
MTS SYSTEMS CORP553777103COM11,800$0thousands by filing dateputValue filed as zero, left out of ratios.
SYNACOR INC871561106COM10,000$0thousands by filing datecallValue filed as zero, left out of ratios.
FRONT YD RESIDENTIAL CORP35904G107COM40,500$0thousands by filing dateputValue filed as zero, left out of ratios.
CALADRIUS BIOSCIENCES INC128058203COM NEW15,400$0thousands by filing datecallValue filed as zero, left out of ratios.

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001085146-21-000896this filing2021-02-16acceptance time not in the bulk data set