13F-HR filed by MacKay Shields LLC
MacKay Shields LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 1,488 holding rows worth $14,507,058,000.
- Accession
- 0001085146-21-000887
- Filer
- CIK 61227
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 3,172 entries on the cover page, a total value of $14,507,058,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $14,507,058,000 with VALUE read as thousands by filing date, 13F file number 028-00046. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNEW YORK LIFE INVESTMENT MANAGEMENT LLC028-06325
- included managerFIRST TRUST ADVISORS LP028-06487
- included managerNEW YORK LIFE INSURANCE CO028-00065
- included managerOPPENHEIMER ASSET MANAGEMENT INC.028-10748
- included managerMCMORGAN & CO LLC028-10044
- included managerRIVERNORTH CAPITAL MANAGEMENT, LLC028-13256
- included managerIndexIQ Advisors LLC028-13712
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DISH NETWORK CORPORATION | 25470M109 | CL A | 40,685 | $1,316,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 63,800 | $1,312,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 40,300 | $1,305,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 57,284 | $1,304,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 7,400 | $1,298,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 43,900 | $1,295,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 47,700 | $1,289,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 43,200 | $1,287,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 113,000 | $1,262,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 26,006 | $1,259,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 16,200 | $1,256,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 9,400 | $1,253,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 40,000 | $1,253,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 85,657 | $1,245,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 13,634 | $1,238,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 313,200 | $1,237,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 2,718 | $1,234,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 76,627 | $1,230,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 84,782 | $1,230,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 46,875 | $1,227,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 54,271 | $1,222,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 81,390 | $1,221,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 21,400 | $1,220,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 14,669 | $1,214,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 9,200 | $1,213,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 65,000 | $1,211,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 5,100 | $1,210,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 59,600 | $1,207,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 9,500 | $1,202,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 16,900 | $1,197,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 241,565 | $1,196,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 25,800 | $1,192,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 16,600 | $1,190,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 10,000 | $1,183,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 143,200 | $1,181,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 123,600 | $1,179,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 395,900 | $1,179,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 68,478 | $1,177,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 27,005 | $1,173,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 25,540 | $1,170,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 77,992 | $1,165,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 25,400 | $1,164,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 16,100 | $1,164,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 126,300 | $1,154,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 90,700 | $1,151,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 92,800 | $1,150,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 27,096 | $1,149,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 42,900 | $1,149,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 60,900 | $1,147,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 104,600 | $1,136,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 38,600 | $1,133,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 64,400 | $1,116,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 9,142 | $1,113,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 77,600 | $1,112,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 69,800 | $1,111,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 8,371 | $1,109,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 38,800 | $1,104,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 76,200 | $1,094,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 67,104 | $1,092,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 6,300 | $1,091,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 14,400 | $1,090,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 45,200 | $1,088,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 100,300 | $1,087,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 22,236 | $1,084,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 9,728 | $1,081,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 98,800 | $1,081,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 22,227 | $1,080,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 90,500 | $1,078,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 43,626 | $1,078,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 9,300 | $1,076,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 121,400 | $1,074,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 71,203 | $1,069,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 73,100 | $1,064,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 60,900 | $1,060,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 20,351 | $1,059,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 65,200 | $1,048,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 16,421 | $1,041,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 15,500 | $1,040,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 6,400 | $1,038,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 58,499 | $1,025,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 96,500 | $1,022,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 74,800 | $1,009,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 70,700 | $1,001,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 11,210 | $997,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 18,200 | $992,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 9,500 | $983,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 55,200 | $980,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 38,200 | $978,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 22,226 | $975,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 4,598 | $974,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 17,745 | $973,000 | thousands by filing date | |
| TERMINIX GLOBAL HOLDINGS INC COM | 88087E100 | Stock | 18,995 | $969,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 21,814 | $966,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 25,813 | $964,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 85,300 | $964,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 26,600 | $962,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 45,200 | $961,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 53,387 | $949,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 75,000 | $942,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 21,600 | $927,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 11,700 | $915,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 15,291 | $911,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 23,190 | $906,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 19,200 | $904,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 69,940 | $904,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 214,700 | $901,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 24,942 | $900,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 61,400 | $896,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 98,300 | $890,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 8,443 | $888,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 519,000 | $884,000 | thousands by filing date | principal |
| APACHE CORP | 037411105 | COM | 62,129 | $881,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 5,700 | $876,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 11,334 | $876,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 17,756 | $872,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 5,300 | $868,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 13,900 | $868,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 129,951 | $867,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 33,900 | $864,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 14,100 | $863,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 31,253 | $861,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 15,200 | $860,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 64,722 | $859,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 49,700 | $854,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 15,800 | $841,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 27,900 | $840,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 17,700 | $839,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 32,842 | $838,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 18,200 | $838,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 57,293 | $835,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 16,300 | $833,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 27,300 | $833,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 4,500 | $829,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 217,800 | $823,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 7,935 | $823,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 6,866 | $820,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 36,500 | $813,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 2,078 | $807,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 8,900 | $802,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 38,400 | $802,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 67,463 | $794,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 21,430 | $789,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 13,701 | $782,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 51,200 | $774,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 8,168 | $773,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 117,600 | $771,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 36,100 | $770,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 37,600 | $766,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 22,554 | $766,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 30,700 | $759,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 84,200 | $759,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 10,500 | $751,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 61,800 | $748,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 5,100 | $744,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 19,500 | $744,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 7,755 | $743,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 15,500 | $743,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 9,300 | $738,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 28,200 | $735,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 99,000 | $735,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 21,700 | $733,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 3,908 | $726,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 47,000 | $723,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 5,500 | $721,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 55,500 | $719,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 51,153 | $717,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 18,100 | $717,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 20,500 | $713,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 27,788 | $711,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 28,400 | $711,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 56,934 | $711,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 68,500 | $709,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 30,600 | $708,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 25,500 | $706,000 | thousands by filing date | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 30,300 | $702,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 3,400 | $702,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 15,900 | $696,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 60,500 | $685,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 24,183 | $680,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 49,300 | $677,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 10,800 | $672,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 150,300 | $666,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 53,700 | $663,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 30,349 | $662,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 22,100 | $658,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 12,500 | $653,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 66,800 | $652,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 36,900 | $647,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 13,000 | $646,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 94,600 | $646,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 20,600 | $645,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 4,500 | $642,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 25,838 | $635,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 9,500 | $633,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 16,700 | $632,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 49,201 | $631,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 9,900 | $628,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 19,200 | $622,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 7,800 | $618,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 5,600 | $615,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 16,100 | $612,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 7,895 | $611,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 33,665 | $611,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 25,400 | $607,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 16,184 | $600,000 | thousands by filing date | |
| MCAFEE CORP | 579063108 | COM CL A | 35,814 | $598,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 39,800 | $597,000 | thousands by filing date | |
| ARCH RESOURCES INC | 03940R107 | CL A | 13,600 | $595,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 7,686 | $595,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 25,000 | $594,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 17,100 | $592,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 570,000 | $589,000 | thousands by filing date | principal |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 68,500 | $586,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 2,300 | $582,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 36,500 | $580,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 6,300 | $577,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 4,800 | $575,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 21,450 | $575,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 16,000 | $574,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 38,300 | $574,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 15,178 | $569,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 6,300 | $568,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 34,416 | $568,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 30,566 | $563,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 12,900 | $563,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 5,850 | $561,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 16,300 | $560,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 11,000 | $554,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 5,500 | $553,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 8,800 | $552,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 19,900 | $552,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 21,600 | $552,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 7,000 | $549,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 31,988 | $549,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 145,000 | $549,000 | thousands by filing date | principal |
| STITCH FIX INC | 860897107 | COM CL A | 9,300 | $546,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 29,000 | $545,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 41,800 | $541,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAB2 | NOTE 0.375% 1/1 | 71,000 | $541,000 | thousands by filing date | principal |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 19,600 | $540,000 | thousands by filing date | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 13,994 | $538,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 10,200 | $537,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 20,800 | $537,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 2,463 | $536,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 12,300 | $535,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 14,045 | $534,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 28,900 | $527,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 14,600 | $524,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 15,100 | $521,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 30,000 | $516,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 2,182 | $505,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 13,200 | $504,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 14,207 | $503,000 | thousands by filing date | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 379,000 | $502,000 | thousands by filing date | principal |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 26,400 | $496,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 31,300 | $488,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 2,700 | $486,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 25,926 | $482,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 25,400 | $482,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 29,030 | $480,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 3,033 | $476,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 7,800 | $473,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 61,500 | $473,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 20,000 | $473,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 35,500 | $472,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 10,100 | $470,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 30,700 | $467,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 9,400 | $467,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 20,422 | $466,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 4,500 | $466,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 30,924 | $460,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 13,231 | $459,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 21,300 | $459,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 10,500 | $450,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 7,829 | $449,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 65,300 | $448,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 29,537 | $445,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 32,000 | $445,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 18,200 | $445,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 11,400 | $440,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 21,000 | $439,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 7,000 | $436,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 27,600 | $432,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 22,001 | $431,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 13,600 | $431,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 12,700 | $429,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 255,000 | $429,000 | thousands by filing date | principal |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 14,300 | $425,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 19,900 | $421,000 | thousands by filing date | |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 135,000 | $421,000 | thousands by filing date | principal |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 14,300 | $415,000 | thousands by filing date | |
| VEREIT INC | 92339V308 | COM | 10,774 | $407,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 49,000 | $399,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 21,900 | $395,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 7,200 | $392,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 5,339 | $391,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 2,500 | $389,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 29,900 | $389,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 5,800 | $388,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 27,018 | $386,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 5,637 | $386,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 2,594 | $385,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 26,000 | $383,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 32,269 | $381,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 24,000 | $381,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 6,900 | $380,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 12,100 | $379,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 37,400 | $379,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 12,800 | $379,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 15,800 | $379,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 33,000 | $378,000 | thousands by filing date | principal |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 3,300 | $372,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 12,900 | $370,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 13,600 | $370,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 47,500 | $368,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 32,200 | $362,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 18,100 | $358,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 27,500 | $351,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 18,000 | $348,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 33,000 | $346,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 100,200 | $345,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 64,900 | $344,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 345,000 | $344,000 | thousands by filing date | principal |
| AVIS BUDGET GROUP INC | 053774105 | COM | 9,200 | $343,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HLDGS | 78781PAB1 | NOTE | 175,000 | $342,000 | thousands by filing date | principal |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 8,700 | $336,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 200 | $335,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 275,000 | $333,000 | thousands by filing date | principal |
| CASA SYS INC | 14713L102 | COM | 53,900 | $333,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 74,334 | $332,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 2,400 | $331,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 135,000 | $331,000 | thousands by filing date | principal |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 4,000 | $326,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 10,300 | $326,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 10,300 | $326,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 9,700 | $325,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 15,800 | $325,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 9,200 | $321,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 5,700 | $320,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 8,100 | $319,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 25,745 | $317,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 12,777 | $313,000 | thousands by filing date | |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 92,000 | $308,000 | thousands by filing date | principal |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 23,400 | $306,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 5,700 | $306,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 16,100 | $303,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 6,802 | $303,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 11,031 | $301,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 61,300 | $300,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 35,100 | $300,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 71,500 | $298,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 17,993 | $298,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 79,000 | $298,000 | thousands by filing date | principal |
| CONNS INC | 208242107 | COM | 25,300 | $295,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 26,000 | $292,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 29,836 | $292,000 | thousands by filing date | |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 4,700 | $289,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 4,100 | $284,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 14,300 | $283,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 8,300 | $282,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 17,700 | $282,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 19,500 | $281,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 3,700 | $279,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 35,100 | $279,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 5,400 | $274,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 123,500 | $274,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 18,300 | $272,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 17,000 | $271,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 2,950 | $268,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 3,293 | $267,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 250,000 | $267,000 | thousands by filing date | principal |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 23,200 | $264,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 13,400 | $261,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 9,500 | $261,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 8,200 | $261,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 11,500 | $261,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 255,000 | $260,000 | thousands by filing date | principal |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 3,400 | $259,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 11,883 | $258,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 13,800 | $257,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 2,100 | $256,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 17,000 | $252,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 4,200 | $250,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 2,700 | $249,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 26,600 | $249,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 2,610 | $243,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 25,500 | $241,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 1,800 | $239,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 10,200 | $237,000 | thousands by filing date | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 25,000 | $237,000 | thousands by filing date | principal |
| ANGIODYNAMICS INC | 03475V101 | COM | 15,400 | $236,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 3,000 | $236,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 27,800 | $232,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 10,800 | $231,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 1,839 | $230,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 12,200 | $229,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 11,974 | $228,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 10,326 | $226,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 2,700 | $225,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 7,700 | $224,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 3,400 | $223,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 2,500 | $222,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 215,000 | $221,000 | thousands by filing date | principal |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 10,700 | $220,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 81,085 | $216,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 5,300 | $213,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 19,900 | $213,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 7,500 | $213,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 210,000 | $213,000 | thousands by filing date | principal |
| EVENTBRITE INC | 29975E109 | COM CL A | 11,600 | $210,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 31,600 | $210,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 13,300 | $209,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 20,900 | $208,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 3,900 | $206,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 107,200 | $206,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 260,000 | $206,000 | thousands by filing date | principal |
| ITT INC COM | 45073V108 | Stock | 2,666 | $205,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 20,200 | $205,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 10,300 | $205,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 5,500 | $200,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 11,575 | $199,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 41,300 | $199,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AF0 | NOTE 0.250% 8/1 | 175,000 | $197,000 | thousands by filing date | principal |
| MOVADO GROUP INC COM | 624580106 | Stock | 11,700 | $194,000 | thousands by filing date | |
| INVITAE CORP | 46185LAB9 | NOTE 2.000% 9/0 | 120,000 | $192,000 | thousands by filing date | principal |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 105,000 | $191,000 | thousands by filing date | principal |
| PFSWEB INC | 717098206 | COM | 28,400 | $191,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 10,800 | $188,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 14,750 | $187,000 | thousands by filing date | |
| MONGODB INC | 60937PAB2 | NOTE | 35,000 | $184,000 | thousands by filing date | principal |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 14,800 | $181,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 24,200 | $180,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 105,000 | $176,000 | thousands by filing date | principal |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 13,000 | $174,000 | thousands by filing date | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 90,000 | $169,000 | thousands by filing date | principal |
| PITNEY BOWES INC COM | 724479100 | Stock | 26,800 | $165,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 130,000 | $161,000 | thousands by filing date | principal |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 115,000 | $159,000 | thousands by filing date | principal |
| Lifetime Brands Inc | 53222Q103 | COM | 10,400 | $158,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 75,000 | $157,000 | thousands by filing date | principal |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 120,000 | $156,000 | thousands by filing date | principal |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 70,000 | $156,000 | thousands by filing date | principal |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 105,000 | $154,000 | thousands by filing date | principal |
| WELBILT INC | 949090104 | COM | 11,500 | $151,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 145,000 | $151,000 | thousands by filing date | principal |
| PLURALSIGHT INC | 72941BAB2 | NOTE 0.375% 3/0 | 150,000 | $149,000 | thousands by filing date | principal |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 26,900 | $147,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 27,200 | $143,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 135,000 | $141,000 | thousands by filing date | principal |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 14,600 | $136,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 101,000 | $135,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 120,000 | $134,000 | thousands by filing date | principal |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 150,000 | $130,000 | thousands by filing date | principal |
| EXTERRAN CORP | 30227H106 | COM | 29,500 | $130,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 11,400 | $128,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 20,100 | $128,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 31,500 | $122,000 | thousands by filing date | |
| RAPID7 INC | 753422AB0 | NOTE | 55,000 | $120,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 110,000 | $119,000 | thousands by filing date | principal |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 120,000 | $118,000 | thousands by filing date | principal |
| KARYOPHARM THERAPEUTICS INC | 48576UAA4 | BOND | 93,000 | $117,000 | thousands by filing date | principal |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 80,000 | $108,000 | thousands by filing date | principal |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 85,000 | $108,000 | thousands by filing date | principal |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 95,000 | $107,000 | thousands by filing date | principal |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 85,000 | $107,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 110,000 | $103,000 | thousands by filing date | principal |
| PENNYMAC CORP | 70932AAD5 | BOND | 100,000 | $99,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 140,000 | $99,000 | thousands by filing date | principal |
| ULTRALIFE CORP | 903899102 | COM | 15,100 | $98,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 70,000 | $96,000 | thousands by filing date | principal |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 95,000 | $93,000 | thousands by filing date | principal |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 87,000 | $93,000 | thousands by filing date | principal |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 75,000 | $89,000 | thousands by filing date | principal |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 85,000 | $89,000 | thousands by filing date | principal |
| RANGE RES CORP COM | 75281A109 | Stock | 13,000 | $87,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 12,000 | $83,000 | thousands by filing date | |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 54,000 | $81,000 | thousands by filing date | principal |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 65,000 | $78,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AC9 | BOND | 80,000 | $76,000 | thousands by filing date | principal |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 13,994 | $74,000 | thousands by filing date | |
| 8X8 INC NEW | 282914AB6 | BOND | 50,000 | $73,000 | thousands by filing date | principal |
| AERIE PHARMACEUTICALS INC | 00771VAB4 | NOTE 1.500%10/0 | 76,000 | $70,000 | thousands by filing date | principal |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 135,000 | $69,000 | thousands by filing date | principal |
| EDGIO INC | 53261M104 | COM | 15,300 | $61,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 115,000 | $55,000 | thousands by filing date | principal |
| VOCERA COMMUNICATIONS INC | 92857FAB3 | NOTE 1.500% 5/1 | 30,000 | $42,000 | thousands by filing date | principal |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 45,000 | $40,000 | thousands by filing date | principal |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 30,000 | $26,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-000887 | this filing | 2021-02-16 | acceptance time not in the bulk data set |