13F-HR filed by J.W. COLE ADVISORS, INC.
J.W. COLE ADVISORS, INC. filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-12, with 629 holding rows worth $962,168,000.
- Accession
- 0001085146-21-000683
- Filer
- CIK 1404763
- Filed
- 2021-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 629 entries on the cover page, a total value of $962,168,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $962,168,000 with VALUE read as thousands by filing date, 13F file number 028-19681. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 16,374 | $275,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 3,361 | $274,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 3,121 | $274,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 3,753 | $273,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 1,360 | $271,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 24,875 | $268,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 16,950 | $267,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 2,521 | $267,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 11,076 | $264,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 835 | $263,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 5,038 | $262,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F664 | FT VEST US EQT | 8,300 | $262,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 2,125 | $260,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,204 | $260,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,235 | $259,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,563 | $259,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 536 | $259,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 4,545 | $258,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 4,152 | $257,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 3,675 | $257,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 11,122 | $257,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 3,800 | $256,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 5,995 | $256,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 7,922 | $254,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 6,847 | $252,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 4,549 | $249,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 2,674 | $249,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 2,486 | $248,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 8,782 | $248,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,768 | $248,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 6,114 | $248,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,177 | $247,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 5,286 | $246,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 2,701 | $245,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 4,864 | $245,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 6,323 | $245,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 4,873 | $244,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 4,366 | $244,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 13,293 | $244,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,168 | $243,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 11,155 | $243,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 5,378 | $242,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 8,880 | $242,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,717 | $241,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 3,182 | $241,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 2,203 | $240,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 1,798 | $239,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 18,871 | $238,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 5,445 | $237,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,041 | $236,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 7,005 | $236,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 5,635 | $235,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,520 | $234,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 7,447 | $234,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 9,071 | $233,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 947 | $232,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 2,745 | $232,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 9,684 | $231,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 5,355 | $231,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 7,413 | $229,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 1,718 | $228,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 5,673 | $225,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 5,300 | $224,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 6,617 | $223,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 2,386 | $222,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 5,752 | $222,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,060 | $221,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 6,963 | $219,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 1,233 | $219,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 7,851 | $217,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,089 | $216,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 3,555 | $215,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 6,501 | $215,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 6,095 | $213,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,959 | $212,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,548 | $212,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 12,388 | $212,000 | thousands by filing date | |
| TIMOTHY PLAN | 887432334 | INTL ETF | 7,827 | $211,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,447 | $210,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 1,944 | $210,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 1,890 | $209,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 5,012 | $209,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 954 | $209,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 1,326 | $208,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 4,193 | $208,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 4,146 | $208,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 3,867 | $207,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 1,969 | $206,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 6,335 | $204,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1,413 | $203,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,759 | $203,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 31,924 | $203,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 999 | $202,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 3,275 | $202,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,185 | $201,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,156 | $201,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 6,950 | $200,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 71,028 | $195,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 28,700 | $187,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 12,883 | $183,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 17,973 | $177,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 10,434 | $175,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 10,501 | $171,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 22,400 | $167,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 11,989 | $162,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 10,114 | $160,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 13,160 | $160,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 11,586 | $158,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 10,612 | $152,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 10,058 | $146,000 | thousands by filing date | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 10,400 | $131,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 20,207 | $129,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 17,026 | $126,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 29,215 | $125,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 19,356 | $120,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 10,797 | $107,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 10,459 | $107,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 16,335 | $88,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 88,386 | $76,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 20,000 | $62,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 13,795 | $61,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 25,125 | $61,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 14,905 | $58,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 10,196 | $53,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 10,793 | $38,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 11,731 | $36,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 10,000 | $26,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 25,000 | $21,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 20,000 | $20,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-000683 | this filing | 2021-02-12 | acceptance time not in the bulk data set |