13F-HR filed by OPPENHEIMER & CO INC
OPPENHEIMER & CO INC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-11, with 1,340 holding rows worth $4,739,472,000.
- Accession
- 0001085146-21-000634
- Filer
- CIK 822581
- Filed
- 2021-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 1,340 entries on the cover page, a total value of $4,739,472,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,739,472,000 with VALUE read as thousands by filing date, 13F file number 028-04046. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CORE LABORATORIES N V | N22717107 | COM | 14,132 | $375,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 1,681 | $374,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 21,481 | $373,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 4,352 | $373,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 28,553 | $373,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 8,059 | $372,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 28,839 | $371,000 | thousands by filing date | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 15,965 | $370,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 46,699 | $370,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 2,520 | $369,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 21,450 | $368,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 15,770 | $368,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 4,675 | $367,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 1,842 | $367,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 18,752 | $366,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 5,808 | $365,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 15,590 | $364,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 7,439 | $364,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 5,992 | $363,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 6,200 | $362,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 9,760 | $362,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 8,214 | $362,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 13,159 | $361,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 4,109 | $360,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 13,100 | $360,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 5,670 | $359,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,246 | $357,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 36,693 | $357,000 | thousands by filing date | |
| ALLIANZGI ARTIFICIAL INTELLI | 01883M101 | COM | 13,544 | $357,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 15,750 | $356,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 18,149 | $356,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 67,166 | $353,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 25,730 | $352,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 18,120 | $350,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 26,337 | $345,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 90,106 | $343,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 39,690 | $343,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 3,843 | $341,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 15,019 | $340,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 5,929 | $340,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 21,149 | $339,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 2,700 | $338,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 37,441 | $338,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 5,737 | $336,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 2,195 | $336,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 4,616 | $336,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2,148 | $336,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 8,539 | $336,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 20,604 | $335,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 11,425 | $334,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 9,705 | $333,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 67,113 | $332,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 1,453 | $332,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 759 | $331,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 8,027 | $331,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 2,001 | $330,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 4,900 | $329,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 4,026 | $327,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 8,917 | $326,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 7,361 | $326,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,807 | $324,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 284 | $324,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 13,250 | $324,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 17,922 | $319,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 2,418 | $319,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 7,048 | $318,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 4,508 | $318,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 3,517 | $318,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 14,638 | $317,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 8,196 | $314,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 28,800 | $312,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 6,670 | $311,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 11,398 | $307,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 6,000 | $306,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 6,441 | $304,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 3,166 | $304,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 2,339 | $304,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 2,531 | $303,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 3,000 | $303,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 11,850 | $303,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 1,215 | $301,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1,626 | $299,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 6,912 | $299,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 3,017 | $298,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 6,606 | $298,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 8,600 | $298,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 23,800 | $297,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 6,900 | $296,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 20,949 | $296,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 21,894 | $296,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 25,990 | $295,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 31,334 | $295,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 7,790 | $293,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 15,000 | $293,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 14,360 | $293,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 5,977 | $293,000 | thousands by filing date | |
| C3 AI INC | 12468P104 | CL A | 2,100 | $291,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 3,588 | $291,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 28,326 | $291,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 6,483 | $291,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 3,677 | $289,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 27,300 | $288,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 20,800 | $287,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,477 | $286,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 14,505 | $286,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 9,099 | $286,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 14,978 | $283,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 21,099 | $282,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 17,516 | $282,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 20,600 | $281,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 16,315 | $281,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 3,335 | $279,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 7,479 | $278,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 15,341 | $278,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 3,533 | $277,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 5,214 | $276,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 971 | $275,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 14,298 | $275,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 123 | $274,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 43,624 | $274,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 3,622 | $274,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 7,378 | $274,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 3,410 | $274,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 17,778 | $273,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 8,012 | $272,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 6,508 | $272,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 3,303 | $271,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 10,970 | $267,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 19,751 | $267,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 18,454 | $266,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 2,056 | $265,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 2,000 | $265,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,700 | $263,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 13,527 | $263,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 3,015 | $262,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 39,400 | $262,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,169 | $261,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 3,346 | $261,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 2,263 | $261,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 865 | $260,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 1,504 | $260,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,967 | $259,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 988 | $258,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 3,731 | $256,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 16,400 | $254,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 5,000 | $254,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 31,508 | $252,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 2,217 | $252,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,394 | $251,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 47,911 | $251,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 12,929 | $251,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 2,286 | $250,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 11,485 | $250,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 1,165 | $249,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 18,760 | $249,000 | thousands by filing date | |
| MOHAWK GROUP HLDGS INC | 608189106 | COM | 14,465 | $249,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 3,850 | $248,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 3,489 | $247,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 2,974 | $247,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 5,359 | $246,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 8,727 | $246,000 | thousands by filing date | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 4,304 | $245,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 2,441 | $245,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 8,865 | $245,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 9,086 | $245,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 8,293 | $244,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 2,084 | $244,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 17,561 | $244,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 3,342 | $244,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 13,900 | $244,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 4,267 | $244,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 26,447 | $243,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 1,354 | $242,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 13,230 | $242,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 41,290 | $242,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 11,756 | $242,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 365 | $241,000 | thousands by filing date | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 6,280 | $241,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 4,700 | $238,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 272,950 | $238,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,075 | $235,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 4,707 | $234,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 3,180 | $233,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 1,329 | $232,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 2,606 | $232,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 251 | $232,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 16,110 | $232,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 1,600 | $231,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 10,900 | $231,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 2,893 | $231,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 1,463 | $231,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 1,331 | $230,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 7,190 | $229,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 7,570 | $229,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 65,356 | $229,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 5,575 | $228,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 4,576 | $228,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 6,110 | $228,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 16,052 | $228,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 9,766 | $226,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 33,528 | $225,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 1,595 | $225,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 15,576 | $224,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 8,662 | $224,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 4,800 | $224,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 3,166 | $222,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 3,045 | $222,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 2,664 | $221,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 17,203 | $221,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 15,297 | $220,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 5,607 | $220,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 56,600 | $220,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 20,007 | $218,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 4,895 | $217,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 48,575 | $217,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 79,017 | $217,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 7,551 | $216,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,000 | $216,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 14,880 | $215,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 6,590 | $215,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 7,409 | $214,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K107 | COM CL A | 12,760 | $214,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 12,243 | $213,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 1,651 | $213,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 12,696 | $213,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 3,168 | $212,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 14,581 | $211,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 12,550 | $210,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 14,800 | $210,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 20,508 | $210,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 2,959 | $209,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 2,083 | $209,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 13,903 | $209,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 4,832 | $209,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 3,452 | $208,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 8,963 | $207,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 3,444 | $206,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 90,223 | $206,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 7,450 | $206,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 9,827 | $205,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 2,775 | $204,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 2,193 | $204,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 24,080 | $203,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 1,288 | $203,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 14,415 | $203,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 6,500 | $203,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 2,279 | $202,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 10,916 | $201,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 6,005 | $200,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 3,994 | $200,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 32,311 | $200,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 25,400 | $199,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 47,200 | $199,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 16,499 | $192,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 25,825 | $191,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 14,458 | $186,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 20,555 | $186,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 12,417 | $179,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 18,370 | $178,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 14,000 | $178,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 38,200 | $178,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 15,400 | $176,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 14,200 | $174,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 26,640 | $169,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 11,718 | $168,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 11,785 | $167,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 43,600 | $165,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 11,256 | $164,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 41,066 | $163,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 13,123 | $162,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 13,400 | $162,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 12,135 | $162,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 16,207 | $161,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 10,763 | $159,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 20,000 | $157,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 12,135 | $155,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 10,659 | $155,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 10,860 | $154,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 29,500 | $153,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 22,130 | $151,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 70,200 | $150,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 10,279 | $149,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 11,800 | $146,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 10,700 | $144,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 12,227 | $144,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 38,900 | $144,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 13,408 | $143,000 | thousands by filing date | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 14,964 | $140,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 15,000 | $139,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 15,803 | $138,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 20,632 | $138,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 30,600 | $137,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 57,915 | $134,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 15,422 | $131,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 27,690 | $127,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 19,000 | $124,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 89,163 | $123,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 41,386 | $122,000 | thousands by filing date | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 41,911 | $121,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 10,404 | $118,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 60,673 | $117,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 56,751 | $117,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 10,312 | $116,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 10,125 | $113,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 23,510 | $113,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 23,516 | $112,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 52,824 | $101,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 24,894 | $94,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 22,184 | $94,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 10,445 | $90,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 28,545 | $87,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 14,839 | $86,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 22,895 | $85,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 33,527 | $81,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 14,625 | $79,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 18,000 | $78,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 64,250 | $77,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 10,250 | $74,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 29,000 | $73,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 224,965 | $73,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J112 | WTS | 25,000 | $72,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 28,946 | $64,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 15,703 | $63,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 27,500 | $58,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 10,200 | $57,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 13,341 | $57,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 31,022 | $56,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 12,000 | $51,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 12,500 | $49,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 19,000 | $48,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 44,200 | $45,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 25,100 | $40,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 43,424 | $30,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 16,084 | $29,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 10,000 | $18,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 10,000 | $12,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 10,000 | $9,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 34,200 | $6,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 12,000 | $6,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 10,000 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-000634 | this filing | 2021-02-11 | acceptance time not in the bulk data set |