13F-HR filed by Compass Ion Advisors, LLC
Compass Ion Advisors, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-11, with 84 holding rows worth $258,691,000.
- Accession
- 0001085146-21-000621
- Filer
- CIK 1621100
- Filed
- 2021-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 84 entries on the cover page, a total value of $258,691,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $258,691,000 with VALUE read as thousands by filing date, 13F file number 028-19660. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 509,348 | $47,293,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 378,706 | $35,061,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 492,187 | $27,164,000 | thousands by filing date | |
| VTI | 922908769 | COM | 109,744 | $21,361,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 449,727 | $17,243,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 342,237 | $15,339,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 110,643 | $13,774,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 190,989 | $10,836,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 54,444 | $9,711,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 191,882 | $7,612,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 132,318 | $5,817,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 67,467 | $3,714,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 6,011 | $2,256,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 665 | $2,166,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 12,213 | $1,724,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 24,139 | $1,564,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 16,600 | $1,510,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 23,893 | $1,435,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 25,236 | $1,254,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,310 | $1,231,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 9,040 | $1,200,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 7,301 | $1,149,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,047 | $1,139,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 21,940 | $1,129,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 10,336 | $1,095,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 51,314 | $1,056,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 4,610 | $1,025,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 21,863 | $944,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 18,922 | $893,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 7,433 | $871,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 9,930 | $856,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 5,888 | $783,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 2,391 | $750,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,306 | $705,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,752 | $697,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 21,440 | $673,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 2,739 | $621,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 2,727 | $614,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 6,200 | $578,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,897 | $564,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,717 | $469,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 6,590 | $462,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,873 | $439,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 9,103 | $424,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 237 | $415,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 22,853 | $414,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 7,706 | $413,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 775 | $405,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 732 | $403,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 6,851 | $403,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 5,855 | $395,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,793 | $392,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 1,773 | $353,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,485 | $353,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 199 | $349,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 8,570 | $346,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,005 | $345,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,854 | $342,000 | thousands by filing date | |
| ISHARES ESG AWARE 40/60 MODERATE ALLOCATION ETF | 46436E684 | UIT EXCHANGE TRADED | 11,758 | $326,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 896 | $320,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,464 | $314,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 3,242 | $280,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 2,382 | $279,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 3,653 | $275,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 2,431 | $272,000 | thousands by filing date | |
| TIDAL TRUST I | 886364843 | ATAC US ROTATION | 12,250 | $271,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,861 | $268,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,862 | $263,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 6,666 | $258,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 2,448 | $250,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 697 | $243,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,322 | $240,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 5,154 | $238,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 873 | $234,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,519 | $231,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 304 | $219,000 | thousands by filing date | |
| MGC | 921910873 | COM | 1,623 | $217,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 856 | $214,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 1,032 | $210,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1,429 | $205,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,175 | $200,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 4,731 | $200,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 20,000 | $133,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T115 | *W EXP 02/18/202 | 10,000 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-000621 | this filing | 2021-02-11 | acceptance time not in the bulk data set |