13F-HR filed by Moors & Cabot, Inc.
Moors & Cabot, Inc. filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-11, with 736 holding rows worth $1,189,298,000.
- Accession
- 0001085146-21-000616
- Filer
- CIK 1607239
- Filed
- 2021-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 736 entries on the cover page, a total value of $1,189,298,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,189,298,000 with VALUE read as thousands by filing date, 13F file number 028-16128. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MARKETAXESS HLDGS INC | 57060D108 | COM | 570 | $325,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 25,999 | $325,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,131 | $324,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 6,100 | $323,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 1,495 | $323,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 1,138 | $323,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 14,785 | $320,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 4,733 | $319,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 24,991 | $318,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 2,130 | $318,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 1,490 | $315,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,278 | $313,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 9,825 | $313,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 3,660 | $312,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 12,041 | $312,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 37,200 | $311,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 9,213 | $310,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 9,412 | $310,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 9,900 | $310,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 5,180 | $308,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 76,320 | $306,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 8,086 | $306,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 6,884 | $306,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 921 | $305,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 5,704 | $305,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 4,225 | $304,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 4,878 | $303,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 4,040 | $303,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 14,280 | $300,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 12,122 | $296,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 6,031 | $293,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 31,650 | $293,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 3,412 | $292,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 8,882 | $290,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 11,111 | $290,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 3,142 | $290,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 7,250 | $290,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 9,150 | $290,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 29,565 | $289,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 18,919 | $289,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,646 | $288,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 2,418 | $288,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 5,981 | $283,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 5,259 | $283,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 4,133 | $282,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 4,279 | $281,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,105 | $280,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 5,300 | $280,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 4,459 | $278,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 69,707 | $278,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 3,190 | $277,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 4,840 | $277,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 3,554 | $277,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,168 | $274,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,409 | $273,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 2,793 | $273,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,847 | $270,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 60,087 | $266,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 6,952 | $263,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 907 | $261,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 2,313 | $261,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 16,194 | $260,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 3,299 | $260,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,674 | $258,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 6,231 | $257,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 44,388 | $256,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 39,803 | $256,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 2,555 | $254,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 7,950 | $254,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 3,614 | $253,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 18,886 | $253,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 5,430 | $253,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 5,150 | $252,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 570 | $250,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 4,988 | $250,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 10,651 | $248,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 12,400 | $248,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 940 | $247,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 4,468 | $246,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 15,164 | $246,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 29,146 | $246,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 3,000 | $246,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 11,993 | $246,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 10,146 | $246,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,812 | $245,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 6,809 | $245,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,784 | $245,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 22,000 | $245,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 19,073 | $244,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 639 | $243,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,730 | $241,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 1,872 | $241,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 991 | $240,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 6,476 | $239,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 3,522 | $238,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 2,699 | $238,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 683 | $237,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 3,500 | $237,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 18,000 | $237,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 5,340 | $235,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 9,000 | $233,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 3,543 | $231,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 1,740 | $231,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 6,275 | $229,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 3,110 | $228,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 3,402 | $228,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 3,129 | $228,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 3,176 | $228,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 32,275 | $227,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 16,736 | $226,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 14,750 | $226,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 1,422 | $225,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 4,284 | $224,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 22,800 | $224,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 15,500 | $223,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q613 | US AGGREGATE | 8,000 | $223,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 1,882 | $222,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 4,783 | $222,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 2,229 | $222,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,133 | $221,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,371 | $221,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 5,537 | $221,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 15,000 | $221,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,600 | $220,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 8,320 | $220,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 2,092 | $219,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 13,303 | $219,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 1,650 | $217,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 2,549 | $216,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 24,673 | $216,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 10,055 | $215,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 9,461 | $215,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 1,705 | $215,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 9,625 | $215,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 10,500 | $215,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 2,341 | $214,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,300 | $213,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 5,275 | $211,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 2,995 | $210,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,153 | $209,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,335 | $208,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 4,392 | $208,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 3,627 | $208,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 2,303 | $207,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 932 | $207,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 9,250 | $207,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 24,895 | $207,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 5,000 | $205,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,875 | $204,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 3,727 | $204,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 510 | $203,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 4,809 | $203,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 5,565 | $202,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 950 | $202,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 13,500 | $202,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 12,553 | $202,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 6,500 | $202,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 760 | $201,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 19,000 | $201,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 93,679 | $198,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 20,750 | $194,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 10,000 | $193,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 11,022 | $189,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 14,970 | $188,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 35,257 | $186,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 28,975 | $185,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 11,094 | $183,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 12,000 | $180,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 19,500 | $175,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 14,374 | $173,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 10,017 | $173,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 13,825 | $168,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 10,513 | $164,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 22,104 | $162,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 13,650 | $161,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 20,025 | $161,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 13,214 | $159,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 72,450 | $158,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 16,461 | $158,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 11,250 | $157,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 51,150 | $148,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 14,000 | $143,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 12,369 | $143,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 15,500 | $143,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 11,322 | $141,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 10,053 | $141,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 30,048 | $140,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 18,500 | $133,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 31,800 | $128,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 40,766 | $126,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 10,668 | $126,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 16,858 | $125,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 21,078 | $121,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 10,204 | $118,000 | thousands by filing date | |
| BCLS ACQUISITION CORP | G0904B105 | CMN | 10,000 | $111,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 10,000 | $109,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 191,200 | $100,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 17,915 | $100,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 16,950 | $97,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 10,004 | $95,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 49,905 | $86,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 10,500 | $84,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 15,746 | $84,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 12,442 | $82,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 12,000 | $74,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 24,037 | $71,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 13,465 | $69,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 20,050 | $66,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 16,000 | $64,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 10,000 | $64,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 11,354 | $57,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 5,900 | $49,000 | thousands by filing date | call |
| THERAPEUTICSMD INC | 88338N107 | COM | 34,500 | $41,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 11,800 | $36,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 2,000 | $31,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 200 | $31,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 2,000 | $30,000 | thousands by filing date | call |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 15,750 | $27,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,500 | $23,000 | thousands by filing date | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 500 | $20,000 | thousands by filing date | call |
| Adobe Inc | 00724F101 | COM | 1,700 | $19,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 500 | $13,000 | thousands by filing date | call |
| MOSAIC CO COM | 61945C103 | Stock | 1,000 | $13,000 | thousands by filing date | call |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 12,500 | $10,000 | thousands by filing date | call |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 500 | $9,000 | thousands by filing date | call |
| Starbucks Corporation | 855244109 | COM | 1,500 | $7,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 5,500 | $7,000 | thousands by filing date | call |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 10,000 | $5,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 300 | $4,000 | thousands by filing date | call |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,000 | $4,000 | thousands by filing date | call |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 300 | $4,000 | thousands by filing date | call |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 200 | $3,000 | thousands by filing date | call |
| Medtronic Plc | G5960L103 | COM | 1,300 | $3,000 | thousands by filing date | call |
| LEGGETT & PLATT INC | 524660107 | COM | 300 | $2,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 200 | $1,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 20,000 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-000616 | this filing | 2021-02-11 | acceptance time not in the bulk data set |