13F-HR filed by Monashee Investment Management LLC
Monashee Investment Management LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-11, with 280 holding rows worth $757,420,000.
- Accession
- 0001085146-21-000603
- Filer
- CIK 1627608
- Filed
- 2021-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 280 entries on the cover page, a total value of $757,420,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $757,420,000 with VALUE read as thousands by filing date, 13F file number 028-16854. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VTI | 922908769 | COM | 726,500 | $141,406,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 1,200,000 | $28,476,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 561,628 | $26,975,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 400,000 | $18,600,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744104 | SHS | 870,400 | $11,672,000 | thousands by filing date | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 560,360 | $11,359,000 | thousands by filing date | |
| PDD HOLDINGS INC | 722304AC6 | NOTE 12/0 | 9,000,000 | $11,247,000 | thousands by filing date | |
| SOTERA HEALTH CO | 83601L102 | COM | 400,000 | $10,976,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H207 | UNIT 12/09/2023 | 1,000,000 | $10,290,000 | thousands by filing date | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 360,000 | $10,098,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195101 | COM CL A | 500,000 | $9,895,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 450,000 | $9,027,000 | thousands by filing date | |
| ARKO CORP | 041242108 | COMMON STOCK | 1,000,000 | $9,000,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 400,000 | $8,996,000 | thousands by filing date | |
| PORCH GROUP INC | 733245104 | COM | 600,000 | $8,562,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 550,000 | $7,469,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 253,499 | $7,136,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 520,800 | $6,937,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 100,000 | $6,813,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 125,000 | $6,093,000 | thousands by filing date | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 120,000 | $6,006,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 400,000 | $5,860,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 500,000 | $5,355,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T201 | UNIT 12/31/2027 | 500,000 | $5,145,000 | thousands by filing date | |
| IQIYI INC | 46267XAE8 | NOTE 4.000%12/1 | 5,000,000 | $4,950,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 300,000 | $4,944,000 | thousands by filing date | |
| OAK STR HEALTH INC | 67181A107 | COM | 80,000 | $4,893,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 265,000 | $4,834,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 18,600 | $4,806,000 | thousands by filing date | |
| ATLAS CREST INVT CORP UNIT CL A & WT | 049284201 | Stock | 450,000 | $4,748,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 35,000 | $4,511,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 357,000 | $4,434,000 | thousands by filing date | |
| CM LIFE SCIENCES INC | 18978W109 | COM CL A | 399,996 | $4,416,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 30,000 | $4,404,000 | thousands by filing date | |
| FS DEV CORP | 303020101 | COM CL A | 400,000 | $4,400,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP UNIT EX | 52470X208 | Stock | 400,000 | $4,336,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 272,949 | $4,329,000 | thousands by filing date | |
| 10X CAPITAL VENTURE ACQU COR | 88025V206 | UNIT 10/21/2025 | 400,000 | $4,260,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 350,000 | $4,214,000 | thousands by filing date | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 200,000 | $4,182,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 399,993 | $4,164,000 | thousands by filing date | |
| PERIPHAS CAPITAL PARTNERING | 713895209 | UNIT 99/99/9999 | 150,000 | $3,917,000 | thousands by filing date | |
| CF FINANCE ACQUISITION CORP | 15725Q104 | COM CL A A | 349,995 | $3,857,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 115,000 | $3,756,000 | thousands by filing date | |
| CF Finance Acquisition Corp III | 12529D207 | Unit | 350,000 | $3,756,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 75,000 | $3,683,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W201 | UNIT 11/30/2027 | 350,000 | $3,535,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 31,000 | $3,530,000 | thousands by filing date | |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 230,568 | $3,470,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC III | 233278209 | UNIT 99/99/9999 | 300,000 | $3,420,000 | thousands by filing date | |
| OUTSET MEDICAL INC | 690145107 | COM | 60,000 | $3,410,000 | thousands by filing date | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 200,000 | $3,316,000 | thousands by filing date | |
| EUCRATES BIOMEDICAL ACQU COR | G3141W114 | UNIT 10/23/2027 | 300,000 | $3,198,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU CO | 242797108 | COM CL A | 299,998 | $3,180,000 | thousands by filing date | |
| TS INNOVATION ACQUISITN CORP | 87284T209 | UNIT 99/99/9999 | 300,000 | $3,162,000 | thousands by filing date | |
| Forest Road Acquisition Corp | 34619R201 | Unit | 300,000 | $3,150,000 | thousands by filing date | |
| NORTHERN STAR ACQUISITION CO | 665742201 | UNIT 08/29/2025 | 200,000 | $3,140,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L100 | CMN | 124,996 | $3,129,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 200,000 | $3,128,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H100 | CMN | 299,990 | $3,126,000 | thousands by filing date | |
| ACIES ACQUISITION CORP | G0103T105 | CL A | 299,997 | $3,090,000 | thousands by filing date | |
| MONTES ARCHIMEDES ACQUISITIO | 612657106 | COM CL A | 299,998 | $3,051,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 275,000 | $3,047,000 | thousands by filing date | |
| SARISSA CAPITAL ACQUISITN CO | G7823W102 | CMN | 299,994 | $3,036,000 | thousands by filing date | |
| CERTARA INC COM | 15687V109 | Stock | 90,000 | $3,035,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 200,000 | $3,002,000 | thousands by filing date | |
| DUDDELL STREET ACQUISITN COR | G28553108 | CMN | 299,998 | $2,988,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 350,000 | $2,895,000 | thousands by filing date | |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 200,000 | $2,832,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 60,000 | $2,780,000 | thousands by filing date | |
| CONVERSION LABS INC | 21255M208 | COM | 421,053 | $2,749,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 125,000 | $2,729,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 50,000 | $2,680,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A206 | UNIT 12/23/2025 | 250,000 | $2,638,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L129 | UNIT 99/99/9999 | 250,000 | $2,588,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP UNIT EX | 722615200 | Stock | 250,000 | $2,578,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 200,000 | $2,554,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 30,000 | $2,548,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 250,000 | $2,538,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP | G01046104 | CMN | 250,000 | $2,525,000 | thousands by filing date | |
| ACON S2 ACQUISITION CORP | G00748106 | CL SHS | 249,993 | $2,520,000 | thousands by filing date | |
| Shopify Inc | 82509LAA5 | Convertible bond | 2,000,000 | $2,388,000 | thousands by filing date | |
| AJAX I | G0190X100 | COM | 199,996 | $2,360,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 300,000 | $2,352,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP | G9442R126 | COM CL A | 199,998 | $2,286,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 200,000 | $2,260,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 200,000 | $2,236,000 | thousands by filing date | |
| RMG ACQUISITION CORP II | G76083115 | UNIT 12/09/2025 | 200,000 | $2,230,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 125,000 | $2,183,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 200,000 | $2,180,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CO | G3166W106 | COM CL A | 200,000 | $2,170,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 2,000,000 | $2,143,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 105,980 | $2,137,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G105 | COM CL A | 200,000 | $2,126,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A129 | UNIT 99/99/9999 | 200,000 | $2,108,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N121 | UNIT 01/01/2027 | 200,000 | $2,090,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPITAL | G0411R106 | COMMON STOCK-FO | 199,992 | $2,082,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 200,000 | $2,080,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864106 | COM CL A | 200,000 | $2,080,000 | thousands by filing date | |
| SPRING VALEY ACQUISTION III CL A ORD | 85521J109 | COM | 199,990 | $2,072,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067120 | UNIT 12/17/2025 | 200,000 | $2,064,000 | thousands by filing date | |
| JIYA ACQUISITION CORP | 47760M102 | CMN | 200,000 | $2,060,000 | thousands by filing date | |
| INVESTINDUSTRIAL ACQUISITION | G4771L121 | UNIT 99/99/9999 | 200,000 | $2,056,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636207 | UNIT 12/10/2025 | 200,000 | $2,052,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y104 | CMN | 200,000 | $2,046,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019101 | CMN | 200,000 | $2,038,000 | thousands by filing date | |
| 5 01 ACQUISITION CORP | 33836P105 | CMN | 200,000 | $2,034,000 | thousands by filing date | |
| CLS | 14070Y101 | Stock | 199,998 | $2,030,000 | thousands by filing date | |
| PTK Acquisition Corp | 69375F108 | Common Stock | 200,000 | $2,028,000 | thousands by filing date | |
| YUCAIPA ACQ CRP; TNT ACQ DT; 8/4/2022; CASH: $10.00 | G9879L105 | COM | 199,995 | $2,020,000 | thousands by filing date | |
| KISMET ACQUISITION ONE CORP | G52753103 | SHS | 200,000 | $2,020,000 | thousands by filing date | |
| BROADSTONE ACQ CORP; TNT ACQ DT: 9/11/2022; CASH: $10.00 | G1739V100 | SHS CL A | 199,998 | $2,010,000 | thousands by filing date | |
| HPX CORP | G32219100 | SHS CL A | 199,998 | $2,004,000 | thousands by filing date | |
| NEWHOLD INVESTMENT CORP | 651448102 | COM CL A | 200,000 | $2,002,000 | thousands by filing date | |
| BURNING ROCK BIOTECH LTD | 12233L107 | SPONSORED ADS | 80,000 | $1,848,000 | thousands by filing date | |
| DEERFIELD HEALTHCARE TECH AC | 244413100 | COM CL A | 118,200 | $1,844,000 | thousands by filing date | |
| ATLANTIC AVE ACQUISITION COR | 04906P101 | CMN | 180,000 | $1,814,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 30,000 | $1,774,000 | thousands by filing date | |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 50,000 | $1,745,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 2,000,000 | $1,737,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 25,000 | $1,679,000 | thousands by filing date | |
| Rodgers Silicon Valley Acquisition Corp | 774873202 | Unit | 125,000 | $1,669,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y202 | UNIT 11/30/2027 | 160,000 | $1,656,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 461,639 | $1,653,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 75,000 | $1,628,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP II | 846775203 | UNIT 99/99/9999 | 150,000 | $1,620,000 | thousands by filing date | |
| CLIMATE CHANGE CRISIS REAL I | 18716C100 | CL A COM | 149,998 | $1,606,000 | thousands by filing date | |
| GORES HOLDINGS VI INC | 38286R204 | UNIT 08/24/2027 | 150,000 | $1,590,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L108 | COM CL A | 149,994 | $1,581,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G105 | COM | 149,997 | $1,579,000 | thousands by filing date | |
| FRAZIER LIFESCIENCES ACQU CORP UNIT EXP 120925 | G3710A121 | Stock | 150,000 | $1,557,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 60,000 | $1,556,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V109 | CMN | 149,996 | $1,542,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195119 | *W EXP 05/27/202 | 233,332 | $1,538,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M106 | COM CL A | 149,998 | $1,518,000 | thousands by filing date | |
| YELLOWSTONE ACQUISITION CO COM CL A | 98566K105 | Stock | 149,998 | $1,518,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074103 | SHS CL A | 149,997 | $1,515,000 | thousands by filing date | |
| ION ACQUISITION CORP 1 LTD | G49392106 | SHS CL A | 124,990 | $1,471,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 70,000 | $1,411,000 | thousands by filing date | |
| STAR PEAK ENERGY TRANSITION | 855185104 | CL A | 68,798 | $1,408,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 25,000 | $1,360,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y114 | COM | 124,997 | $1,355,000 | thousands by filing date | |
| INSEEGO CORP | 45782BAD6 | NOTE 3.250% 5/0 | 1,000,000 | $1,336,000 | thousands by filing date | |
| HEALTH SCIENCES ACQ CORP 2 | G4411D109 | ORD SHS | 100,000 | $1,281,000 | thousands by filing date | |
| BCLS ACQUISITION CORP | G0904B105 | CMN | 115,000 | $1,281,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E106 | CMN | 124,998 | $1,280,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085107 | CL A | 100,000 | $1,250,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 60,000 | $1,242,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 20,000 | $1,239,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 100,000 | $1,220,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 40,000 | $1,206,000 | thousands by filing date | |
| VESPER HEALTHCARE ACQSTN COR | 92538T104 | COM CL A | 99,993 | $1,131,000 | thousands by filing date | |
| HUMANCO ACQUISITION CORP | 44487N208 | UNIT 12/08/2023 | 100,000 | $1,102,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISITI | 86846V108 | COM CL A | 99,996 | $1,100,000 | thousands by filing date | |
| ONE | G7000X105 | COM CL A | 99,996 | $1,077,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554102 | COM CL A | 100,000 | $1,065,000 | thousands by filing date | |
| FIRSTMARK HORIZON ACQUISITIO | 33765Y101 | CL A COM | 99,999 | $1,060,000 | thousands by filing date | |
| GALECTO INC | 36322Q107 | COM | 84,163 | $1,053,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716123 | UNIT 99/99/9999 | 100,000 | $1,045,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q102 | COM CL A | 100,000 | $1,039,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368119 | *W EXP 05/04/202 | 66,666 | $1,025,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 50,000 | $1,014,000 | thousands by filing date | |
| EMPOWER LTD | G3R39W102 | CL A COM | 99,996 | $1,001,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 90,000 | $998,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 25,000 | $954,000 | thousands by filing date | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 17,717 | $932,000 | thousands by filing date | |
| OPTHEA LTD | 68386J208 | SPONSORED ADS | 83,100 | $932,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 40,000 | $890,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 25,000 | $874,000 | thousands by filing date | |
| JAWS SPITFIRE ACQUISITION CO | G50740128 | UNIT 99/99/9999 | 75,000 | $829,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W126 | WARRANT | 582,406 | $804,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H208 | UNIT 99/99/9999 | 75,000 | $780,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K208 | UNIT 10/14/2025 | 75,000 | $772,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 369,099 | $738,000 | thousands by filing date | |
| REVOLUTION ACCEL | 76156P205 | UNIT | 70,000 | $729,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 34,000 | $716,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328874 | COM NEW | 348,473 | $693,000 | thousands by filing date | |
| BIOATLA INC | 09077B104 | COM | 20,000 | $680,000 | thousands by filing date | |
| VINCERX PHARMA INC | 92731L114 | *W EXP 12/24/202 | 200,000 | $660,000 | thousands by filing date | |
| THERAPEUTICS ACQUISITION COR | 88339T103 | COM CL A | 47,271 | $658,000 | thousands by filing date | |
| MARQUEE RAINE ACQUISITION CO | G58442115 | UNIT 12/01/2025 | 60,000 | $650,000 | thousands by filing date | |
| MISSION PRODUCE INC | 60510V108 | COM | 40,000 | $602,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 25,000 | $585,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H113 | *W EXP 06/01/202 | 224,999 | $576,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 291,667 | $566,000 | thousands by filing date | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U102 | *W EXP 06/09/202 | 99,998 | $565,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T206 | UNIT 99/99/9999 | 50,000 | $525,000 | thousands by filing date | |
| CONSONANCE HFW ACQUISITION C | G2445M129 | UNIT 99/99/9999 | 50,000 | $524,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 50,000 | $477,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M110 | W EXP 07/25/202 | 28,159 | $434,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P111 | *W EXP 10/16/202 | 119,227 | $429,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F112 | *W EXP 05/26/202 | 166,665 | $422,000 | thousands by filing date | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 10,000 | $415,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 29,485 | $411,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y117 | W EXP 99/99/999 | 174,999 | $394,000 | thousands by filing date | |
| CM LIFE SCIENCES INC | 18978W117 | *W EXP 09/04/202 | 133,332 | $364,000 | thousands by filing date | |
| STAR PEAK ENERGY TRANSITION | 855185112 | *W EXP 08/11/202 | 60,000 | $355,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 20,000 | $350,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T117 | *W EXP 99/99/999 | 166,665 | $347,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K115 | *W EXP 99/99/999 | 83,332 | $333,000 | thousands by filing date | |
| IMMATICS N.V | N44445117 | *W EXP 07/01/202 | 107,048 | $308,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681113 | *W EXP 07/01/202 | 249,999 | $285,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 40,103 | $282,000 | thousands by filing date | |
| CF FINANCE ACQUISITION CORP | 15725Q112 | *W EXP 08/01/202 | 116,665 | $281,000 | thousands by filing date | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 30,000 | $280,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G114 | *W EXP 11/13/202 | 150,000 | $276,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQUISITION CORP | 242797116 | *W EXP 10/02/202 | 149,999 | $276,000 | thousands by filing date | |
| PTK ACQUISITION CORP | 69375f116 | COM | 240,000 | $276,000 | thousands by filing date | |
| SARISSA CAPITAL ACQUISITN CO | G7823W110 | *W EXP 10/23/202 | 99,998 | $275,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744112 | *W EXP 99/99/999 | 99,999 | $270,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q113 | *W EXP 06/30/202 | 99,998 | $256,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424113 | *W EXP 12/02/202 | 14,738 | $253,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y112 | *W EXP 07/30/202 | 166,665 | $252,000 | thousands by filing date | |
| NANOBIOTIX | 63009J107 | SPONSORED ADS | 15,000 | $248,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726113 | *W EXP 08/28/202 | 133,331 | $240,000 | thousands by filing date | |
| MONTES ARCHIMEDES ACQUISITIO | 612657114 | *W EXP 99/99/999 | 149,999 | $238,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085115 | *W EXP 12/31/202 | 67,969 | $237,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884112 | *W EXP 06/20/202 | 52,468 | $224,000 | thousands by filing date | |
| DUDDELL STREET ACQUISITN COR | G28553116 | *W EXP 99/99/999 | 149,999 | $219,000 | thousands by filing date | |
| ACIES ACQUISITION CORP | G0103T113 | *W EXP 11/30/202 | 99,999 | $213,000 | thousands by filing date | |
| NEWHOLD INVESTMENT CORP | 651448110 | *W EXP 03/10/202 | 137,499 | $204,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019119 | *W EXP 08/31/202 | 133,332 | $200,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP | G01046112 | *W EXP 09/19/202 | 125,000 | $193,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G117 | *W EXP 03/05/202 | 53,524 | $193,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T111 | *W EXP 07/29/202 | 112,499 | $191,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G113 | *W EXP 07/13/202 | 83,332 | $183,000 | thousands by filing date | |
| SOC TELEMED INC | 78472F119 | *W EXP 11/30/202 | 150,000 | $183,000 | thousands by filing date | |
| VG ACQUISITION-A | G9446E113 | EQUITY WRT | 66,666 | $177,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y122 | *W EXP 99/99/999 | 74,999 | $176,000 | thousands by filing date | |
| AJAX I | G0190X126 | *W EXP 10/27/202 | 49,999 | $164,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G114 | *W EXP 07/02/202 | 81,288 | $160,000 | thousands by filing date | |
| CHARDAN HEALTHCR ACQSTN 2 CO | 15957T115 | *W EXP 03/05/202 | 150,000 | $149,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F115 | *W EXP 08/21/202 | 70,621 | $148,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554128 | W EXP 06/14/202 | 49,999 | $142,000 | thousands by filing date | |
| CAPSTAR SPL PURP ACQUISITION | 14070Y119 | *W EXP 99/99/999 | 99,999 | $141,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D104 | *W EXP 09/30/202 | 99,999 | $139,000 | thousands by filing date | |
| KISMET ACQUISITION ONE CORP | G52753111 | *W EXP 99/99/999 | 125,000 | $137,000 | thousands by filing date | |
| ACON S2 ACQUISITION CORP | G00748114 | *W EXP 09/15/202 | 83,331 | $136,000 | thousands by filing date | |
| CLIMATE CHANGE-A | 18716C118 | EQUITY WRT | 74,999 | $134,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K128 | *W EXP 08/05/202 | 124,999 | $131,000 | thousands by filing date | |
| AMPLITUDE HLTHCRE AQUSTIN CO | 03212A113 | *W EXP 12/01/202 | 87,500 | $127,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R114 | *W EXP 10/29/202 | 66,664 | $125,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H118 | WTS | 59,998 | $124,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642116 | *W EXP 08/10/202 | 49,999 | $123,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864114 | *W EXP 08/05/202 | 59,998 | $121,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V125 | *W EXP 99/99/999 | 74,998 | $113,000 | thousands by filing date | |
| BROADSTONE ACQUISITION CORP | G1739V126 | *W EXP 09/15/202 | 99,999 | $112,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U121 | *W EXP 09/30/202 | 24,998 | $110,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761119 | *W EXP 06/21/202 | 62,499 | $108,000 | thousands by filing date | |
| HPX CORP | G32219126 | *W EXP 07/14/202 | 99,999 | $107,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L116 | *W EXP 08/20/202 | 49,998 | $107,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L114 | *W EXP 08/02/202 | 31,957 | $105,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865111 | *W EXP 01/22/202 | 24,999 | $104,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M114 | *W EXP 10/30/202 | 74,999 | $101,000 | thousands by filing date | |
| Atlantic Avenue Acquisition Corp | 04906P119 | Warrant | 90,000 | $99,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP | G65305123 | *W EXP 10/06/202 | 66,665 | $99,000 | thousands by filing date | |
| STARBOARD VALUE ACQUISITN CO | 85521J117 | *W EXP 09/10/202 | 49,998 | $98,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISITION | 344328117 | *W EXP 08/11/202 | 21,171 | $97,000 | thousands by filing date | |
| YUCAIPA ACQUISITION CORP | G9879L113 | *W EXP 99/99/999 | 66,665 | $95,000 | thousands by filing date | |
| YELLOWSTONE ACQUISITION CO | 98566K113 | *W EXP 10/21/202 | 74,999 | $93,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J119 | *W EXP 10/31/202 | 75,000 | $92,000 | thousands by filing date | |
| ION ACQUISITION CORP 1 LTD | G49392114 | *W EXP 10/05/202 | 24,998 | $90,000 | thousands by filing date | |
| VESPER HEALTHCARE ACQSTN COR | 92538T112 | *W EXP 09/30/202 | 33,331 | $88,000 | thousands by filing date | |
| ARKO CORP | 041242116 | *W EXP 12/22/202 | 62,962 | $86,000 | thousands by filing date | |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 50,000 | $85,000 | thousands by filing date | |
| PANACEA ACQUISITION CORP | 698102118 | *W EXP 07/07/202 | 26,666 | $85,000 | thousands by filing date | |
| STARRY GROUP HOLDINGS INC WT EXP 032927 | 33765Y119 | Common Stock | 33,333 | $83,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G113 | *W EXP 09/15/202 | 49,999 | $82,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L118 | *W EXP 09/25/202 | 31,249 | $81,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S108 | *W EXP 11/30/202 | 21,305 | $79,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 29,652 | $76,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074129 | *W EXP 10/01/203 | 49,999 | $76,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439110 | W EXP 08/04/202 | 49,998 | $76,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E114 | *W EXP 09/09/202 | 41,666 | $75,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q110 | *W EXP 09/07/202 | 50,000 | $70,000 | thousands by filing date | |
| BIOMX INC | 09090D111 | *W EXP 10/28/202 | 87,307 | $70,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISITI | 86846V116 | *W EXP 10/16/202 | 33,332 | $68,000 | thousands by filing date | |
| ONE | G7000X121 | *W EXP 08/17/202 | 24,999 | $52,000 | thousands by filing date | |
| EMPOWER LTD | G3R39W110 | *W EXP 11/30/202 | 33,332 | $38,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q118 | *W EXP 03/31/202 | 18,749 | $37,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-000603 | this filing | 2021-02-11 | acceptance time not in the bulk data set |