13F-HR filed by COWEN AND COMPANY, LLC
COWEN AND COMPANY, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-08, with 391 holding rows worth $1,119,113,000.
- Accession
- 0001085146-21-000509
- Filer
- CIK 48966
- Filed
- 2021-02-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 394 entries on the cover page, a total value of $1,119,113,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,119,113,000 with VALUE read as thousands by filing date, 13F file number 028-19611. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCowen Financial Products LLC028-19614
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO QQQ TR | 46090E103 | COM | 773,606 | $242,711,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 825,000 | $113,957,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,300,000 | $113,490,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 410,000 | $80,385,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 194,933 | $72,882,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 6,401,605 | $39,498,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 340,000 | $38,570,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 130,130 | $28,423,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 2,222,778 | $23,295,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 127,295 | $23,063,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 604,700 | $20,669,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 1,089,381 | $19,707,000 | thousands by filing date | |
| BOXED, INC. | 81787X205 | COM | 1,550,000 | $16,043,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 1,892,043 | $12,639,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 316,801 | $11,924,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 1,031,309 | $11,654,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 80,000 | $11,262,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T109 | COM CL A | 1,000,000 | $10,790,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 494,200 | $10,358,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 86,100 | $8,980,000 | thousands by filing date | call |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 250,000 | $6,990,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 178,229 | $6,625,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 401,776 | $6,043,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 50,000 | $5,442,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 230,900 | $5,438,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 208,405 | $5,423,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 1,000,000 | $4,940,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 316,550 | $4,178,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 25,000 | $4,115,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 14,243 | $3,891,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F106 | COM | 283,804 | $3,806,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 16,171 | $3,763,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 50,000 | $3,648,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 503,081 | $3,622,000 | thousands by filing date | |
| SARISSA CAPITAL ACQUISITN CO | G7823W128 | UNIT 10/23/2027 | 335,000 | $3,568,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 490,000 | $3,332,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 49,800 | $3,254,000 | thousands by filing date | |
| BRAINSWAY LTD | 10501L106 | CMN | 422,980 | $3,189,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,029,560 | $3,140,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 43,796 | $2,806,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUISITION | 42226W208 | UNIT 99/99/9999 | 250,035 | $2,755,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 62,934 | $2,658,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 250,000 | $2,600,000 | thousands by filing date | |
| QUANTUMSCAPE CORP | 74767V117 | *W EXP 11/25/202 | 68,000 | $2,584,000 | thousands by filing date | |
| ION ACQUISITION CORP 1 LTD | G49392114 | *W EXP 10/05/202 | 697,500 | $2,511,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 155,410 | $2,322,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 78,700 | $2,261,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 64,140 | $1,944,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 350,900 | $1,870,000 | thousands by filing date | |
| FAST ACQUISITION CORP. CMN | 311875108 | COM | 179,029 | $1,833,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 54,000 | $1,775,000 | thousands by filing date | put |
| NEWMONT CORP | 651639106 | COM | 29,264 | $1,753,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 55,000 | $1,741,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 230,900 | $1,723,000 | thousands by filing date | put |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 199,000 | $1,690,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 100,585 | $1,689,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 465,317 | $1,652,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 218,200 | $1,639,000 | thousands by filing date | call |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 150,007 | $1,562,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 9,993 | $1,538,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M106 | COM CL A | 150,000 | $1,518,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 9,250 | $1,507,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 10,400 | $1,468,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 74,251 | $1,335,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 336,686 | $1,333,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 55,081 | $1,307,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368119 | *W EXP 05/04/202 | 84,325 | $1,296,000 | thousands by filing date | |
| YUCAIPA ACQUISITION CORP | G9879L121 | UNIT 99/99/9999 | 126,028 | $1,285,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 9,950 | $1,269,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 285,696 | $1,200,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 8,895 | $1,157,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 24,928 | $1,157,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQUISTN CO | 020751202 | UNIT 10/01/2023 | 108,698 | $1,149,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A115 | *W EXP 05/24/202 | 379,789 | $1,094,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761101 | COM CL A | 100,000 | $1,081,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 14,120 | $1,049,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 71,912 | $1,047,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 96,400 | $1,038,000 | thousands by filing date | call |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 6,593 | $1,030,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 4,190 | $990,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 117,263 | $969,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 368,114 | $964,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H100 | CMN | 91,961 | $958,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 92,092 | $949,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415116 | UNIT 09/24/2020 | 92,157 | $948,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 177,300 | $946,000 | thousands by filing date | call |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 75,000 | $938,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP | 206071201 | UNIT 12/28/2025 | 89,888 | $927,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424113 | *W EXP 12/02/202 | 52,079 | $894,000 | thousands by filing date | |
| NEWHOLD INVESTMENT CORP | 651448201 | UNIT 03/10/2025 | 84,258 | $880,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 13,900 | $847,000 | thousands by filing date | call |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 19,416 | $841,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 304,800 | $815,000 | thousands by filing date | put |
| TILRAY INC | 88688T100 | COM CL 2 | 516,200 | $808,000 | thousands by filing date | put |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 30,000 | $797,000 | thousands by filing date | put |
| LANDCADIA HOLDINGS III INC | 51476H100 | COM CL A | 75,000 | $786,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 7,129 | $784,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 53,300 | $746,000 | thousands by filing date | call |
| FOLEY TRASIMENE ACQUISITION | 344328208 | UNIT 99/99/9999 | 41,046 | $698,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 312,200 | $695,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 81,000 | $672,000 | thousands by filing date | call |
| UNIQURE NV | N90064101 | SHS | 17,799 | $643,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 40,000 | $622,000 | thousands by filing date | call |
| PANACEA ACQUISITION CORP | 698102209 | UNIT 99/99/9999 | 48,750 | $622,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP | 52470X109 | COM CL A | 59,253 | $613,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 13,341 | $580,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761200 | UNIT 06/21/2025 | 50,093 | $571,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 160,000 | $565,000 | thousands by filing date | call |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 50,000 | $538,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 90,300 | $524,000 | thousands by filing date | put |
| CONSONANCE HFW ACQUISITION C | G2445M129 | UNIT 99/99/9999 | 50,000 | $524,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049105 | COM CL A | 50,000 | $501,000 | thousands by filing date | |
| YUNHONG INTERNATIONAL | g98882106 | COM | 49,896 | $496,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 23,700 | $495,000 | thousands by filing date | call |
| CANOO INC | 13803R102 | COM CL A | 35,800 | $494,000 | thousands by filing date | |
| YUCAIPA ACQ CRP; TNT ACQ DT; 8/4/2022; CASH: $10.00 | G9879L105 | COM | 48,616 | $491,000 | thousands by filing date | |
| Forest Road Acquisition Corp | 34619R201 | Unit | 45,000 | $473,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 67,500 | $452,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 7,295 | $450,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 19,200 | $448,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 9,992 | $441,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 13,361 | $430,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 59,600 | $430,000 | thousands by filing date | call |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 26,900 | $428,000 | thousands by filing date | call |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 180,000 | $412,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 24,775 | $406,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 23,488 | $399,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 19,666 | $395,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864205 | UNIT 99/99/9999 | 35,500 | $382,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 10,500 | $378,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 1,733 | $372,000 | thousands by filing date | |
| PANACEA ACQUISITION CORP | 698102100 | CL A | 30,000 | $351,000 | thousands by filing date | |
| VG ACQUISITION CORP | G9446E105 | SHS CL A | 30,006 | $343,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 159,200 | $337,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 50,000 | $333,000 | thousands by filing date | call |
| DRAGONEER GROWTH OPPORTUN CO COM | G28302100 | CL A | 25,000 | $332,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 1,214,100 | $332,000 | thousands by filing date | put |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 68,347 | $329,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 22,070 | $325,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 8,632 | $324,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 3,673 | $320,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPORTUN CO | G28302126 | UNIT 08/18/2027 | 22,720 | $318,000 | thousands by filing date | |
| STARBOARD VALUE ACQUISITN CORP UNIT EXP 091025 | 85521J208 | Stock | 30,321 | $312,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 1,668,300 | $300,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 17,230 | $298,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 299,400 | $298,000 | thousands by filing date | call |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 32,000 | $297,000 | thousands by filing date | put |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 222,500 | $294,000 | thousands by filing date | put |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y114 | COM | 27,000 | $293,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 5,000 | $291,000 | thousands by filing date | call |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 75,000 | $289,000 | thousands by filing date | call |
| GORES HLDGS IV INC | 382865103 | COM CL A | 22,000 | $289,000 | thousands by filing date | |
| YELLOWSTONE ACQUISITION CO COM CL A | 98566K105 | Stock | 27,680 | $280,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 11,597 | $279,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 25,000 | $275,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 544,200 | $274,000 | thousands by filing date | put |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 25,000 | $272,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 14,622 | $260,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 24,695 | $259,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T206 | UNIT 99/99/9999 | 24,518 | $257,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 352,600 | $256,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 196,300 | $255,000 | thousands by filing date | call |
| VIVEON HEALTH ACQUISITION CO | 92853V205 | UNIT 99/99/9999 | 25,000 | $255,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP | G9442R126 | COM CL A | 25,000 | $253,000 | thousands by filing date | |
| AMPLITUDE HEALTHCARE ACQUISITI | 03212a105 | COM | 25,000 | $250,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 350,000 | $242,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 13,989 | $238,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 49,600 | $236,000 | thousands by filing date | call |
| AERSALE CORPORATION | 00810F114 | *W EXP 12/22/202 | 126,166 | $235,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7483N129 | CL A | 20,000 | $231,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761119 | *W EXP 06/21/202 | 124,199 | $214,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 151,470 | $209,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H118 | WTS | 100,000 | $206,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 54,400 | $204,000 | thousands by filing date | put |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 7,096 | $196,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G106 | COM CL A | 19,400 | $196,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 15,000 | $195,000 | thousands by filing date | call |
| EQUINIX INC COM | 29444U700 | REIT | 3,500 | $193,000 | thousands by filing date | call |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 25,500 | $191,000 | thousands by filing date | call |
| TREBIA ACQUISITION CORP | G9027T117 | *W EXP 99/99/999 | 91,700 | $191,000 | thousands by filing date | |
| EMPOWER LTD | G3R39W110 | *W EXP 11/30/202 | 159,492 | $183,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N121 | UNIT 99/99/9999 | 15,000 | $167,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION CO | G04561109 | CL A | 15,000 | $166,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 537,900 | $165,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 318,400 | $164,000 | thousands by filing date | call |
| AVAYA HLDGS CORP | 05351X101 | COM | 24,000 | $161,000 | thousands by filing date | call |
| GAMESTOP CORP | 36467W109 | CL A | 100,000 | $160,000 | thousands by filing date | call |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 38,400 | $159,000 | thousands by filing date | put |
| REVLON INC | 761525609 | OPT | 224,500 | $158,000 | thousands by filing date | put |
| EMPOWER LTD | G3R39W128 | UNIT 99/99/9999 | 15,205 | $158,000 | thousands by filing date | |
| FAST ACQUISITION CORP | 311875116 | W EXP 08/25/202 | 89,514 | $156,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 5,269 | $155,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 95,600 | $154,000 | thousands by filing date | call |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 31,600 | $151,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 126,200 | $149,000 | thousands by filing date | call |
| Natural Order Acquisition Corp | 63889L206 | Equity | 13,776 | $149,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRUP INC | 83407F101 | COM CL A | 14,949 | $149,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 11,800 | $145,000 | thousands by filing date | call |
| EQUINIX INC COM | 29444U700 | REIT | 3,500 | $137,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 49,900 | $136,000 | thousands by filing date | call |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q207 | UNIT 03/30/2027 | 12,331 | $136,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 390,900 | $134,000 | thousands by filing date | put |
| PANACEA ACQUISITION CORP | 698102118 | *W EXP 07/07/202 | 39,900 | $128,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 5,523 | $127,000 | thousands by filing date | |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 14,204 | $126,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 29,300 | $124,000 | thousands by filing date | call |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 35,000 | $120,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 24,625 | $120,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 81,400 | $120,000 | thousands by filing date | put |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 7,500 | $118,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 075896100 | COM | 35,500 | $118,000 | thousands by filing date | call |
| HOLICITY INC | 435063110 | W EXP 08/04/202 | 86,253 | $116,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 15,900 | $115,000 | thousands by filing date | put |
| ARCLIGHT CLEAN-A | G04561125 | EQUITY WRT | 50,000 | $115,000 | thousands by filing date | |
| TREPONT ACQUISITION CORP I UNIT | G9095M119 | Stock | 11,019 | $114,000 | thousands by filing date | |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 64,827 | $110,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 206,000 | $108,000 | thousands by filing date | call |
| REVLON INC | 761525609 | OPT | 71,000 | $108,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 108,700 | $104,000 | thousands by filing date | put |
| SWITCH INC | 87105L104 | CL A | 104,300 | $104,000 | thousands by filing date | put |
| KALEYRA INC | 483379111 | *W EXP 11/25/202 | 67,944 | $102,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 4,781 | $96,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 203,101 | $96,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019119 | *W EXP 08/31/202 | 64,286 | $96,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 150,800 | $94,000 | thousands by filing date | put |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 30,000 | $93,000 | thousands by filing date | call |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 34,800 | $90,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 15,000 | $89,000 | thousands by filing date | put |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 20,000 | $89,000 | thousands by filing date | call |
| NORTH MOUNTAIN MERGER CORP WT EXP 091625 | 661204115 | Stock | 65,000 | $88,000 | thousands by filing date | |
| YELLOWSTONE ACQUISITION CO | 98566K113 | *W EXP 10/21/202 | 70,600 | $88,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q110 | *W EXP 09/07/202 | 62,257 | $87,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQUISITIO | G05155117 | *W EXP 07/28/202 | 50,200 | $86,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 42,500 | $85,000 | thousands by filing date | call |
| ZYMEWORKS INC | 98985W102 | COM | 35,000 | $85,000 | thousands by filing date | call |
| TWC TECH HLDGS II CORP | 90117G113 | *W EXP 09/15/202 | 50,000 | $83,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 80,000 | $82,000 | thousands by filing date | put |
| CHPMW US 22 Nov 24 C11.5 | 12558Y114 | *W EXP 11/22/202 | 63,400 | $82,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 37,500 | $81,000 | thousands by filing date | call |
| OSPREY TECHNLGY AQUISTION CO | 68839R120 | *W EXP 10/30/202 | 55,000 | $81,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRUP INC | 83407F119 | *W EXP 09/17/202 | 59,920 | $81,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 12,400 | $80,000 | thousands by filing date | put |
| D8 HOLDINGS CORP | G2614K128 | *W EXP 08/05/202 | 75,000 | $79,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 4,820 | $76,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 2,943 | $72,000 | thousands by filing date | |
| FG NEW AMER ACQUISITION CORP | 30259V114 | *W EXP 08/31/202 | 50,000 | $72,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP | G65305123 | *W EXP 10/06/202 | 45,000 | $67,000 | thousands by filing date | |
| YUCAIPA ACQUISITION CORP | G9879L113 | *W EXP 99/99/999 | 45,000 | $64,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 10,000 | $63,000 | thousands by filing date | call |
| COHN ROBBINS HOLDINGS CORP | G23726113 | *W EXP 08/28/202 | 35,000 | $63,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 12,400 | $61,000 | thousands by filing date | call |
| ROMAN DBDR TECH ACQUISITION | 77584N119 | *W EXP 10/31/202 | 50,000 | $61,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513117 | *W EXP 01/17/202 | 35,000 | $60,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 16,600 | $59,000 | thousands by filing date | call |
| NEKTAR THERAPEUTICS | 640268108 | COM | 28,700 | $59,000 | thousands by filing date | put |
| CC NEUBERGER PRIN HLDGS II | G3166T111 | *W EXP 07/29/202 | 34,000 | $58,000 | thousands by filing date | |
| INDUSTRIAL TECH ACQUISITIONS, INC. | 456357110 | *W EXP 08/06/202 | 54,184 | $57,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 100,000 | $56,000 | thousands by filing date | put |
| REDBALL ACQUISITION CORP | G7417R113 | *W EXP 08/17/202 | 25,000 | $56,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 30,900 | $55,000 | thousands by filing date | call |
| Atlantic Avenue Acquisition Corp | 04906P119 | Warrant | 50,000 | $55,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074129 | *W EXP 10/01/203 | 35,000 | $54,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 19,000 | $53,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439110 | W EXP 08/04/202 | 34,986 | $53,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y112 | *W EXP 07/30/202 | 35,000 | $53,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 10,400 | $52,000 | thousands by filing date | call |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 6,000 | $52,000 | thousands by filing date | call |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 35,840 | $52,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQUISTN CO | 020751111 | *W EXP 09/21/202 | 45,000 | $52,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 12,500 | $51,000 | thousands by filing date | call |
| LFTRW US 23 Oct 25 C11.5 | 52470X117 | *W EXP 10/23/202 | 23,843 | $51,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 47,100 | $50,000 | thousands by filing date | put |
| CONX Corp | 212873111 | Warrant | 32,292 | $49,000 | thousands by filing date | |
| STARBOARD VALUE ACQUISITN CO | 85521J117 | *W EXP 09/10/202 | 25,000 | $49,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T124 | *W EXP 08/31/202 | 25,000 | $48,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 9,200 | $47,000 | thousands by filing date | call |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 8,500 | $47,000 | thousands by filing date | call |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 202,100 | $46,000 | thousands by filing date | call |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 603,000 | $45,000 | thousands by filing date | put |
| SPARTACUS ACQUISITION CORP | 84677L117 | *W EXP 10/31/202 | 40,000 | $45,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E118 | W EXP 10/22/202 | 40,000 | $44,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 11,500 | $43,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 59,700 | $43,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 126,848 | $43,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J119 | *W EXP 10/31/202 | 34,600 | $43,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G113 | *W EXP 07/13/202 | 19,400 | $43,000 | thousands by filing date | |
| VISTAS MEDIA ACQUISITION CO | 92840T115 | *W EXP 08/01/202 | 50,000 | $43,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884112 | *W EXP 06/20/202 | 10,000 | $43,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 12,500 | $42,000 | thousands by filing date | put |
| TIFFANY & CO NEW | 886547108 | COM | 599,300 | $42,000 | thousands by filing date | put |
| SPORTS ENTERTAINMENT ACQU CO | 84918M114 | *W EXP 10/30/202 | 30,000 | $41,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 3,803 | $40,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 10,500 | $39,000 | thousands by filing date | put |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 5,000 | $39,000 | thousands by filing date | put |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 22,000 | $39,000 | thousands by filing date | put |
| AEA-BRIDGES IMPACT CORP | G01046112 | *W EXP 09/19/202 | 25,000 | $39,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q113 | *W EXP 06/30/202 | 15,000 | $38,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V125 | *W EXP 99/99/999 | 25,000 | $38,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 15,000 | $37,000 | thousands by filing date | put |
| OTR ACQUISITION CORP | 67113Q113 | *W EXP 11/30/202 | 35,000 | $35,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 24,200 | $33,000 | thousands by filing date | put |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 64,700 | $32,000 | thousands by filing date | put |
| HPX CORP | G32219126 | *W EXP 07/14/202 | 30,000 | $32,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G114 | *W EXP 11/12/202 | 20,000 | $32,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 74,400 | $31,000 | thousands by filing date | put |
| SIO GENE THERAPIES INC | 829399104 | COM | 19,000 | $31,000 | thousands by filing date | put |
| PLURALSIGHT INC | 72941B106 | COM CL A | 71,700 | $28,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 540,700 | $27,000 | thousands by filing date | put |
| KISMET ACQUISITION ONE CORP | G52753111 | *W EXP 99/99/999 | 25,000 | $27,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 5,500 | $26,000 | thousands by filing date | put |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 10,000 | $26,000 | thousands by filing date | put |
| SANDBRIDGE ACQUISITION CORP | 799793112 | *W EXP 09/14/202 | 20,000 | $26,000 | thousands by filing date | |
| WTS/GREENROSE ACQUISITION CORP EXP12/31/2024 | 395392111 | WARR | 25,000 | $25,000 | thousands by filing date | |
| NEW BEGINNINGS ACQUISITION C | 64222H118 | *W EXP 11/01/202 | 25,000 | $25,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 8,500 | $23,000 | thousands by filing date | put |
| EXELIXIS INC COM | 30161Q104 | Stock | 15,000 | $22,000 | thousands by filing date | put |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 28,300 | $22,000 | thousands by filing date | call |
| AMPLITUDE HLTHCRE AQUSTIN CO | 03212A113 | *W EXP 12/01/202 | 15,000 | $22,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 40,800 | $21,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 29,900 | $21,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 126,700 | $20,000 | thousands by filing date | put |
| UCOMMUNE INTERNATIONAL LTD | G9449A118 | *W EXP 11/01/202 | 80,000 | $20,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q118 | *W EXP 03/31/202 | 10,290 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 127 | $19,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 76,800 | $19,000 | thousands by filing date | put |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 7,500 | $18,000 | thousands by filing date | call |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 25,300 | $18,000 | thousands by filing date | call |
| RADIUS HEALTH INC | 750469207 | COM NEW | 15,000 | $18,000 | thousands by filing date | call |
| CLIMATE CHANGE-A | 18716C118 | EQUITY WRT | 10,000 | $18,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 31,300 | $17,000 | thousands by filing date | call |
| WTS/PMV CONSUMER ACQUISITION C EXP08/31/2027 | 693486110 | WARR | 15,000 | $17,000 | thousands by filing date | |
| EDOC ACQUISITION CORP | G4000A110 | *W EXP 11/30/202 | 25,000 | $17,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 11,500 | $16,000 | thousands by filing date | put |
| PARSLEY ENERGY INC | 701877102 | CL A | 50,000 | $16,000 | thousands by filing date | call |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 11,900 | $16,000 | thousands by filing date | call |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 200,000 | $16,000 | thousands by filing date | |
| YUNHONG INTL RT | G98882130 | WARRANT AND RIGH | 50,000 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 50,000 | $15,000 | thousands by filing date | put |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 5,000 | $15,000 | thousands by filing date | put |
| SEAPORT GLOBAL ACQUISITN COR | 812227114 | *W EXP 12/15/202 | 15,000 | $15,000 | thousands by filing date | |
| YUNHONG INTL | G98882122 | *W EXP 01/31/202 | 20,000 | $15,000 | thousands by filing date | |
| BTC DIGITAL LTD | G6055H106 | *W EXP 03/31/202 | 62,053 | $14,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 32,500 | $13,000 | thousands by filing date | put |
| FITBIT INC | 33812L102 | CL A | 487,900 | $13,000 | thousands by filing date | call |
| SHAPEWAYS HOLDIN | G3770A110 | EQUITY WRT | 15,000 | $13,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP II WT EXP 021426 | 53625R112 | COM | 10,000 | $12,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 3,000 | $11,000 | thousands by filing date | call |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 20,300 | $11,000 | thousands by filing date | call |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 20,200 | $11,000 | thousands by filing date | put |
| BROADSTONE ACQUISITION CORP | G1739V126 | *W EXP 09/15/202 | 10,000 | $11,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 20,000 | $10,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 32,500 | $10,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 16,900 | $9,000 | thousands by filing date | put |
| REALPAGE INC | 75606N109 | COM | 123,400 | $9,000 | thousands by filing date | put |
| EXELIXIS INC COM | 30161Q104 | Stock | 15,000 | $8,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 2,100 | $8,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 196,200 | $7,000 | thousands by filing date | put |
| BIOTELEMETRY INC | 090672106 | COM | 20,000 | $7,000 | thousands by filing date | call |
| FASTLY INC | 31188V100 | CL A | 10,000 | $6,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 800 | $5,000 | thousands by filing date | call |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 3,500 | $5,000 | thousands by filing date | put |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 20,000 | $5,000 | thousands by filing date | put |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 8,900 | $4,000 | thousands by filing date | put |
| DOW HLDGS INC COM | 260557103 | Stock | 338,700 | $4,000 | thousands by filing date | put |
| GENWORTH FINL INC | 37247D106 | COM SHS | 16,000 | $4,000 | thousands by filing date | call |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 8,200 | $4,000 | thousands by filing date | put |
| DOMTAR CORP | 257559203 | COM NEW | 75,000 | $4,000 | thousands by filing date | put |
| PERSPECTA INC | 715347100 | COM | 7,100 | $4,000 | thousands by filing date | call |
| NEKTAR THERAPEUTICS | 640268108 | COM | 23,400 | $4,000 | thousands by filing date | call |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 10,000 | $4,000 | thousands by filing date | call |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 10,000 | $4,000 | thousands by filing date | put |
| GORES HLDGS IV INC | 382865103 | COM CL A | 59,900 | $4,000 | thousands by filing date | put |
| SIO GENE THERAPIES INC | 829399104 | COM | 19,000 | $4,000 | thousands by filing date | call |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 409,967 | $4,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 18,800 | $3,000 | thousands by filing date | put |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 12,000 | $3,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 3,400 | $3,000 | thousands by filing date | call |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 20,500 | $2,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 186,300 | $2,000 | thousands by filing date | put |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 24,200 | $2,000 | thousands by filing date | put |
| RADIUS HEALTH INC | 750469207 | COM NEW | 5,000 | $2,000 | thousands by filing date | put |
| PLURALSIGHT INC | 72941B106 | COM CL A | 16,500 | $2,000 | thousands by filing date | put |
| TATTOOED CHEF INC | 87663X102 | COM | 35,000 | $2,000 | thousands by filing date | put |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 20,000 | $2,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 4,000 | $1,000 | thousands by filing date | put |
| MACYS INC COM | 55616P104 | Stock | 118,200 | $1,000 | thousands by filing date | put |
| FASTENAL CO COM | 311900104 | Stock | 10,000 | $1,000 | thousands by filing date | put |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 43,200 | $1,000 | thousands by filing date | put |
| PERSPECTA INC | 715347100 | COM | 3,800 | $1,000 | thousands by filing date | put |
| TIFFANY & CO NEW | 886547108 | COM | 59,900 | $1,000 | thousands by filing date | call |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 52,500 | $1,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-000509 | this filing | 2021-02-08 | acceptance time not in the bulk data set |