13F-HR filed by PFG Advisors
PFG Advisors filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-01-26, with 374 holding rows worth $590,618,000.
- Accession
- 0001085146-21-000250
- Filer
- CIK 1694435
- Filed
- 2021-01-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 374 entries on the cover page, a total value of $590,618,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $590,618,000 with VALUE read as thousands by filing date, 13F file number 028-18250. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 134,656 | $17,867,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 46,977 | $14,739,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 53,846 | $13,642,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 103,987 | $12,945,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 33,278 | $12,442,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 84,149 | $11,879,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 50,785 | $11,452,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 28,812 | $10,816,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 133,637 | $9,021,000 | thousands by filing date | |
| VTI | 922908769 | COM | 43,248 | $8,418,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 90,146 | $8,249,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 20,297 | $6,976,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 47,510 | $6,563,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 116,469 | $6,549,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 26,397 | $6,024,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 26,294 | $5,841,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 85,167 | $5,781,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 87,822 | $5,633,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 55,600 | $5,612,000 | thousands by filing date | call |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 196,024 | $5,340,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,559 | $5,077,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 19,376 | $5,061,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 22,311 | $4,880,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 17,630 | $4,852,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 65,199 | $4,786,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 55,085 | $4,586,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 130,390 | $4,573,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 12,511 | $4,552,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 51,332 | $4,527,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 9,613 | $4,144,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 8,080 | $4,039,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 18,751 | $3,989,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,225 | $3,898,000 | thousands by filing date | |
| IJH | 464287507 | COM | 16,518 | $3,796,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 39,153 | $3,794,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 10,027 | $3,778,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 23,733 | $3,735,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 60,093 | $3,713,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 19,905 | $3,550,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 4,894 | $3,454,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 62,420 | $3,375,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 15,692 | $3,258,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 27,765 | $3,227,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 35,042 | $3,188,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 67,354 | $3,180,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 35,403 | $3,180,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 21,696 | $3,175,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 62,827 | $3,152,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 95,491 | $3,124,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 28,266 | $3,113,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 12,090 | $2,963,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 19,309 | $2,958,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 30,666 | $2,860,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 17,058 | $2,751,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 13,232 | $2,736,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 90,007 | $2,716,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 21,007 | $2,670,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 12,767 | $2,659,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 19,271 | $2,645,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 27,193 | $2,642,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 15,482 | $2,601,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 11,289 | $2,596,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 5,640 | $2,518,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 9,633 | $2,494,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 9,146 | $2,429,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 12,478 | $2,429,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 10,523 | $2,421,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 25,413 | $2,335,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 43,480 | $2,266,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 25,605 | $2,233,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 18,385 | $2,202,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 16,819 | $2,160,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 8,954 | $2,159,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 18,328 | $2,146,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 30,467 | $2,137,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 20,464 | $2,097,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 17,443 | $2,062,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 4,881 | $2,050,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 4,059 | $2,030,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 10,279 | $2,015,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 7,934 | $1,966,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 35,194 | $1,942,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 11,400 | $1,936,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 3,699 | $1,932,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 5,033 | $1,912,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 9,406 | $1,899,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 8,458 | $1,892,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 21,761 | $1,872,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 17,320 | $1,856,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 9,742 | $1,841,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 47,420 | $1,826,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 26,285 | $1,825,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 15,658 | $1,815,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 25,091 | $1,795,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 19,162 | $1,786,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 2,407 | $1,769,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 34,985 | $1,753,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 4,996 | $1,752,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 166,204 | $1,750,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 4,532 | $1,734,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 13,060 | $1,729,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 27,801 | $1,725,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 14,805 | $1,699,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 9,720 | $1,699,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 168,205 | $1,697,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 28,422 | $1,670,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 50,660 | $1,646,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 9,627 | $1,569,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 17,042 | $1,550,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 874 | $1,532,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 49,853 | $1,525,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 10,284 | $1,519,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 24,125 | $1,495,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 16,791 | $1,489,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 32,781 | $1,469,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 5,198 | $1,467,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 20,829 | $1,462,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 16,632 | $1,445,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 13,622 | $1,424,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 11,032 | $1,407,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 8,240 | $1,382,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 10,352 | $1,346,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 29,458 | $1,339,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 29,383 | $1,331,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 40,163 | $1,329,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 26,061 | $1,322,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 7,580 | $1,318,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,726 | $1,291,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 2,905 | $1,268,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 28,923 | $1,214,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 8,064 | $1,213,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 17,411 | $1,203,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 3,170 | $1,202,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 13,856 | $1,197,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,455 | $1,190,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 13,228 | $1,177,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 2,493 | $1,177,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 11,624 | $1,173,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 7,715 | $1,169,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 2,077 | $1,144,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 10,060 | $1,141,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 6,880 | $1,139,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 3,156 | $1,120,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 3,349 | $1,114,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 19,302 | $1,113,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 17,343 | $1,107,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 22,937 | $1,104,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 4,093 | $1,096,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 19,327 | $1,066,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 28,647 | $1,065,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 8,842 | $1,061,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 19,694 | $1,057,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 23,336 | $1,044,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 6,958 | $1,039,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 6,943 | $1,033,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 23,143 | $1,033,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 3,109 | $1,018,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 4,709 | $999,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 14,677 | $990,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 26,660 | $981,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,738 | $978,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 8,186 | $974,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 5,337 | $971,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 13,947 | $967,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,615 | $954,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 12,296 | $949,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 7,205 | $939,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 12,864 | $929,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 7,033 | $926,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 15,198 | $914,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 6,415 | $912,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 10,703 | $904,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 6,905 | $903,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 5,882 | $903,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 26,840 | $895,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 6,976 | $893,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 82,150 | $891,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 20,032 | $887,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 12,175 | $886,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 4,313 | $879,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 25,009 | $860,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 7,140 | $858,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 47,271 | $857,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 26,521 | $851,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 1,185 | $846,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 26,349 | $843,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 6,568 | $838,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 29,096 | $837,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 8,966 | $832,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 15,485 | $828,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 2,742 | $823,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 48,686 | $822,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 5,887 | $819,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 6,961 | $815,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,303 | $815,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 11,374 | $813,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,974 | $813,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 12,937 | $805,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 9,761 | $782,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 37,471 | $781,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W408 | COM NEW | 166,297 | $779,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 5,849 | $778,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,600 | $771,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 18,687 | $770,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 27,632 | $745,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,200 | $742,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 10,943 | $733,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 14,611 | $728,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 8,414 | $715,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 6,077 | $711,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 24,976 | $705,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,812 | $704,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 2,420 | $702,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 9,071 | $691,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 8,378 | $685,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 16,329 | $665,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 12,107 | $664,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 8,689 | $663,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 7,914 | $656,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 101,841 | $629,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 5,545 | $621,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,415 | $619,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 5,457 | $597,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 10,740 | $594,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 38,832 | $593,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 2,520 | $589,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 11,584 | $588,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 6,608 | $585,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 3,208 | $564,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 8,325 | $562,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 6,491 | $560,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 10,098 | $544,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 3,039 | $543,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,765 | $540,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,826 | $539,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 8,066 | $535,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 1,460 | $535,000 | thousands by filing date | |
| MGC | 921910873 | COM | 3,992 | $533,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 2,430 | $527,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 3,401 | $518,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 4,361 | $516,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 7,555 | $515,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 4,283 | $502,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 2,036 | $501,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 8,749 | $496,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 18,828 | $493,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 7,277 | $489,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 5,550 | $485,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 2,672 | $476,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 27,580 | $462,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 4,894 | $457,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 8,869 | $456,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 3,820 | $454,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 7,815 | $447,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 29,540 | $440,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 5,315 | $438,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 4,403 | $433,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,030 | $430,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 3,867 | $424,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 4,390 | $421,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 8,356 | $417,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 13,725 | $416,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,292 | $414,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 9,981 | $412,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 8,810 | $391,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,950 | $389,000 | thousands by filing date | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 14,135 | $389,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 4,479 | $387,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 7,145 | $387,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 3,680 | $386,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 61,380 | $384,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 32,869 | $383,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,138 | $379,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 2,479 | $377,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 5,099 | $372,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 2,318 | $372,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,337 | $371,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,498 | $370,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,591 | $370,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 8,662 | $366,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,954 | $359,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 4,874 | $355,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 9,314 | $354,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 6,735 | $347,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 6,584 | $347,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 3,641 | $345,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 4,859 | $341,000 | thousands by filing date | |
| FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF | 33734X770 | ETF | 7,478 | $339,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 10,645 | $334,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 615 | $333,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 15,673 | $332,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 21,191 | $331,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 1,493 | $326,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 287 | $325,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 6,128 | $321,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 4,206 | $321,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 2,849 | $316,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,030 | $314,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 2,177 | $301,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 7,472 | $298,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 3,179 | $296,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 5,665 | $296,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 3,643 | $295,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 3,705 | $290,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,828 | $289,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 852 | $288,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 3,923 | $288,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 11,339 | $287,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 1,728 | $285,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 2,011 | $285,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 9,688 | $275,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 1,175 | $275,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 1,261 | $274,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,931 | $273,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,698 | $273,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 4,666 | $272,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,257 | $270,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 2,840 | $269,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 8,702 | $267,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 15,239 | $265,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 6,780 | $263,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 4,497 | $263,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 825 | $263,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 10,916 | $263,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 4,478 | $261,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 40,600 | $259,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 2,377 | $256,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 579 | $254,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 3,883 | $252,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,593 | $251,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 4,297 | $248,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,234 | $239,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 2,786 | $237,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,051 | $234,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 4,310 | $233,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 3,997 | $230,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 9,332 | $229,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 4,074 | $228,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,608 | $226,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 3,621 | $225,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 7,318 | $225,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 2,260 | $224,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 5,135 | $222,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 619 | $220,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 771 | $218,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 799 | $218,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 960 | $218,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 936 | $216,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 3,466 | $215,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,402 | $214,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 5,239 | $212,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 2,610 | $212,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 5,155 | $211,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 2,552 | $211,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 31,421 | $210,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 19,392 | $209,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 2,376 | $209,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 23,600 | $209,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,794 | $205,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 2,144 | $204,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,498 | $203,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,486 | $203,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 3,777 | $203,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 6,426 | $202,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 4,695 | $202,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 9,731 | $202,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 61,486 | $165,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 10,620 | $143,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 10,125 | $89,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 15,722 | $70,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 10,000 | $4,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 900 | $2,000 | thousands by filing date | call |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 1,000 | $1,000 | thousands by filing date | call |
| MARATHON OIL CORP | 565849106 | COM | 900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-000250 | this filing | 2021-01-26 | acceptance time not in the bulk data set |