13F-HR filed by AVANTAX ADVISORY SERVICES, INC.
AVANTAX ADVISORY SERVICES, INC. filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-01-22, with 932 holding rows worth $4,205,597,000.
- Accession
- 0001085146-21-000224
- Filer
- CIK 1303042
- Filed
- 2021-01-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 932 entries on the cover page, a total value of $4,205,597,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,205,597,000 with VALUE read as thousands by filing date, 13F file number 028-19181. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BECTON DICKINSON & CO | 075887109 | COM | 2,371 | $597,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 14,089 | $596,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 8,970 | $595,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 15,444 | $587,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 6,895 | $586,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 16,350 | $585,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 13,380 | $584,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 17,463 | $584,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 6,647 | $583,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 26,474 | $582,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 4,821 | $578,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 2,273 | $578,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 15,774 | $577,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 2,480 | $574,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 10,702 | $574,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 12,653 | $572,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 21,707 | $571,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 13,363 | $568,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 7,208 | $567,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 3,920 | $566,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 8,992 | $565,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 15,439 | $564,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 9,943 | $558,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 2,587 | $557,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 6,151 | $557,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 8,814 | $557,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 1,533 | $557,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 9,816 | $556,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 5,812 | $556,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 9,340 | $552,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 3,096 | $551,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 23,359 | $549,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 3,183 | $545,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C656 | US EQTY PWR BUF | 19,557 | $542,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 30,869 | $539,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 3,265 | $537,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 10,330 | $537,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 4,440 | $532,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 4,412 | $529,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 7,955 | $529,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 38,148 | $529,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 11,506 | $529,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 3,595 | $528,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,934 | $527,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 6,147 | $527,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 5,559 | $524,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 10,753 | $524,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 75,883 | $521,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 7,767 | $520,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 2,052 | $515,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 18,165 | $514,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 7,413 | $511,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 12,841 | $507,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 3,401 | $505,000 | thousands by filing date | |
| INSPIRE INTERNATIONAL ETF | 66538H419 | ETF | 16,233 | $503,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,844 | $502,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 3,253 | $501,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 8,965 | $498,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 2,957 | $496,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 5,377 | $494,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 3,756 | $494,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 21,912 | $493,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 22,642 | $486,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 8,916 | $485,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 13,457 | $484,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 22,524 | $483,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 2,283 | $482,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 9,991 | $479,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 7,938 | $475,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 20,928 | $474,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 18,409 | $474,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 50,589 | $474,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 5,168 | $473,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,235 | $472,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 21,519 | $472,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 6,952 | $470,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 4,224 | $466,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 55,200 | $466,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 3,205 | $464,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 5,353 | $462,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,936 | $462,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 5,156 | $461,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 2,925 | $459,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 8,697 | $453,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 9,221 | $453,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,298 | $451,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,831 | $449,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 8,346 | $448,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 3,153 | $445,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 3,419 | $445,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 7,059 | $444,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 9,271 | $440,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 7,057 | $437,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 4,392 | $435,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 65,226 | $435,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 6,467 | $434,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 6,303 | $432,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 3,548 | $431,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 2,532 | $430,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 7,365 | $430,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 6,013 | $429,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 16,773 | $427,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 3,705 | $422,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 8,429 | $422,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 7,045 | $420,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 4,850 | $419,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 11,586 | $418,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 13,762 | $417,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 28,893 | $416,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 25,369 | $415,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,696 | $413,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,985 | $413,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 6,897 | $413,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 3,921 | $412,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 18,856 | $412,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 5,288 | $411,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 4,752 | $407,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 1,133 | $406,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 6,491 | $405,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 23,344 | $405,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 9,109 | $403,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 549 | $402,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 15,453 | $402,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 23,617 | $401,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 10,732 | $401,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 4,137 | $400,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 25,572 | $400,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 9,910 | $400,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 24,033 | $398,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 7,580 | $397,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 13,420 | $395,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 10,470 | $394,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 9,359 | $394,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 8,263 | $392,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 13,093 | $388,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 3,246 | $387,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 26,013 | $387,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,541 | $386,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 13,884 | $383,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 22,832 | $383,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 19,839 | $382,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 BUFFER SEPTEMBER | 45782C664 | ETF | 13,075 | $381,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 4,061 | $379,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 17,841 | $379,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 8,109 | $378,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 2,958 | $376,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 17,290 | $376,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 3,758 | $375,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 5,824 | $371,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 6,093 | $370,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 16,355 | $370,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 2,958 | $369,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 5,419 | $368,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 5,015 | $367,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 31,468 | $366,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 454 | $363,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 40,735 | $363,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 19,697 | $363,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 5,390 | $362,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 14,272 | $361,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 16,198 | $361,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 21,710 | $359,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 4,944 | $357,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 2,330 | $357,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 786 | $355,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 12,683 | $352,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 6,877 | $351,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 9,615 | $350,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 13,262 | $348,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,245 | $347,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 23,011 | $346,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 5,584 | $345,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 1,355 | $343,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 3,789 | $342,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,993 | $342,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 4,898 | $342,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 5,068 | $339,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 5,438 | $339,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 29,413 | $338,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 2,805 | $337,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 3,616 | $336,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 52,392 | $336,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,479 | $335,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 4,753 | $335,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,522 | $334,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 6,617 | $332,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 5,515 | $331,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 7,665 | $330,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 4,712 | $330,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 6,442 | $327,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 6,262 | $327,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,403 | $325,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 9,771 | $324,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 233 | $323,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 7,748 | $322,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 6,656 | $322,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 10,712 | $320,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,673 | $318,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 3,335 | $317,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 3,487 | $317,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 7,771 | $316,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 4,144 | $315,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 4,455 | $313,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 4,312 | $313,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 7,209 | $312,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 1,252 | $311,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 4,435 | $311,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 13,242 | $309,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,699 | $308,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 3,364 | $308,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 6,106 | $308,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 5,540 | $307,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 5,372 | $307,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 2,441 | $307,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 8,584 | $306,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 9,048 | $306,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 25,643 | $305,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 3,487 | $305,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 7,209 | $305,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 49,015 | $304,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 4,792 | $303,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 2,698 | $302,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 9,676 | $302,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 2,630 | $300,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 7,854 | $298,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,933 | $297,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 3,865 | $296,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 3,889 | $295,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 443 | $294,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 3,081 | $294,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 3,150 | $294,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 2,957 | $292,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 5,963 | $292,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 5,784 | $291,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 5,131 | $291,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 5,299 | $290,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 786 | $290,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 819 | $289,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 4,625 | $289,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 2,418 | $289,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 27,498 | $289,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 4,488 | $289,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 6,325 | $287,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 6,271 | $286,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 3,707 | $286,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 25,573 | $286,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 2,350 | $284,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 3,621 | $283,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 6,989 | $283,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,468 | $283,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 4,674 | $283,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 4,700 | $281,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 4,013 | $280,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 1,055 | $280,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 3,445 | $280,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 17,083 | $277,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 8,769 | $277,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 13,206 | $277,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 5,486 | $275,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,942 | $274,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 3,626 | $274,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 1,565 | $274,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 8,912 | $274,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 20,826 | $273,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 17,132 | $272,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 6,685 | $272,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 5,060 | $272,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,388 | $270,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 9,280 | $269,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 6,544 | $269,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 9,967 | $269,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 9,837 | $268,000 | thousands by filing date | principal |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 8,744 | $267,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 3,952 | $267,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 6,535 | $266,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,353 | $266,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 682 | $266,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 7,444 | $266,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 4,669 | $265,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 5,067 | $265,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 4,928 | $265,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 780 | $264,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 6,839 | $264,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 7,900 | $263,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 2,345 | $262,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 14,485 | $262,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 14,110 | $258,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 3,292 | $257,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 2,227 | $257,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 7,885 | $257,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 8,828 | $257,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 1,400 | $256,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 3,207 | $256,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 4,970 | $256,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 2,435 | $255,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,976 | $254,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 3,474 | $254,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 3,330 | $254,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 11,350 | $254,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 3,246 | $252,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 5,777 | $252,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 248,000 | $252,000 | thousands by filing date | principal |
| Charles Schwab Corp | 808513105 | COM | 4,751 | $251,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 9,161 | $250,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2,186 | $250,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 713 | $249,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 510 | $248,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 934 | $248,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 11,822 | $247,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 10,500 | $247,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 20,340 | $246,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,456 | $246,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 4,428 | $245,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 4,800 | $244,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 7,093 | $244,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 5,456 | $242,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 6,405 | $241,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 240,000 | $240,000 | thousands by filing date | principal |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 2,816 | $239,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 5,080 | $239,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 9,702 | $238,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 3,343 | $237,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,406 | $236,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 1,988 | $236,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 679 | $236,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 7,142 | $235,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 3,911 | $234,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,017 | $233,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 11,111 | $231,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 10,774 | $230,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 4,395 | $228,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 1,158 | $227,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 23,309 | $227,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 1,423 | $227,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 1,872 | $226,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 3,612 | $226,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 5,273 | $225,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 7,293 | $223,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 1,684 | $222,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 18,935 | $222,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 11,959 | $221,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 1,045 | $221,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 21,518 | $221,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 1,105 | $220,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 1,606 | $220,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 4,451 | $220,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 2,111 | $220,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 12,753 | $219,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 111,870 | $219,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 1,538 | $219,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 6,950 | $217,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 5,626 | $217,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,806 | $216,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 2,995 | $215,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 4,473 | $214,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 2,108 | $214,000 | thousands by filing date | |
| VEREIT INC | 92339V308 | COM | 5,604 | $212,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 13,969 | $212,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 95 | $211,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 2,427 | $211,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 6,987 | $211,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 915 | $210,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 1,813 | $210,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 3,628 | $209,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 5,247 | $209,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 14,371 | $208,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 3,971 | $207,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 623 | $206,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 6,805 | $206,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 20,000 | $206,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 13,601 | $206,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 2,814 | $206,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 6,173 | $206,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 725 | $205,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 3,935 | $205,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 8,949 | $205,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 3,983 | $203,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 4,107 | $203,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 3,798 | $202,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 4,008 | $202,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 660 | $201,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 3,794 | $200,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 987 | $200,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 13,882 | $198,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 13,271 | $197,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 11,539 | $194,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 34,802 | $190,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 12,961 | $185,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 11,850 | $183,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 12,570 | $176,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 15,111 | $176,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 22,095 | $176,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 166,000 | $170,000 | thousands by filing date | principal |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 17,390 | $166,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 24,591 | $151,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 10,436 | $150,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 10,848 | $149,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 150,000 | $149,000 | thousands by filing date | principal |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 10,001 | $142,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 27,600 | $139,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 14,800 | $134,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 12,428 | $124,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 10,944 | $122,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 18,242 | $118,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 17,887 | $118,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 16,720 | $115,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 13,088 | $114,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 21,292 | $111,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 10,000 | $108,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 21,139 | $100,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 10,949 | $92,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 12,784 | $89,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 10,000 | $85,000 | thousands by filing date | principal |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 10,553 | $83,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 22,190 | $82,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 13,842 | $73,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 23,267 | $71,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 20,281 | $69,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 17,214 | $66,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 18,330 | $63,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 10,546 | $60,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 14,080 | $55,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 17,050 | $51,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 13,000 | $39,000 | thousands by filing date | principal |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 15,019 | $34,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 26,000 | $31,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 15,000 | $22,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 15,000 | $19,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 15,000 | $16,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 15,000 | $16,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 15,000 | $14,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 12,000 | $12,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-000224 | this filing | 2021-01-22 | acceptance time not in the bulk data set |