13F-HR filed by Castle Rock Wealth Management, LLC
Castle Rock Wealth Management, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-12-07, with 162 holding rows worth $152,580,000.
- Accession
- 0001085146-20-003082
- Filer
- CIK 1727605
- Filed
- 2020-12-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 162 entries on the cover page, a total value of $152,580,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $152,580,000 with VALUE read as thousands by filing date, 13F file number 028-18292. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 47,824 | $5,588,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,477 | $4,704,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 7,422 | $4,015,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 22,050 | $3,499,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 15,828 | $3,400,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 64,479 | $3,252,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 45,461 | $3,222,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 120,384 | $3,158,000 | thousands by filing date | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 147,060 | $2,978,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 27,499 | $2,929,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 44,851 | $2,753,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 44,981 | $2,481,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 8,115 | $2,304,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 23,509 | $2,187,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 18,442 | $2,167,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 41,005 | $2,083,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 9,541 | $1,893,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 101,364 | $1,866,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,326 | $1,763,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 116,005 | $1,711,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 30,139 | $1,710,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 35,668 | $1,671,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 16,711 | $1,637,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,856 | $1,456,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 13,715 | $1,453,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 12,027 | $1,413,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 14,704 | $1,408,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 121,491 | $1,408,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 10,061 | $1,391,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 11,461 | $1,383,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER ETF JUNE | 45782C730 | ETF | 49,665 | $1,365,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 4,351 | $1,344,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 8,423 | $1,340,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 9,859 | $1,327,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 11,846 | $1,306,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 276,575 | $1,278,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 14,555 | $1,277,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 23,149 | $1,251,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 776 | $1,236,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 8,162 | $1,175,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 27,533 | $1,143,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 73,199 | $1,110,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 5,192 | $1,106,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,357 | $1,105,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER APRIL | 45782C805 | ETF | 42,750 | $1,054,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 19,087 | $1,049,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 12,839 | $1,017,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 18,309 | $997,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 4,592 | $995,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 5,029 | $994,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 12,097 | $970,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 66,016 | $960,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 8,226 | $939,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,411 | $926,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C532 | US EQTY ULTRA B | 33,567 | $926,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 1,793 | $920,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 4,189 | $914,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,840 | $913,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 6,784 | $872,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,523 | $866,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 49,781 | $859,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,294 | $837,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 2,122 | $823,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 12,690 | $821,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 5,708 | $797,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,989 | $796,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 4,526 | $790,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 14,293 | $785,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 2,673 | $780,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,399 | $776,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,345 | $757,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 8,301 | $755,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,505 | $746,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,989 | $740,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 16,870 | $738,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,416 | $723,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 5,661 | $718,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 2,613 | $708,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,848 | $694,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 12,952 | $693,000 | thousands by filing date | |
| ISHARES TR | 46436E502 | US TECH BRKTHR | 20,849 | $684,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 36,852 | $682,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 5,983 | $652,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 32,059 | $651,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 15,622 | $623,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 43,680 | $618,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 10,059 | $604,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 38,859 | $602,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 13,368 | $594,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 23,580 | $587,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 27,093 | $580,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,430 | $573,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 5,655 | $566,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 68,718 | $554,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,039 | $549,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,243 | $549,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,768 | $545,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 9,653 | $540,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,579 | $526,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 5,612 | $517,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 15,249 | $517,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 49,470 | $516,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 1,841 | $515,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,181 | $499,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 314 | $498,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 6,056 | $496,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 4,020 | $492,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,280 | $487,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 7,854 | $484,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,934 | $480,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 737 | $468,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 6,818 | $467,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 50,290 | $452,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 15,979 | $451,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y285 | FUND | 26,222 | $450,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,136 | $449,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 4,420 | $440,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 7,299 | $432,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 7,000 | $413,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 969 | $408,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 6,767 | $407,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,417 | $403,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,845 | $390,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,597 | $372,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,413 | $354,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 23,234 | $353,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,185 | $349,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,662 | $337,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,498 | $324,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,912 | $312,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 2,698 | $299,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 1,102 | $298,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 4,922 | $296,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 832 | $296,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,319 | $293,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,654 | $271,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,002 | $269,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 1,061 | $264,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 9,668 | $259,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,715 | $258,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 1,886 | $255,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,275 | $255,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 2,489 | $253,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 507 | $248,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,472 | $246,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 1,385 | $246,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 4,270 | $216,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 701 | $216,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,524 | $211,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1,401 | $209,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 2,491 | $208,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 10,988 | $203,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,284 | $202,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 10,737 | $177,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 16,339 | $169,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 11,480 | $154,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 17,764 | $139,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 13,115 | $130,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 13,710 | $122,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 16,700 | $111,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 11,655 | $60,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 100,528 | $42,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-003082 | this filing | 2020-12-07 | acceptance time not in the bulk data set |