13F-HR filed by High Falls Advisors, Inc
High Falls Advisors, Inc filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 44 holding rows worth $288,000.
- Accession
- 0001085146-20-003070
- Filer
- CIK 1569139
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 44 entries on the cover page, a total value of $288,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $288,000 with VALUE read as thousands by filing date, 13F file number 028-17373. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 173,432 | $23,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SPY | 78462F103 | SHS | 57,872 | $19,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 252,269 | $16,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 45,730 | $15,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 182,075 | $15,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 195,444 | $12,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 151,201 | $11,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464288687 | COM | 306,918 | $11,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 159,064 | $11,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 116,408 | $11,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| IJH | 464287507 | COM | 56,524 | $10,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| iShares Global Tech ETF | 464287291 | SHS | 36,716 | $10,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 46435G425 | COM | 128,990 | $10,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464287457 | COM | 114,845 | $10,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 80,227 | $9,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| iShares MBS ETF | 464288588 | SHS | 82,489 | $9,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 31,435 | $9,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464287168 | COM | 101,102 | $8,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 280,963 | $8,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| iShares TIPS Bond ETF | 464287176 | SHS | 55,996 | $7,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 81,547 | $7,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Apple Inc | 037833100 | COM | 44,370 | $5,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES INC | 46434G863 | COM | 132,374 | $5,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 82,764 | $5,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 61,747 | $5,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| INVESCO QQQ TR | 46090E103 | COM | 12,688 | $4,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 69,058 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 44,792 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 120,431 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 16,451 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 63,505 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 13,888 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 23,757 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 15,377 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 10,245 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| EXXON MOBIL CORP | 30231G102 | COM | 15,238 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 10,721 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 12,776 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 10,461 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 87,967 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 26,610 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GENERAL ELEC CO | 369604103 | COM | 10,689 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 11,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 10,909 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-003070 | this filing | 2020-11-16 | acceptance time not in the bulk data set |