13F-HR filed by AQR Arbitrage LLC
AQR Arbitrage LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 565 holding rows worth $2,755,797,000.
- Accession
- 0001085146-20-003064
- Filer
- CIK 1167456
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 565 entries on the cover page, a total value of $2,755,797,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,755,797,000 with VALUE read as thousands by filing date, 13F file number 028-10114. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAQR Capital Management Holdings, LLC028-16752
- included managerAQR CAPITAL MANAGEMENT LLC028-10120
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 1,413,226 | $59,850,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 751,131 | $50,784,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 1,007,477 | $50,424,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 1,647,847 | $50,325,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 32,235,000 | $48,197,000 | thousands by filing date | principal |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 19,000,000 | $47,885,000 | thousands by filing date | principal |
| GRUBHUB INC | 400110102 | COM | 636,736 | $46,055,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 219,471 | $45,830,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 257,272 | $44,251,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 311,174 | $43,580,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 1,428,481 | $43,183,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 636,037 | $42,869,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 20,575,000 | $42,746,000 | thousands by filing date | principal |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 773,269 | $40,581,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 343,697 | $39,817,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 2,161,268 | $36,115,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 1,054,201 | $35,579,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 4,950,000 | $34,229,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 27,575,000 | $33,314,000 | thousands by filing date | principal |
| BMC STK HLDGS INC | 05591B109 | COM | 759,354 | $32,523,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 382,284 | $32,506,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 4,604,681 | $32,049,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 3,613,142 | $30,892,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 894,257 | $30,807,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 22,925,000 | $26,637,000 | thousands by filing date | principal |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 1,768,394 | $26,526,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 17,037,000 | $26,448,000 | thousands by filing date | principal |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 19,300,000 | $25,283,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 17,896,000 | $25,064,000 | thousands by filing date | principal |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 2,400,000 | $25,021,000 | thousands by filing date | principal |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 450,177 | $24,274,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 681,925 | $22,701,000 | thousands by filing date | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 16,275,000 | $22,467,000 | thousands by filing date | principal |
| RAPID7 INC | 753422AB0 | NOTE | 13,042,000 | $20,451,000 | thousands by filing date | principal |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 21,700,000 | $20,221,000 | thousands by filing date | principal |
| ROSETTA STONE INC | 777780107 | COM | 671,430 | $20,129,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 5,987,764 | $20,059,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 17,725,000 | $20,026,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 18,300,000 | $19,851,000 | thousands by filing date | principal |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 20,269,000 | $19,629,000 | thousands by filing date | principal |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 232,162 | $19,028,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 344,475 | $18,440,000 | thousands by filing date | |
| PINDUODUO INC | 722304AB8 | NOTE 10/0 | 10,000,000 | $18,157,000 | thousands by filing date | principal |
| VIRTUSA CORP | 92827P102 | COM | 366,453 | $18,015,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 18,800,000 | $17,425,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 7,000,000 | $16,760,000 | thousands by filing date | principal |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 11,200,000 | $15,547,000 | thousands by filing date | principal |
| PLURALSIGHT INC | 72941BAB2 | NOTE 0.375% 3/0 | 17,375,000 | $15,429,000 | thousands by filing date | principal |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 9,950,000 | $15,189,000 | thousands by filing date | principal |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 300,000 | $13,437,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 836,416 | $13,174,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516T203 | UNIT 07/31/2027 | 1,250,000 | $12,488,000 | thousands by filing date | |
| FAST ACQUISITION CORP | 311875207 | UNIT 99/99/9999 | 1,250,000 | $12,463,000 | thousands by filing date | |
| STAR PEAK ENERGY TRANSITION | 855185203 | UNIT 99/99/9999 | 1,211,329 | $12,416,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 12,750,000 | $12,411,000 | thousands by filing date | principal |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 12,700,000 | $12,321,000 | thousands by filing date | principal |
| FOLEY TRASIMENE ACQUISITION | 344328208 | UNIT 99/99/9999 | 1,187,500 | $12,113,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AE5 | BOND | 10,875,000 | $12,085,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F739 | CONV | 250,000 | $11,958,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 12,650,000 | $11,644,000 | thousands by filing date | principal |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 10,775,000 | $11,352,000 | thousands by filing date | principal |
| 8X8 INC NEW | 282914AB6 | BOND | 12,000,000 | $11,225,000 | thousands by filing date | principal |
| TAILWIND ACQUISITION CORP | 87403Q201 | UNIT 09/07/2027 | 1,100,000 | $11,055,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 10,475,000 | $10,894,000 | thousands by filing date | principal |
| INOVIO PHARMACEUTICALS INC | 45773HAB8 | NOTE | 5,000,000 | $10,721,000 | thousands by filing date | principal |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 11,225,000 | $10,653,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AD6 | BOND | 7,300,000 | $10,554,000 | thousands by filing date | principal |
| LIONHEART ACQUISITION CORP | 53625R203 | CMN | 1,050,000 | $10,458,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 1,083,603 | $10,251,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 9,950,000 | $10,201,000 | thousands by filing date | principal |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 11,178,000 | $10,165,000 | thousands by filing date | principal |
| GO ACQUISITION CORP | 362019200 | UNIT 08/31/2027 | 1,000,000 | $10,080,000 | thousands by filing date | |
| NavSight Holdings Inc | 639358209 | Unit | 1,000,000 | $10,060,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439201 | UNIT 99/99/9999 | 1,000,000 | $10,020,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AF0 | NOTE 0.250% 8/1 | 10,000,000 | $10,006,000 | thousands by filing date | principal |
| SOFTWARE ACQUISITN GRUP INC | 83407F200 | UNIT 99/99/9999 | 1,000,000 | $9,950,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 9,375,000 | $9,757,000 | thousands by filing date | principal |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 9,750,000 | $9,630,000 | thousands by filing date | principal |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 4,625,000 | $9,602,000 | thousands by filing date | principal |
| GUESS INC | 401617AD7 | BOND | 11,750,000 | $9,520,000 | thousands by filing date | principal |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 9,300,000 | $9,364,000 | thousands by filing date | principal |
| ALTAIR ENGR INC | 021369AA1 | BOND | 8,335,000 | $9,259,000 | thousands by filing date | principal |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 7,510,000 | $9,238,000 | thousands by filing date | principal |
| WORLD WRESTLING ENTMT INC | 98156QAB4 | BOND | 5,125,000 | $9,078,000 | thousands by filing date | principal |
| KBR INC | 48242WAB2 | BOND | 7,975,000 | $9,032,000 | thousands by filing date | principal |
| CM LIFE SCIENCES INC | 18978W208 | UNIT 09/01/2025 | 819,844 | $8,584,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 10,000,000 | $8,550,000 | thousands by filing date | principal |
| Booking Holdings Inc. | 09857L108 | COM | 4,823 | $8,222,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 7,650,000 | $8,137,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 7,600,000 | $8,106,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 5,210,000 | $8,028,000 | thousands by filing date | principal |
| FORUM MERGER III CORP | 349885202 | UNIT 08/24/2027 | 747,467 | $7,811,000 | thousands by filing date | |
| VEONEER INC | 92336XAA7 | NOTE 4.000% 6/0 | 8,000,000 | $7,759,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 7,700,000 | $7,704,000 | thousands by filing date | principal |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 7,625,000 | $7,326,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 5,000,000 | $7,281,000 | thousands by filing date | principal |
| CC NEUBERGER PRIN HLDGS II | G3166T129 | UNIT 99/99/9999 | 700,000 | $7,231,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 7,525,000 | $7,165,000 | thousands by filing date | principal |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 6,863,000 | $7,126,000 | thousands by filing date | principal |
| TWC TECH HLDGS II CORP | 90117G204 | UNIT 09/10/2025 | 700,000 | $7,091,000 | thousands by filing date | |
| INSEEGO CORP | 45782BAD6 | NOTE 3.250% 5/0 | 7,000,000 | $6,767,000 | thousands by filing date | principal |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 22,795 | $6,701,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 48,775 | $6,558,000 | thousands by filing date | |
| Sandbridge Acquisition Corp | 799793203 | Unit | 650,000 | $6,488,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 8,093,000 | $6,365,000 | thousands by filing date | principal |
| CF FINANCE ACQUISITION CORP | 15725Q203 | UNIT 08/01/2027 | 625,000 | $6,256,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049121 | UNIT 99/99/9999 | 593,700 | $6,177,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 322,346 | $6,141,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 6,000,000 | $6,063,000 | thousands by filing date | principal |
| NEWHOLD INVESTMENT CORP | 651448201 | UNIT 03/10/2025 | 600,000 | $6,036,000 | thousands by filing date | |
| KISMET ACQUISITION ONE CORP | G52753129 | UNIT 08/06 | 600,000 | $6,006,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288118 | UNIT 08/24/2025 | 600,000 | $6,000,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T132 | UNIT 08/26/2025 | 600,000 | $5,982,000 | thousands by filing date | |
| Colonnade Acquisition Corp | G2283K128 | COLONNADE ACQUISITION CORP | 600,000 | $5,976,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 195,008 | $5,956,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 600,000 | $5,892,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 238,605 | $5,822,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282WAA8 | NOTE 4.000%11/1 | 2,575,000 | $5,728,000 | thousands by filing date | principal |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 250,000 | $5,673,000 | thousands by filing date | |
| HOLICITY INC | 435063201 | UNIT 08/05/2025 | 542,000 | $5,610,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 6,100,000 | $5,522,000 | thousands by filing date | principal |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 5,450,000 | $5,508,000 | thousands by filing date | principal |
| BROADSTONE ACQUISITION CORP | G1739V118 | UNIT 99/99/9999 | 550,000 | $5,484,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 3,000,000 | $5,481,000 | thousands by filing date | principal |
| INFINERA CORP | 45667GAC7 | BOND | 5,850,000 | $5,413,000 | thousands by filing date | principal |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 490,821 | $5,399,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 5,500,000 | $5,360,000 | thousands by filing date | principal |
| LIVENT CORP | 53814L108 | COM | 579,711 | $5,200,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864205 | UNIT 99/99/9999 | 500,000 | $5,175,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION CORP UNIT EX 090925 | 29465E205 | Stock | 500,000 | $5,150,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 98,722 | $5,140,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085205 | UNIT 08/03/2025 | 500,000 | $5,130,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L209 | UNIT 99/99/9999 | 200,000 | $5,050,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 500,000 | $5,045,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITION UNIT EX 073025 | 26873Y203 | Stock | 500,000 | $5,030,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION CORP UNIT EX 083127 | 693486201 | Stock | 500,000 | $4,995,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 4,750,000 | $4,910,000 | thousands by filing date | principal |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q108 | COM | 500,000 | $4,905,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576UAA4 | BOND | 4,100,000 | $4,902,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 1,279,000 | $4,798,000 | thousands by filing date | principal |
| CORELOGIC INC | 21871D103 | COM | 70,745 | $4,787,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 4,590,000 | $4,782,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 5,187,000 | $4,764,000 | thousands by filing date | principal |
| FG NEW AMER ACQUISITION CORP | 30259V205 | UNIT 08/31/2027 | 475,000 | $4,755,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 196,150 | $4,747,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 670,424 | $4,700,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 98,515 | $4,635,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 3,300,000 | $4,571,000 | thousands by filing date | principal |
| STARBOARD VALUE ACQUISITN CORP UNIT EXP 091025 | 85521J208 | Stock | 450,000 | $4,541,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 460,000 | $4,522,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E126 | UNIT 09/22/2025 | 450,000 | $4,500,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 150,781 | $4,344,000 | thousands by filing date | |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 5,500,000 | $4,342,000 | thousands by filing date | principal |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 192,940 | $4,220,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H118 | *W EXP 02/22/202 | 394,295 | $4,176,000 | thousands by filing date | |
| INSU ACQUISITION CORP II | 457821304 | UNIT 09/04/2025 | 400,000 | $4,144,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D107 | COM | 410,000 | $4,080,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074111 | UNIT 10/01/2030 | 400,000 | $4,008,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 85,375 | $3,994,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B117 | COM CL A | 400,000 | $3,916,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 86,862 | $3,830,000 | thousands by filing date | |
| ACON S2 ACQUISITION CORP | G00748122 | UNIT 09/15/2027 | 380,500 | $3,813,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 868,284 | $3,751,000 | thousands by filing date | |
| INDUSTRIAL TECH ACQU INC | 456357201 | UNIT 08/31/2025 | 375,000 | $3,750,000 | thousands by filing date | |
| CLS | 14070Y101 | Stock | 378,000 | $3,716,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870UAC0 | NOTE 5.875% 8/1 | 5,000,000 | $3,703,000 | thousands by filing date | principal |
| HANNON ARMSTRONG SUST INFR C | 41068XAD2 | BOND | 3,500,000 | $3,650,000 | thousands by filing date | principal |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 58,156 | $3,630,000 | thousands by filing date | |
| ALTERYX INC | 02156BAF0 | BOND | 3,600,000 | $3,610,000 | thousands by filing date | principal |
| FORTRESS VALUE ACQUISITION I | 349642207 | UNIT 08/10/2027 | 350,000 | $3,605,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 63,251 | $3,602,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 3,550,000 | $3,568,000 | thousands by filing date | principal |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 4,000,000 | $3,549,000 | thousands by filing date | principal |
| VECTOR ACQUISITION CORP | G9442R100 | UNIT 09/30/2027 | 350,000 | $3,549,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 127,405 | $3,546,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION CO | G04561117 | UNIT 09/21/2025 | 350,000 | $3,500,000 | thousands by filing date | |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 4,000,000 | $3,409,000 | thousands by filing date | principal |
| COMPUCREDIT HLDGS CORP | 20478NAD2 | NOTE 5.875%11/3 | 5,000,000 | $3,400,000 | thousands by filing date | principal |
| MAGNACHIP SEMICONDUCTOR SA | 55932XAB0 | NOTE 5.000% 3/0 | 2,000,000 | $3,372,000 | thousands by filing date | principal |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 638,321 | $3,358,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAJ6 | NOTE 4.125% 9/1 | 3,500,000 | $3,347,000 | thousands by filing date | principal |
| PRECIGEN INC | 46122TAA0 | NOTE 3.500% 7/0 | 6,775,000 | $3,320,000 | thousands by filing date | principal |
| VERTIV HOLDINGS LLC | 92537N116 | *W EXP 06/12/202 | 500,000 | $3,240,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 3,100,000 | $3,120,000 | thousands by filing date | principal |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 3,075,000 | $3,094,000 | thousands by filing date | principal |
| GOSSAMER BIO INC | 38341PAA0 | NOTE 5.000% 6/0 | 3,000,000 | $3,092,000 | thousands by filing date | principal |
| Fintech Acquisition Corp IV | 31810N302 | Unit | 300,000 | $3,072,000 | thousands by filing date | |
| NORTH MOUNTAIN MERGER CORP | 661204206 | UNIT 09/16/2025 | 300,000 | $3,060,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 44,086 | $3,019,000 | thousands by filing date | |
| PERIDOT ACQUISIT | G7008A123 | UNIT | 300,000 | $2,996,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G105 | COM CL A | 300,000 | $2,982,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQUISTN CO | 020751202 | UNIT 10/01/2023 | 300,000 | $2,976,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K110 | SHS CL A | 300,000 | $2,931,000 | thousands by filing date | |
| GREENROSE ACQUISITION CORP | 395392103 | COM | 300,000 | $2,931,000 | thousands by filing date | |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 3,000,000 | $2,923,000 | thousands by filing date | principal |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 3,100,000 | $2,895,000 | thousands by filing date | principal |
| TRINE ACQUISITION CORP | 89628U116 | *W EXP 03/31/202 | 1,069,759 | $2,807,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 314,618 | $2,797,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 65,133 | $2,775,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 50,000 | $2,725,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F119 | *W EXP 09/29/202 | 556,219 | $2,720,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 300,614 | $2,657,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 48,281 | $2,601,000 | thousands by filing date | |
| YUCAIPA ACQUISITION CORP | G9879L121 | UNIT 99/99/9999 | 253,479 | $2,585,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 3,245,000 | $2,583,000 | thousands by filing date | principal |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 55,875 | $2,556,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP COM CL A | 53804F103 | Stock | 250,000 | $2,520,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 8,170 | $2,513,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 3,050,000 | $2,507,000 | thousands by filing date | principal |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 2,500,000 | $2,500,000 | thousands by filing date | principal |
| REALPAGE INC | 75606NAC3 | NOTE 1.500% 5/1 | 2,400,000 | $2,481,000 | thousands by filing date | principal |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 292,042 | $2,471,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X129 | UNIT 09/15/2027 | 237,500 | $2,444,000 | thousands by filing date | |
| VISTAS MEDIA ACQUISITION CO | 92840T206 | UNIT 08/03/2025 | 238,545 | $2,421,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L118 | W EXP 03/04/202 | 94,779 | $2,417,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375NAD5 | NOTE 4.500% 2/1 | 1,950,000 | $2,317,000 | thousands by filing date | principal |
| SCVX CORP U | G79448109 | COM | 200,000 | $2,150,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D112 | UNIT 99/99/9999 | 200,000 | $2,050,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC II | 233277201 | UNIT 99/99/9999 | 200,000 | $2,046,000 | thousands by filing date | |
| CLIMATE CHANGE CRISIS REAL I | 18716C209 | UNIT 99/99 | 200,000 | $2,010,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K116 | *W EXP 06/22/202 | 1,120,000 | $2,005,000 | thousands by filing date | |
| ASPIRATIONAL CONSUMER LIFEST | G05436129 | UNIT 99/99/9999 | 200,000 | $2,000,000 | thousands by filing date | |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 75,000 | $1,996,000 | thousands by filing date | |
| COLLECTIVE GROWTH CORP | 19424L101 | COM CL A | 200,300 | $1,975,000 | thousands by filing date | |
| HPX CORP | G32219100 | SHS CL A | 200,000 | $1,968,000 | thousands by filing date | |
| YUNHONG INTERNATIONAL | g98882106 | COM | 200,000 | $1,968,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761101 | COM CL A | 199,000 | $1,955,000 | thousands by filing date | |
| NOVUS CAP CORP WT EXP 063027 | 67012U116 | Stock | 700,000 | $1,953,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P117 | *W EXP 05/29/202 | 1,223,538 | $1,921,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X113 | *W EXP 05/09/202 | 434,214 | $1,906,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 4,000,000 | $1,882,000 | thousands by filing date | principal |
| QUDIAN INC | 747798AB2 | NOTE 1.000% 7/0 | 2,500,000 | $1,875,000 | thousands by filing date | principal |
| INTERPRIVATE ACQUISITION COR COM | 46064A103 | Stock | 187,500 | $1,875,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 101,949 | $1,871,000 | thousands by filing date | |
| PG&E CORP | 69331C140 | CONV | 18,725 | $1,835,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M110 | W EXP 07/25/202 | 387,163 | $1,816,000 | thousands by filing date | |
| IVC 4 1/2 6/1/22 | 461203AH4 | CONVERTIBLE BOND | 1,950,000 | $1,777,000 | thousands by filing date | principal |
| FINTECH ACQUISITION CORP III | 31811A119 | *W EXP 12/01/202 | 1,150,000 | $1,771,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 137,959 | $1,744,000 | thousands by filing date | |
| Omeros Corp | 682143AE2 | NOTE 6.250%11/1 | 1,825,000 | $1,705,000 | thousands by filing date | principal |
| YY INC | 98426TAF3 | NOTE 1.375% 6/1 | 1,575,000 | $1,700,000 | thousands by filing date | principal |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 149,478 | $1,686,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923AH1 | NOTE 5.250% 7/0 | 1,500,000 | $1,655,000 | thousands by filing date | principal |
| TORTOISE ACQUISITION CORP II | G89554110 | UNIT 06/14/2027 | 150,000 | $1,632,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 81,994 | $1,607,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641106 | CL A | 150,000 | $1,604,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A115 | *W EXP 05/24/202 | 1,000,000 | $1,600,000 | thousands by filing date | |
| KALEYRA INC | 483379111 | *W EXP 11/25/202 | 1,125,000 | $1,598,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 77,308 | $1,594,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 217,554 | $1,590,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 150,000 | $1,569,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641114 | *W EXP 02/21/202 | 733,332 | $1,569,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 150,000 | $1,554,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 257,326 | $1,539,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867117 | *W EXP 03/31/202 | 550,000 | $1,524,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 161,981 | $1,492,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 1,500,000 | $1,491,000 | thousands by filing date | principal |
| GREENCITY ACQUISITION CORP | G4086B107 | COM | 150,000 | $1,487,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 201,903 | $1,486,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 145,000 | $1,476,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195101 | COM CL A | 150,000 | $1,473,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N115 | *W EXP 04/30/202 | 1,500,000 | $1,470,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C112 | W EXP 09/05/202 | 625,602 | $1,445,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G117 | *W EXP 03/05/202 | 810,000 | $1,442,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 2,118,801 | $1,441,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 114,781 | $1,434,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 176,763 | $1,356,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A301 | 6.50% CON PFD B | 9,525 | $1,353,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 34,750 | $1,352,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 90,602 | $1,347,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 133,487 | $1,344,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 154,668 | $1,343,000 | thousands by filing date | |
| OAK STR HEALTH INC | 67181A107 | COM | 25,000 | $1,336,000 | thousands by filing date | |
| ROTH CH ACQUISITION I CO | 778675108 | COM | 134,000 | $1,333,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 139,364 | $1,302,000 | thousands by filing date | |
| TIMKENSTEEL CORP | 887399AA1 | CONVERTIBLE BOND | 1,500,000 | $1,274,000 | thousands by filing date | principal |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 76,413 | $1,262,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 5,000 | $1,255,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 100,590 | $1,229,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 69,671 | $1,225,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 49,801 | $1,209,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 45,940 | $1,191,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 87,360 | $1,182,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 95,406 | $1,163,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 104,405 | $1,157,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 1,367,341 | $1,142,000 | thousands by filing date | principal |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 143,535 | $1,140,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 94,839 | $1,127,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 189,388 | $1,127,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884112 | *W EXP 06/20/202 | 750,000 | $1,125,000 | thousands by filing date | |
| KENSINGTON CAP ACQUISITION C | 490073111 | *W EXP 07/01/202 | 250,000 | $1,125,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 72,530 | $1,121,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 1,250,000 | $1,119,000 | thousands by filing date | principal |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 136,019 | $1,115,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 750 | $1,111,000 | thousands by filing date | |
| MP MATERIALS CORP WT EXP 050427 | 34962V114 | Stock | 333,333 | $1,097,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 1,000,000 | $1,093,000 | thousands by filing date | principal |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 94,197 | $1,083,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 93,549 | $1,083,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 77,070 | $1,081,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 100,000 | $1,076,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R121 | UNIT 99/99/9999 | 100,000 | $1,057,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 90,616 | $1,054,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 93,625 | $1,040,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G114 | *W EXP 11/13/202 | 600,000 | $1,038,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L207 | UNIT 08/20/2027 | 100,000 | $1,029,000 | thousands by filing date | |
| VESPER HEALTHCARE ACQSTN COR | 92538T203 | UNIT 99/99/9999 | 100,000 | $1,026,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 100,000 | $1,024,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T109 | COM CL A | 99,999 | $1,018,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 83,877 | $1,012,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 164,881 | $1,006,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 100,000 | $1,004,000 | thousands by filing date | |
| SOFTWARE ACQUISITION GROUP I | 83406B101 | COM CL A | 100,000 | $996,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQUISITIO | G05155109 | COM CL A | 100,000 | $994,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K118 | *W EXP 06/01/202 | 268,593 | $994,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 71,351 | $982,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 94,227 | $977,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 71,890 | $973,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 102,118 | $971,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 53,042 | $960,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G114 | WTS | 1,115,000 | $959,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 1,000,000 | $954,000 | thousands by filing date | principal |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 160,249 | $947,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 74,644 | $946,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 110,399 | $943,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 98,279 | $941,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 185,938 | $920,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 71,507 | $917,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 56,422 | $915,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 90,000 | $906,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K115 | *W EXP 99/99/999 | 233,333 | $901,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 68,016 | $897,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 1,075,000 | $885,000 | thousands by filing date | principal |
| WHOLE EARTH BRANDS INC | 96684W126 | WARRANT | 900,000 | $855,000 | thousands by filing date | |
| B RILEY PRIN MERGER CORP II WT EXP 050626 | 05600U114 | Common Stock | 625,000 | $844,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 38,560 | $841,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP WT EXP 03/07/24 | 22564L113 | Warrants | 1,000,000 | $840,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754114 | *W EXP 12/06/202 | 1,680,597 | $839,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285110 | *W EXP 02/26/202 | 750,000 | $825,000 | thousands by filing date | |
| ONE UNIT | G7000X113 | Stock | 75,000 | $818,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K112 | *W EXP 04/01/202 | 1,600,000 | $816,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 152,177 | $814,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 111,266 | $812,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430119 | *W EXP 11/26/202 | 1,565,744 | $805,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 23,557 | $800,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G106 | COM CL A | 78,750 | $789,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 7,925 | $785,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 74,468 | $783,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 103,482 | $781,000 | thousands by filing date | |
| UTZ BRANDS INC | 918090119 | W EXP 08/28/202 | 116,666 | $763,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 59,835 | $761,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 750,000 | $761,000 | thousands by filing date | principal |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 51,518 | $758,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AN1 | NOTE 3.250% 5/1 | 1,000,000 | $756,000 | thousands by filing date | principal |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 67,046 | $753,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F112 | *W EXP 05/26/202 | 333,333 | $753,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 82,781 | $750,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402Q126 | *W EXP 04/01/202 | 1,000,000 | $750,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 31,871 | $749,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO | 80821R117 | W EXP 12/31/202 | 1,440,000 | $747,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC | 02128L114 | *W EXP 02/14/202 | 425,000 | $744,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 775,000 | $735,000 | thousands by filing date | principal |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 62,184 | $734,000 | thousands by filing date | |
| PAE INC | 69290Y117 | *W EXP 09/11/202 | 333,332 | $733,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 56,606 | $728,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 62,224 | $726,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 64,599 | $711,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 130,375 | $711,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 1,051,121 | $698,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036118 | *W EXP 02/28/202 | 765,000 | $696,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 39,077 | $686,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S108 | *W EXP 11/30/202 | 500,000 | $685,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 51,106 | $681,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 50,127 | $678,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A115 | *W EXP 08/01/202 | 500,000 | $675,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L119 | *W EXP 10/31/202 | 666,666 | $673,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 1,250,000 | $669,000 | thousands by filing date | |
| SOCIAL CAP HDOSPHIA HLDG CO | G8250T125 | *W EXP 99/99/999 | 120,525 | $669,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 101,504 | $653,000 | thousands by filing date | |
| CHPMW US 22 Nov 24 C11.5 | 12558Y114 | *W EXP 11/22/202 | 500,000 | $650,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 44,081 | $648,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 41,217 | $640,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 63,603 | $639,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K107 | COM CL A | 50,000 | $623,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P114 | *W EXP 99/99/999 | 500,000 | $620,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP | 53804F111 | *W EXP 05/08/202 | 632,500 | $620,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L110 | *W EXP 12/17/202 | 350,000 | $616,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 44,913 | $603,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 48,595 | $602,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 250,000 | $595,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145105 | SHS CL A | 50,000 | $588,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D115 | *W EXP 05/18/202 | 900,000 | $576,000 | thousands by filing date | |
| PANACEA ACQUISITION CORP | 698102100 | CL A | 49,998 | $560,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R122 | W EXP 06/21/202 | 270,000 | $559,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130115 | *W EXP 03/01/202 | 575,000 | $546,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B118 | *W EXP 11/15/202 | 1,750,000 | $543,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 53,000 | $538,000 | thousands by filing date | |
| PROPTECH ACQUISITION CORP | 74349F119 | *W EXP 05/26/202 | 325,000 | $536,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 50,000 | $530,000 | thousands by filing date | |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 50,000 | $528,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 50,000 | $525,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R120 | *W EXP 10/30/202 | 375,000 | $525,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884104 | COM CL A | 50,000 | $523,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744104 | SHS | 50,000 | $521,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 25,780 | $520,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y114 | COM | 50,000 | $520,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872117 | *W EXP 01/28/202 | 166,666 | $520,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 61,565 | $513,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 50,000 | $512,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 50,000 | $511,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 50,000 | $510,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 50,000 | $510,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 50,000 | $510,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 50,000 | $510,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130107 | COM | 50,000 | $509,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 50,000 | $507,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 50,000 | $504,000 | thousands by filing date | |
| SC HEALTH CORP | G78516203 | COM CL A | 50,000 | $504,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 50,000 | $503,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 25,000 | $502,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085107 | CL A | 50,000 | $502,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C103 | COM CL A | 50,000 | $501,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085115 | *W EXP 12/31/202 | 500,000 | $500,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 83,349 | $498,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 44,308 | $497,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 50,000 | $497,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402q100 | COM | 50,000 | $497,000 | thousands by filing date | |
| AMPLITUDE HEALTHCARE ACQUISITI | 03212a105 | COM | 50,000 | $496,000 | thousands by filing date | |
| GALILEO ACQUISITION CORP | G3770A102 | SHS | 50,000 | $495,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 39,908 | $494,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D108 | SHS | 50,000 | $493,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M106 | COM | 50,000 | $493,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C108 | CL A | 50,000 | $493,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 49,500 | $487,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 955,002 | $478,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 45,674 | $466,000 | thousands by filing date | |
| NEW FRONTIER HEALTH CORP | G6461G114 | *W EXP 11/30/202 | 240,847 | $424,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744112 | *W EXP 99/99/999 | 200,000 | $424,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784122 | *W EXP 08/27/202 | 96,666 | $423,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 54,239 | $421,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISTION CO | G31655122 | COM CL A | 39,999 | $418,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C117 | *W EXP 09/01/202 | 333,332 | $410,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 37,330 | $408,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 40,521 | $405,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195119 | *W EXP 05/27/202 | 416,666 | $404,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415124 | *W EXP 07/31/202 | 1,200,000 | $396,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F110 | *W EXP 09/18/202 | 200,000 | $390,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 400,000 | $387,000 | thousands by filing date | principal |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 27,784 | $384,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 325,000 | $382,000 | thousands by filing date | principal |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 9,969 | $367,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 34,152 | $352,000 | thousands by filing date | |
| SC HEALTH CORP | G78516401 | *W EXP 99/99/999 | 300,000 | $345,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 31,911 | $343,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 43,743 | $343,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 4,302 | $327,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 54,547 | $326,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761119 | *W EXP 06/21/202 | 275,000 | $325,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G113 | *W EXP 07/13/202 | 200,000 | $322,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 29,371 | $319,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 32,461 | $309,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 20,000 | $305,000 | thousands by filing date | |
| Collective Growth Corp | 19424L119 | W EXP 04/30/202 | 500,000 | $305,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 48,856 | $301,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y122 | *W EXP 99/99/999 | 166,666 | $300,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 22,366 | $292,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,474 | $289,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 31,951 | $289,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L110 | *W EXP 07/01/202 | 1,106,820 | $288,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q117 | *W EXP 05/15/202 | 250,000 | $288,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 38,172 | $278,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 625,000 | $275,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H113 | *W EXP 06/01/202 | 250,000 | $273,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 17,020 | $262,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q100 | COM CL A | 25,000 | $259,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 15,191 | $256,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 8,784 | $255,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G114 | *W EXP 07/02/202 | 116,666 | $255,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 3,000 | $254,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K128 | *W EXP 08/05/202 | 350,000 | $252,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513117 | *W EXP 01/17/202 | 200,000 | $250,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPORTUN CO | G28302126 | UNIT 08/18/2027 | 20,000 | $245,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 18,329 | $244,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L114 | *W EXP 08/02/202 | 400,000 | $244,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 20,416 | $243,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 12,700 | $242,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 16,996 | $237,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 38,028 | $236,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 16,487 | $235,000 | thousands by filing date | |
| AMPLITUDE HLTHCRE AQUSTIN CO | 03212A113 | *W EXP 12/01/202 | 187,500 | $233,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 16,599 | $231,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 34,442 | $224,000 | thousands by filing date | |
| InterPrivate Acquisition Corp | 46064A111 | INTERPRIVATE ACQUISITI -CW24 | 275,000 | $224,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 14,811 | $223,000 | thousands by filing date | |
| ROTH CH ACQUISITION I CO | 778675116 | *W EXP 01/28/202 | 210,000 | $216,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C111 | *W EXP 12/31/202 | 250,000 | $215,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 25,840 | $214,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 25,352 | $214,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A111 | *W EXP 04/01/202 | 475,000 | $214,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J119 | *W EXP 10/31/202 | 325,000 | $211,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-003064 | this filing | 2020-11-16 | acceptance time not in the bulk data set |