13F-HR/A filed by Advisory Alpha, LLC
Advisory Alpha, LLC filed this 13F-HR/A for the quarter ended 2020-09-30, filed 2020-11-16, with 721 holding rows worth $465,604,000.
- Accession
- 0001085146-20-003061
- Filer
- CIK 1576762
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, amendment of type restatement, 721 entries on the cover page, a total value of $465,604,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $465,601,000 with VALUE read as thousands by filing date, 13F file number 028-15942. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ILLUMINA INC | 452327109 | COM | 17 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 150 | $6,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 217 | $6,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 20 | $6,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 314 | $6,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 550 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 95 | $6,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 144 | $5,000 | thousands by filing date | |
| MGC | 921910873 | COM | 40 | $5,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 168 | $5,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 173 | $5,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 200 | $5,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 25 | $5,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 36 | $5,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 75 | $5,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 44 | $5,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 200 | $5,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 113 | $5,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 75 | $5,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 79 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 124 | $5,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 192 | $5,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 2,050 | $5,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 142 | $5,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 800 | $5,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 290 | $5,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 100 | $5,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 100 | $5,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 189 | $5,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 646 | $5,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 1,855 | $5,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 10 | $4,000 | thousands by filing date | call |
| HCA Healthcare Inc | 40412C101 | COM | 31 | $4,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 24 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 24 | $4,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 62 | $4,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 138 | $4,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 299 | $4,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 47 | $4,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 68 | $4,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 48 | $4,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 7 | $4,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 40 | $4,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 33 | $4,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 47 | $4,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 94 | $4,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 38 | $4,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 31 | $4,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 70 | $4,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 62 | $4,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 28 | $4,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 150 | $4,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 453 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 85 | $4,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 500 | $4,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 178 | $4,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 111 | $4,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 46 | $4,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 380 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 101 | $4,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 500 | $4,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 718 | $4,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 179 | $4,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1 | $3,000 | thousands by filing date | call |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 9 | $3,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 21 | $3,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 13 | $3,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 200 | $3,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 35 | $3,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 328 | $3,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 47 | $3,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 165 | $3,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 185 | $3,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 2 | $3,000 | thousands by filing date | call |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 34 | $3,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 75 | $3,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 230 | $3,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 200 | $3,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 12 | $3,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 70 | $3,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 40 | $3,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 40 | $3,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 120 | $3,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 98 | $3,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 375 | $3,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 100 | $3,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 89 | $3,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 56 | $3,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 40 | $3,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 25 | $3,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 67 | $3,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 302 | $3,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 58 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 98 | $3,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 134 | $3,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 175 | $3,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 18 | $2,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 30 | $2,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 500 | $2,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 41 | $2,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 80 | $2,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 24 | $2,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 20 | $2,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 34 | $2,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 34 | $2,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 392 | $2,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 45 | $2,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 14 | $2,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 15 | $2,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 14 | $2,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 23 | $2,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 95 | $2,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 31 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 21 | $2,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 50 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 82 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 31 | $2,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 100 | $2,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 17 | $2,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 15 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 87 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 25 | $2,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 23 | $2,000 | thousands by filing date | |
| MATCH GROUP INC NEW | 57667L107 | COM | 1 | $2,000 | thousands by filing date | call |
| MOHAWK INDS INC | 608190104 | COM | 17 | $2,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 108 | $2,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 100 | $2,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 317 | $2,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 19 | $2,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 99 | $2,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 24 | $2,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 43 | $2,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 101 | $2,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 17 | $2,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 143 | $2,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 100 | $2,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 625 | $2,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 480 | $2,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 43 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 13 | $1,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2 | $1,000 | thousands by filing date | call |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 2 | $1,000 | thousands by filing date | put |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 47 | $1,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 11 | $1,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 3 | $1,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 30 | $1,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 49 | $1,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 26 | $1,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 21 | $1,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 9 | $1,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 46 | $1,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 15 | $1,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 32 | $1,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 16 | $1,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 3 | $1,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 9 | $1,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 103 | $1,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 3 | $1,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 65 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 11 | $1,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 5 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 19 | $1,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 17 | $1,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 29 | $1,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 82 | $1,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 120 | $1,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 158 | $1,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 44 | $1,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 45 | $1,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 20 | $1,000 | thousands by filing date | |
| MATCH GROUP INC NEW | 57667L107 | COM | 10 | $1,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 48 | $1,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 11 | $1,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 74 | $1,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 126 | $1,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 91 | $1,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 22 | $1,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 47 | $1,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 10 | $1,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 222 | $1,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 51 | $1,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 41 | $1,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 55 | $1,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 144 | $1,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 7 | $1,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 20 | $1,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 29 | $1,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q105 | SIMP AF WORL ETF | 72 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 23 | $1,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 80 | $1,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A118 | *W EXP 01/31/202 | 100 | $1,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Visa Inc | 92826C839 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NOKIA CORP | 654902204 | SPONSORED ADR | 128 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACYS INC COM | 55616P104 | Stock | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TERADYNE INC COM | 880770102 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 491 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARES CAPITAL CORP | 04010L103 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIS BUDGET GROUP INC | 053774105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONTOOR BRANDS INC | 50050N103 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEXCEL CORP NEW | 428291108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNDER ARMOUR INC | 904311206 | CL C | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTELEMETRY INC | 090672106 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DNOW INC | 67011P100 | COMMON STOCK | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETFMG | 26924G508 | EXCHANGE TRADED | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-002767 | superseded | 2020-11-06 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-20-003061 | this filing | 2020-11-16 | acceptance time not in the bulk data set |