13F-HR filed by MARINER INVESTMENT GROUP LLC
MARINER INVESTMENT GROUP LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 38 holding rows worth $36,104,000.
- Accession
- 0001085146-20-002959
- Filer
- CIK 1096978
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 38 entries on the cover page, a total value of $36,104,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $36,104,000 with VALUE read as thousands by filing date, 13F file number 028-11231. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 5,640,000 | $5,296,000 | thousands by filing date | principal |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 31,300 | $3,384,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 222,995 | $2,470,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 186,125 | $2,269,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 195,000 | $2,192,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 298,876 | $2,179,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 231,672 | $2,011,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 121,353 | $1,900,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 223,202 | $1,870,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 98,173 | $1,226,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 75,352 | $1,108,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 80,951 | $931,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 96,692 | $793,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 92,495 | $768,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 56,096 | $666,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 48,421 | $650,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 66,711 | $614,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 49,360 | $554,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 93,681 | $550,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 45,678 | $549,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 102,467 | $495,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 30,000 | $441,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 31,725 | $392,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 30,000 | $371,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 28,003 | $342,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 24,252 | $328,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 20,071 | $279,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 21,075 | $278,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 25,000 | $273,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 15,478 | $208,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 13,630 | $177,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 68,935 | $158,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 303,300 | $151,000 | thousands by filing date | put |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 29,600 | $110,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 10,900 | $70,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 64,000 | $27,000 | thousands by filing date | put |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 17,000 | $22,000 | thousands by filing date | put |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 13,500 | $2,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-002959 | this filing | 2020-11-13 | acceptance time not in the bulk data set |