13F-HR filed by HAP Trading, LLC
HAP Trading, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 1,560 holding rows worth $2,028,873,000.
- Accession
- 0001085146-20-002931
- Filer
- CIK 1484972
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 1,560 entries on the cover page, a total value of $2,028,873,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,028,873,000 with VALUE read as thousands by filing date, 13F file number 028-15058. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 95,900 | $43,000 | thousands by filing date | call |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 83,000 | $43,000 | thousands by filing date | call |
| Anglogold Ashanti Plc | 035128206 | Common | 17,000 | $43,000 | thousands by filing date | put |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 12,600 | $42,000 | thousands by filing date | put |
| CLOROX CO DEL | 189054109 | COM | 208,700 | $42,000 | thousands by filing date | put |
| PAN AMERN SILVER CORP | 697900108 | COM | 44,600 | $42,000 | thousands by filing date | put |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 17,800 | $42,000 | thousands by filing date | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 181,600 | $42,000 | thousands by filing date | call |
| FRANCO NEV CORP COM | 351858105 | Stock | 10,100 | $42,000 | thousands by filing date | call |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 372,200 | $42,000 | thousands by filing date | call |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 43,800 | $42,000 | thousands by filing date | call |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 44,300 | $42,000 | thousands by filing date | call |
| Accenture Plc Class A | G1151C101 | COM | 15,600 | $41,000 | thousands by filing date | put |
| KEYCORP COM | 493267108 | Stock | 14,700 | $41,000 | thousands by filing date | put |
| NUTANIX INC CL A | 67059N108 | Stock | 12,800 | $41,000 | thousands by filing date | put |
| BXP INC COM | 101121101 | REIT | 27,900 | $41,000 | thousands by filing date | put |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 17,500 | $41,000 | thousands by filing date | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 80,600 | $41,000 | thousands by filing date | call |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 46,100 | $41,000 | thousands by filing date | call |
| LANDCADIA HLDGS II INC | 51476X105 | CL A | 14,500 | $41,000 | thousands by filing date | put |
| EMERSON ELEC CO COM | 291011104 | Stock | 16,200 | $40,000 | thousands by filing date | call |
| BARCLAYS PLC ADR | 06738E204 | ADR | 21,500 | $40,000 | thousands by filing date | put |
| SONOS INC | 83570H108 | COM | 11,400 | $40,000 | thousands by filing date | call |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 13,152 | $40,000 | thousands by filing date | put |
| BIG LOTS INC | 089302103 | COM | 15,400 | $40,000 | thousands by filing date | call |
| HAPPEN INC COM NEW | 52603A208 | Stock | 24,800 | $39,000 | thousands by filing date | put |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 11,100 | $39,000 | thousands by filing date | call |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 11,900 | $39,000 | thousands by filing date | put |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 19,000 | $39,000 | thousands by filing date | put |
| GENASYS INC | 36872P103 | CMN | 26,700 | $39,000 | thousands by filing date | call |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 65,500 | $38,000 | thousands by filing date | put |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 22,400 | $38,000 | thousands by filing date | put |
| SUNRUN INC | 86771W105 | COM | 348,200 | $38,000 | thousands by filing date | put |
| LIFE STORAGE INC | 53223X107 | COM | 44,100 | $38,000 | thousands by filing date | put |
| BLINK CHARGING CO | 09354A100 | COM | 23,800 | $37,000 | thousands by filing date | put |
| NORDSTROM INC | 655664100 | COM | 34,500 | $37,000 | thousands by filing date | call |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 45,600 | $37,000 | thousands by filing date | put |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 20,400 | $37,000 | thousands by filing date | put |
| BRINKER INTL INC COM | 109641100 | Stock | 17,500 | $36,000 | thousands by filing date | put |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 13,100 | $36,000 | thousands by filing date | call |
| MARATHON OIL CORP | 565849106 | COM | 22,100 | $36,000 | thousands by filing date | put |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 14,500 | $36,000 | thousands by filing date | put |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 31,700 | $35,000 | thousands by filing date | put |
| Concho Resources Inc. | 20605P101 | COM | 471,300 | $35,000 | thousands by filing date | call |
| PROVENTION BIO INC | 74374N102 | COM | 10,500 | $35,000 | thousands by filing date | call |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 111,800 | $35,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 36,100 | $34,000 | thousands by filing date | call |
| UNIQURE NV | N90064101 | SHS | 329,600 | $34,000 | thousands by filing date | call |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 22,600 | $34,000 | thousands by filing date | call |
| LOEWS CORP COM | 540424108 | Stock | 10,400 | $34,000 | thousands by filing date | put |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 84,060 | $34,000 | thousands by filing date | call |
| MARATHON OIL CORP | 565849106 | COM | 357,300 | $34,000 | thousands by filing date | call |
| L BRANDS INC | 501797104 | COM | 251,600 | $34,000 | thousands by filing date | put |
| YAMANA GOLD INC | 98462Y100 | COM | 49,300 | $34,000 | thousands by filing date | call |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 14,800 | $33,000 | thousands by filing date | call |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 11,900 | $33,000 | thousands by filing date | call |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 17,200 | $33,000 | thousands by filing date | put |
| CORTEVA INC COM | 22052L104 | Stock | 93,000 | $33,000 | thousands by filing date | put |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 13,300 | $33,000 | thousands by filing date | call |
| AUTODESK INC COM | 052769106 | Stock | 23,000 | $33,000 | thousands by filing date | put |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 25,100 | $33,000 | thousands by filing date | put |
| Amgen Inc. | 031162100 | COM | 14,900 | $32,000 | thousands by filing date | put |
| Southern Company | 842587107 | COM | 32,300 | $32,000 | thousands by filing date | call |
| MOSAIC CO COM | 61945C103 | Stock | 17,300 | $32,000 | thousands by filing date | call |
| DOLLAR TREE INC COM | 256746108 | Stock | 13,600 | $32,000 | thousands by filing date | call |
| CENTENE CORP DEL COM | 15135B101 | Stock | 16,600 | $32,000 | thousands by filing date | put |
| SSR MINING IN | 784730103 | COM | 17,300 | $32,000 | thousands by filing date | put |
| ZIFF DAVIS INC | 48123V102 | COM | 11,900 | $32,000 | thousands by filing date | put |
| FOOT LOCKER INC | 344849104 | COM | 12,200 | $32,000 | thousands by filing date | call |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 167,400 | $32,000 | thousands by filing date | put |
| Proshares Short S&P | 74347B425 | COM | 39,800 | $32,000 | thousands by filing date | call |
| FORTRESS VALUE ACQUISITION C | 34962V106 | COM CL A | 16,100 | $32,000 | thousands by filing date | call |
| HERSHEY CO COM | 427866108 | Stock | 14,800 | $31,000 | thousands by filing date | call |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 13,900 | $31,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 61,000 | $31,000 | thousands by filing date | put |
| BLOOMIN BRANDS INC | 094235108 | COM | 17,900 | $31,000 | thousands by filing date | call |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 17,200 | $31,000 | thousands by filing date | put |
| Applied Materials,Inc. | 038222105 | COM | 13,400 | $30,000 | thousands by filing date | put |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 245,000 | $30,000 | thousands by filing date | call |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 19,200 | $30,000 | thousands by filing date | put |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 16,000 | $30,000 | thousands by filing date | put |
| ADMA BIOLOGICS INC | 000899104 | COM | 90,400 | $30,000 | thousands by filing date | call |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 22,400 | $30,000 | thousands by filing date | put |
| HANESBRANDS INC | 410345102 | COM | 49,100 | $30,000 | thousands by filing date | put |
| MYLAN NV | N59465109 | SHS EURO | 138,700 | $30,000 | thousands by filing date | call |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 31,000 | $30,000 | thousands by filing date | put |
| MICHAELS COS INC | 59408Q106 | COM | 17,500 | $30,000 | thousands by filing date | call |
| RADA ELECTR INDS LTD | M81863124 | CMN | 33,000 | $30,000 | thousands by filing date | call |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 27,700 | $29,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 26,600 | $29,000 | thousands by filing date | call |
| AGNC INVT CORP COM | 00123Q104 | REIT | 87,600 | $29,000 | thousands by filing date | put |
| JETBLUE AWYS CORP | 477143101 | COM | 30,800 | $29,000 | thousands by filing date | call |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 61,100 | $29,000 | thousands by filing date | put |
| NN INC | 629337106 | COM | 100,000 | $29,000 | thousands by filing date | call |
| iShares Gold Trust | 464285105 | ISHARES | 18,500 | $29,000 | thousands by filing date | call |
| FISERV INC | 337738108 | COM | 12,000 | $28,000 | thousands by filing date | call |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 11,200 | $28,000 | thousands by filing date | call |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 13,900 | $28,000 | thousands by filing date | put |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 58,400 | $28,000 | thousands by filing date | put |
| CORECIVIC INC | 21871N101 | COM | 21,400 | $28,000 | thousands by filing date | put |
| ALPHA PRO TECH LTD | 020772109 | COM | 17,600 | $28,000 | thousands by filing date | put |
| YAMANA GOLD INC | 98462Y100 | COM | 45,300 | $28,000 | thousands by filing date | put |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 12,800 | $28,000 | thousands by filing date | put |
| EXELIXIS INC COM | 30161Q104 | Stock | 14,800 | $27,000 | thousands by filing date | call |
| PAGERDUTY INC COM | 69553P100 | Stock | 13,800 | $27,000 | thousands by filing date | call |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 29,200 | $27,000 | thousands by filing date | call |
| GROUPON INC | 399473206 | COM NEW | 19,815 | $27,000 | thousands by filing date | call |
| DAUCH CORP | 024061103 | COM | 11,400 | $27,000 | thousands by filing date | put |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 82,500 | $27,000 | thousands by filing date | call |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 53,700 | $27,000 | thousands by filing date | call |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 10,800 | $26,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 14,600 | $26,000 | thousands by filing date | call |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 30,600 | $26,000 | thousands by filing date | put |
| INVESCO LTD SHS | G491BT108 | Stock | 24,700 | $26,000 | thousands by filing date | put |
| GLOBUS MED INC CL A | 379577208 | Stock | 10,100 | $26,000 | thousands by filing date | put |
| DOVER CORP COM | 260003108 | Stock | 22,200 | $26,000 | thousands by filing date | put |
| ALBEMARLE CORP | 012653101 | COM | 10,500 | $26,000 | thousands by filing date | put |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 23,700 | $26,000 | thousands by filing date | call |
| Comcast Corp | 20030N101 | COM | 21,600 | $25,000 | thousands by filing date | put |
| PRECIGEN INC | 74017N105 | COM | 16,500 | $25,000 | thousands by filing date | put |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 16,600 | $25,000 | thousands by filing date | put |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 29,200 | $25,000 | thousands by filing date | put |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 23,800 | $25,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 179,700 | $25,000 | thousands by filing date | call |
| EROS INTL PLC | G3788M114 | SHS NEW | 77,700 | $25,000 | thousands by filing date | call |
| IBIO INC | 451033203 | COM NEW | 20,900 | $25,000 | thousands by filing date | put |
| FOX CORP CL A COM | 35137L105 | Stock | 28,100 | $24,000 | thousands by filing date | put |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 26,600 | $24,000 | thousands by filing date | call |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 60,600 | $24,000 | thousands by filing date | put |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 101,500 | $24,000 | thousands by filing date | call |
| NUCOR CORP COM | 670346105 | Stock | 38,100 | $23,000 | thousands by filing date | call |
| INVESCO LTD SHS | G491BT108 | Stock | 33,600 | $23,000 | thousands by filing date | call |
| REALTY INCOME CORP COM | 756109104 | REIT | 17,900 | $23,000 | thousands by filing date | call |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,261,900 | $23,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 15,700 | $23,000 | thousands by filing date | call |
| CERUS CORP | 157085101 | COM | 20,100 | $23,000 | thousands by filing date | call |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 35,900 | $23,000 | thousands by filing date | put |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 14,400 | $22,000 | thousands by filing date | put |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 14,100 | $22,000 | thousands by filing date | call |
| CHEESECAKE FACTORY INC | 163072101 | COM | 14,000 | $22,000 | thousands by filing date | put |
| EASTMAN KODAK CO | 277461406 | COM NEW | 41,200 | $22,000 | thousands by filing date | call |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 14,400 | $22,000 | thousands by filing date | call |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 20,400 | $22,000 | thousands by filing date | call |
| HEXO CORP | 428304109 | COM | 172,800 | $22,000 | thousands by filing date | call |
| EROS INTL PLC | G3788M114 | SHS NEW | 19,600 | $22,000 | thousands by filing date | put |
| CNH INDL N V SHS | N20944109 | Stock | 29,800 | $21,000 | thousands by filing date | put |
| INMODE LTD SHS | M5425M103 | Stock | 10,500 | $21,000 | thousands by filing date | call |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 15,800 | $21,000 | thousands by filing date | call |
| EDISON INTL COM | 281020107 | Stock | 17,100 | $21,000 | thousands by filing date | put |
| BLOCK H & R INC COM | 093671105 | Stock | 16,700 | $21,000 | thousands by filing date | put |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 26,700 | $21,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 120,600 | $21,000 | thousands by filing date | call |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 11,200 | $21,000 | thousands by filing date | put |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 16,700 | $21,000 | thousands by filing date | call |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 32,800 | $21,000 | thousands by filing date | put |
| RADIUS HEALTH INC | 750469207 | COM NEW | 32,000 | $21,000 | thousands by filing date | call |
| AFFIMED N V | N01045108 | COM | 27,100 | $21,000 | thousands by filing date | call |
| Boston Scientific Corporation | 101137107 | COM | 13,400 | $20,000 | thousands by filing date | put |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 17,300 | $20,000 | thousands by filing date | call |
| AES CORP COM | 00130H105 | Stock | 28,200 | $20,000 | thousands by filing date | call |
| RANGE RES CORP COM | 75281A109 | Stock | 15,700 | $20,000 | thousands by filing date | put |
| AGNC INVT CORP COM | 00123Q104 | REIT | 51,500 | $20,000 | thousands by filing date | call |
| SNAP INC | 83304A106 | CL A | 22,900 | $20,000 | thousands by filing date | put |
| PRECIGEN INC | 74017N105 | COM | 34,500 | $20,000 | thousands by filing date | call |
| APACHE CORP | 037411105 | COM | 72,700 | $20,000 | thousands by filing date | call |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 30,200 | $20,000 | thousands by filing date | call |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 23,800 | $20,000 | thousands by filing date | call |
| APHRIA INC | 03765K104 | COM | 10,300 | $20,000 | thousands by filing date | put |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 26,370 | $20,000 | thousands by filing date | call |
| REMARK HLDGS INC | 75955K102 | COM | 44,800 | $20,000 | thousands by filing date | put |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 20,000 | $19,000 | thousands by filing date | call |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 11,100 | $19,000 | thousands by filing date | put |
| CMB.TECH NV SHS | B38564108 | Stock | 304,900 | $19,000 | thousands by filing date | put |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 13,800 | $19,000 | thousands by filing date | call |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 31,100 | $19,000 | thousands by filing date | call |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 30,300 | $19,000 | thousands by filing date | put |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 12,500 | $19,000 | thousands by filing date | call |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 14,700 | $19,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 20,000 | $19,000 | thousands by filing date | put |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 44,700 | $19,000 | thousands by filing date | call |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 19,500 | $19,000 | thousands by filing date | put |
| PLANTRONICS INC NEW | 727493108 | COM | 11,000 | $19,000 | thousands by filing date | call |
| CHURCHILL CAP CORP III | 17144C104 | COM | 22,100 | $19,000 | thousands by filing date | call |
| NANTKWEST INC | 63016Q102 | COM | 23,800 | $19,000 | thousands by filing date | call |
| Charles Schwab Corp | 808513105 | COM | 19,600 | $18,000 | thousands by filing date | call |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 11,700 | $18,000 | thousands by filing date | put |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 32,200 | $18,000 | thousands by filing date | call |
| NEWELL BRANDS INC COM | 651229106 | Stock | 17,600 | $18,000 | thousands by filing date | call |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 11,200 | $18,000 | thousands by filing date | put |
| KROGER CO COM | 501044101 | Stock | 24,300 | $18,000 | thousands by filing date | put |
| DROPBOX INC CL A | 26210C104 | Stock | 18,000 | $18,000 | thousands by filing date | call |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 47,200 | $18,000 | thousands by filing date | call |
| ARBOR REALTY TRUST INC | 038923108 | COM | 21,700 | $18,000 | thousands by filing date | put |
| NIKOLA CORP | 654110105 | COM | 10,100 | $18,000 | thousands by filing date | call |
| FIREEYE INC | 31816Q101 | COM | 31,200 | $18,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 20,700 | $18,000 | thousands by filing date | call |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 15,800 | $18,000 | thousands by filing date | call |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 12,000 | $18,000 | thousands by filing date | call |
| SESEN BIO INC | 817763105 | COM | 37,600 | $18,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 16,900 | $17,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 28,200 | $17,000 | thousands by filing date | call |
| KROGER CO COM | 501044101 | Stock | 13,400 | $17,000 | thousands by filing date | call |
| BOX INC CL A | 10316T104 | Stock | 15,500 | $17,000 | thousands by filing date | call |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 19,500 | $17,000 | thousands by filing date | put |
| ENCORE CAP GROUP INC | 292554102 | COM | 13,400 | $17,000 | thousands by filing date | put |
| KOHLS CORP | 500255104 | COM | 29,100 | $17,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 26,800 | $17,000 | thousands by filing date | call |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 20,100 | $17,000 | thousands by filing date | put |
| KALA BIO INC COM | 483119103 | Stock | 16,100 | $17,000 | thousands by filing date | call |
| PARTY CITY HOLDCO INC | 702149105 | COM | 28,900 | $17,000 | thousands by filing date | call |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 18,600 | $16,000 | thousands by filing date | call |
| ISHARES TR | 464288687 | COM | 24,900 | $16,000 | thousands by filing date | call |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 11,600 | $16,000 | thousands by filing date | call |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 23,100 | $16,000 | thousands by filing date | call |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 15,100 | $16,000 | thousands by filing date | put |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 81,400 | $16,000 | thousands by filing date | call |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 20,100 | $16,000 | thousands by filing date | put |
| LENNAR CORP CL A | 526057104 | Stock | 15,900 | $16,000 | thousands by filing date | put |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 13,600 | $16,000 | thousands by filing date | call |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 10,900 | $16,000 | thousands by filing date | put |
| EVOLUS INC | 30052C107 | COM | 16,600 | $16,000 | thousands by filing date | call |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 185,300 | $16,000 | thousands by filing date | call |
| Matrix Service Company | 576853105 | COM | 11,100 | $16,000 | thousands by filing date | call |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 10,700 | $16,000 | thousands by filing date | call |
| DENNYS CORP | 24869P104 | COM | 15,100 | $16,000 | thousands by filing date | call |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 10,100 | $16,000 | thousands by filing date | call |
| ATHENEX INC | 04685N103 | COM | 15,000 | $16,000 | thousands by filing date | call |
| Charles Schwab Corp | 808513105 | COM | 16,300 | $15,000 | thousands by filing date | put |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 10,500 | $15,000 | thousands by filing date | call |
| CONAGRA FOODS INC | 205887102 | COM | 74,400 | $15,000 | thousands by filing date | put |
| KINROSS GOLD CORP | 496902404 | COM | 32,000 | $15,000 | thousands by filing date | put |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 24,600 | $15,000 | thousands by filing date | put |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 14,000 | $15,000 | thousands by filing date | call |
| BP PLC SPONSORED ADR | 055622104 | ADR | 116,700 | $15,000 | thousands by filing date | call |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 20,100 | $15,000 | thousands by filing date | call |
| GAP INC COM | 364760108 | Stock | 15,000 | $15,000 | thousands by filing date | put |
| OVINTIV INC | 69047Q102 | COM | 23,980 | $15,000 | thousands by filing date | call |
| RED ROCK RESORTS INC | 75700L108 | CL A | 14,000 | $15,000 | thousands by filing date | call |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 13,900 | $15,000 | thousands by filing date | call |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 13,700 | $15,000 | thousands by filing date | put |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 21,900 | $15,000 | thousands by filing date | put |
| iShares Gold Trust | 464285105 | ISHARES | 13,000 | $15,000 | thousands by filing date | put |
| CONAGRA FOODS INC | 205887102 | COM | 13,900 | $14,000 | thousands by filing date | call |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 10,100 | $14,000 | thousands by filing date | put |
| PHILLIPS 66 COM | 718546104 | Stock | 15,300 | $14,000 | thousands by filing date | call |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 11,200 | $14,000 | thousands by filing date | call |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 17,300 | $14,000 | thousands by filing date | put |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 11,300 | $14,000 | thousands by filing date | call |
| ISHARES TR | 464288752 | US HOME CONS ETF | 18,800 | $14,000 | thousands by filing date | put |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 17,500 | $14,000 | thousands by filing date | put |
| FLIR SYS INC | 302445101 | COM | 147,400 | $14,000 | thousands by filing date | call |
| 8X8 INC | 282914100 | COMMON STOCK | 20,200 | $14,000 | thousands by filing date | put |
| IVERIC BIO INC | 46583P102 | COM | 16,700 | $14,000 | thousands by filing date | call |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 10,300 | $14,000 | thousands by filing date | call |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 12,300 | $13,000 | thousands by filing date | put |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 25,100 | $13,000 | thousands by filing date | put |
| COEUR MNG INC COM NEW | 192108504 | Stock | 17,500 | $13,000 | thousands by filing date | put |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 18,300 | $13,000 | thousands by filing date | put |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 23,500 | $13,000 | thousands by filing date | call |
| CORMEDIX INC COM | 21900C308 | Stock | 17,100 | $13,000 | thousands by filing date | call |
| RADIAN GROUP INC COM | 750236101 | Stock | 11,800 | $13,000 | thousands by filing date | put |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 17,900 | $13,000 | thousands by filing date | put |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 82,400 | $13,000 | thousands by filing date | put |
| PAYSIGN INC | 70451A104 | COM | 18,300 | $13,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 14,100 | $13,000 | thousands by filing date | put |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 76,900 | $13,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652406 | COM | 10,900 | $13,000 | thousands by filing date | put |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 22,100 | $13,000 | thousands by filing date | put |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 10,000 | $13,000 | thousands by filing date | put |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 11,500 | $13,000 | thousands by filing date | put |
| GRUBHUB INC | 400110102 | COM | 11,000 | $13,000 | thousands by filing date | put |
| U S SILICA HLDGS INC | 90346E103 | COM | 10,200 | $13,000 | thousands by filing date | put |
| RED ROCK RESORTS INC | 75700L108 | CL A | 22,800 | $13,000 | thousands by filing date | put |
| AXT INC | 00246W103 | COM | 10,700 | $13,000 | thousands by filing date | call |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 15,600 | $13,000 | thousands by filing date | call |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 12,600 | $13,000 | thousands by filing date | call |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 32,200 | $13,000 | thousands by filing date | put |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 30,700 | $13,000 | thousands by filing date | call |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 10,500 | $12,000 | thousands by filing date | put |
| Schlumberger Limited | 806857108 | COM | 49,100 | $12,000 | thousands by filing date | call |
| EXELIXIS INC COM | 30161Q104 | Stock | 14,400 | $12,000 | thousands by filing date | put |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 24,900 | $12,000 | thousands by filing date | put |
| AFLAC INC COM | 001055102 | Stock | 11,100 | $12,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 22,300 | $12,000 | thousands by filing date | put |
| CARETRUST REIT INC COM | 14174T107 | REIT | 55,400 | $12,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 41,100 | $12,000 | thousands by filing date | call |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 37,800 | $12,000 | thousands by filing date | call |
| FUELCELL ENERGY INC | 35952H601 | COM | 23,000 | $12,000 | thousands by filing date | put |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 11,700 | $12,000 | thousands by filing date | put |
| United States Brent Oil Fund L | 91167Q100 | COM | 21,100 | $12,000 | thousands by filing date | call |
| DIREXION SHS TR ETF DAILY S&P OIL & GAS EXP & PROD BULL 2X | 25460G500 | ETF | 23,142 | $12,000 | thousands by filing date | call |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 14,900 | $12,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 21,140 | $12,000 | thousands by filing date | call |
| DIEBOLD NXDF INC | 253651103 | COM | 28,000 | $12,000 | thousands by filing date | put |
| ETFMG | 26924G508 | EXCHANGE TRADED | 115,500 | $12,000 | thousands by filing date | call |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 12,100 | $12,000 | thousands by filing date | put |
| SILVERCREST METALS INC | 828363101 | COM | 12,200 | $12,000 | thousands by filing date | put |
| AG MTG INVT TR INC | 001228105 | COM | 14,600 | $12,000 | thousands by filing date | put |
| MUSTANG BIO INC | 62818Q104 | COM | 20,400 | $12,000 | thousands by filing date | call |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 11,600 | $11,000 | thousands by filing date | put |
| ISHARES TR | 464287457 | COM | 16,800 | $11,000 | thousands by filing date | put |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 17,000 | $11,000 | thousands by filing date | call |
| ENBRIDGE INC COM | 29250N105 | Stock | 70,400 | $11,000 | thousands by filing date | call |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 75,300 | $11,000 | thousands by filing date | call |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 11,700 | $11,000 | thousands by filing date | put |
| DAUCH CORP | 024061103 | COM | 406,200 | $11,000 | thousands by filing date | call |
| Aussie $ ETF | 46090N103 | ETF | 11,800 | $11,000 | thousands by filing date | put |
| Canadian $ ETF | 46138T104 | ETF | 12,200 | $11,000 | thousands by filing date | put |
| STRATASYS LTD | M85548101 | SHS | 38,300 | $11,000 | thousands by filing date | call |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 13,800 | $11,000 | thousands by filing date | put |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 23,100 | $11,000 | thousands by filing date | call |
| NEXTCURE INC | 65343E108 | COM | 11,800 | $11,000 | thousands by filing date | call |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 21,700 | $11,000 | thousands by filing date | call |
| GENPREX INC | 372446104 | COM | 18,300 | $11,000 | thousands by filing date | call |
| ARCIMOTO INC | 039587100 | COM | 18,300 | $11,000 | thousands by filing date | call |
| Lowes Companies,Inc. | 548661107 | COM | 12,900 | $10,000 | thousands by filing date | put |
| CORNING INC | 219350105 | COM | 12,500 | $10,000 | thousands by filing date | put |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 31,100 | $10,000 | thousands by filing date | call |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 10,600 | $10,000 | thousands by filing date | put |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 16,000 | $10,000 | thousands by filing date | put |
| CNX RES CORP COM | 12653C108 | Stock | 106,580 | $10,000 | thousands by filing date | call |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 28,600 | $10,000 | thousands by filing date | call |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 23,900 | $10,000 | thousands by filing date | call |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 27,300 | $10,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 61,120 | $10,000 | thousands by filing date | call |
| B & G FOODS INC | 05508R106 | COM | 10,000 | $10,000 | thousands by filing date | put |
| GOLAR LNG LTD | G9456A100 | SHS | 19,700 | $10,000 | thousands by filing date | call |
| NOBLE ENERGY INC | 655044105 | COM | 80,000 | $10,000 | thousands by filing date | call |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 10,200 | $10,000 | thousands by filing date | put |
| NEWAGE INC | 650194103 | COMMON STOCK | 33,700 | $10,000 | thousands by filing date | call |
| DENNYS CORP | 24869P104 | COM | 11,800 | $10,000 | thousands by filing date | put |
| AGENUS INC | 00847G705 | COM NEW | 26,200 | $10,000 | thousands by filing date | call |
| QIWI PLC | 74735M108 | SPON ADR REP B | 20,800 | $10,000 | thousands by filing date | put |
| AZUL S A | 05501U106 | OPT | 11,500 | $10,000 | thousands by filing date | call |
| ATHERSYS INC | 04744L106 | COM | 16,400 | $10,000 | thousands by filing date | put |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 24,600 | $10,000 | thousands by filing date | call |
| Eaton Corp. Plc | G29183103 | COM | 12,000 | $9,000 | thousands by filing date | put |
| NOKIA CORP | 654902204 | SPONSORED ADR | 85,100 | $9,000 | thousands by filing date | call |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 11,900 | $9,000 | thousands by filing date | call |
| MATADOR RES CO COM | 576485205 | Stock | 101,600 | $9,000 | thousands by filing date | call |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 25,700 | $9,000 | thousands by filing date | call |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 10,400 | $9,000 | thousands by filing date | call |
| EVERPURE INC CL A | 74624M102 | Stock | 11,000 | $9,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 10,200 | $9,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 328,300 | $9,000 | thousands by filing date | call |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 13,500 | $9,000 | thousands by filing date | call |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 43,100 | $9,000 | thousands by filing date | call |
| ARES CAPITAL CORP | 04010L103 | COM | 32,500 | $9,000 | thousands by filing date | call |
| OLIN CORP | 680665205 | COM PAR $1 | 18,600 | $9,000 | thousands by filing date | call |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 19,200 | $9,000 | thousands by filing date | put |
| COTY INC | 222070203 | COM CL A | 63,700 | $9,000 | thousands by filing date | call |
| ZIFF DAVIS INC | 48123V102 | COM | 12,600 | $9,000 | thousands by filing date | call |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 10,600 | $9,000 | thousands by filing date | put |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 14,900 | $9,000 | thousands by filing date | call |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 19,300 | $9,000 | thousands by filing date | call |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 50,000 | $9,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25460E661 | CMN | 29,700 | $9,000 | thousands by filing date | call |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 11,300 | $9,000 | thousands by filing date | call |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 81,100 | $9,000 | thousands by filing date | put |
| SmileDirectClub Inc | 83192H106 | COM | 15,600 | $9,000 | thousands by filing date | put |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 29,144 | $9,000 | thousands by filing date | call |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 17,100 | $9,000 | thousands by filing date | call |
| Ampio Pharmaceuticals | 03209T109 | COM | 43,600 | $9,000 | thousands by filing date | call |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 14,400 | $8,000 | thousands by filing date | call |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 18,500 | $8,000 | thousands by filing date | call |
| CIENA CORP COM NEW | 171779309 | Stock | 13,200 | $8,000 | thousands by filing date | call |
| EXELON CORP COM | 30161N101 | Stock | 14,900 | $8,000 | thousands by filing date | call |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 50,700 | $8,000 | thousands by filing date | call |
| ADMA BIOLOGICS INC | 000899104 | COM | 11,200 | $8,000 | thousands by filing date | put |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 12,400 | $8,000 | thousands by filing date | call |
| TANGER INC | 875465106 | COM | 19,100 | $8,000 | thousands by filing date | call |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 22,100 | $8,000 | thousands by filing date | call |
| EVERI HLDGS INC | 30034T103 | COM | 10,600 | $8,000 | thousands by filing date | call |
| Gulfport Energy | 402635304 | COM | 61,000 | $8,000 | thousands by filing date | call |
| EDGIO INC | 53261M104 | COM | 10,600 | $8,000 | thousands by filing date | put |
| IDEANOMICS INC | 45166V106 | COM | 51,000 | $8,000 | thousands by filing date | call |
| NEOPHOTONICS CORP | 64051T100 | COM | 21,200 | $8,000 | thousands by filing date | call |
| iShares MSCI Mexico ETF | 464286822 | SHS | 11,500 | $7,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 18,100 | $7,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 93,000 | $7,000 | thousands by filing date | call |
| PPL CORP COM | 69351T106 | Stock | 12,700 | $7,000 | thousands by filing date | call |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 13,820 | $7,000 | thousands by filing date | put |
| FUELCELL ENERGY INC | 35952H601 | COM | 43,700 | $7,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 67,000 | $7,000 | thousands by filing date | call |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 34,500 | $7,000 | thousands by filing date | call |
| HEXO CORP | 428304109 | COM | 12,200 | $7,000 | thousands by filing date | put |
| AMYRIS INC | 03236M200 | COM NEW | 32,000 | $7,000 | thousands by filing date | call |
| MEI PHARMA INC | 55279B202 | COM NEW | 23,200 | $7,000 | thousands by filing date | call |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 15,600 | $7,000 | thousands by filing date | call |
| SIENTRA INC | 82621J105 | COM | 11,600 | $7,000 | thousands by filing date | call |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 14,800 | $7,000 | thousands by filing date | call |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 12,600 | $7,000 | thousands by filing date | put |
| iShares MSCI Japan ETF | 46434G822 | SHS | 13,100 | $6,000 | thousands by filing date | call |
| ISHARES TR | 464287457 | COM | 36,200 | $6,000 | thousands by filing date | call |
| CANADIANNATLRYCOF | 136375102 | STOK | 10,500 | $6,000 | thousands by filing date | put |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 15,100 | $6,000 | thousands by filing date | call |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 24,100 | $6,000 | thousands by filing date | call |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 19,900 | $6,000 | thousands by filing date | call |
| ATI INC COM | 01741R102 | Stock | 14,700 | $6,000 | thousands by filing date | call |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 19,300 | $6,000 | thousands by filing date | call |
| CRONOS GROUP INC | 22717L101 | COM | 118,000 | $6,000 | thousands by filing date | call |
| REDWOOD TRUST INC | 758075402 | COM | 19,400 | $6,000 | thousands by filing date | call |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 17,964 | $6,000 | thousands by filing date | call |
| SEALED AIR CORP NEW | 81211K100 | COM | 13,000 | $6,000 | thousands by filing date | put |
| Mallinckrodt Plc | G5785G107 | SHS | 56,200 | $6,000 | thousands by filing date | call |
| NEKTAR THERAPEUTICS | 640268108 | COM | 12,000 | $6,000 | thousands by filing date | call |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 19,700 | $6,000 | thousands by filing date | call |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 14,000 | $6,000 | thousands by filing date | call |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 11,300 | $6,000 | thousands by filing date | call |
| REDFIN CORP | 75737F108 | COM | 14,800 | $6,000 | thousands by filing date | put |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 91,300 | $6,000 | thousands by filing date | call |
| GAN LTD | G3728V109 | SHS | 16,000 | $6,000 | thousands by filing date | call |
| DURECT CORP | 266605104 | COM | 16,800 | $6,000 | thousands by filing date | call |
| AG MTG INVT TR INC | 001228105 | COM | 48,900 | $6,000 | thousands by filing date | call |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 22,300 | $6,000 | thousands by filing date | call |
| ATHENEX INC | 04685N103 | COM | 12,200 | $6,000 | thousands by filing date | put |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 20,700 | $6,000 | thousands by filing date | call |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 11,700 | $6,000 | thousands by filing date | call |
| Booking Holdings Inc. | 09857L108 | COM | 102,900 | $5,000 | thousands by filing date | put |
| GERON CORP | 374163103 | COM | 30,800 | $5,000 | thousands by filing date | call |
| ONEOK INC NEW | 682680103 | COM | 18,400 | $5,000 | thousands by filing date | call |
| ADT INC DEL COM | 00090Q103 | Stock | 11,700 | $5,000 | thousands by filing date | call |
| CNH INDL N V SHS | N20944109 | Stock | 10,900 | $5,000 | thousands by filing date | call |
| RANGE RES CORP COM | 75281A109 | Stock | 12,500 | $5,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 38,200 | $5,000 | thousands by filing date | call |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 14,800 | $5,000 | thousands by filing date | put |
| CMB.TECH NV SHS | B38564108 | Stock | 25,700 | $5,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 48,400 | $5,000 | thousands by filing date | call |
| LADDER CAP CORP CL A | 505743104 | REIT | 20,000 | $5,000 | thousands by filing date | call |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 15,400 | $5,000 | thousands by filing date | put |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 10,100 | $5,000 | thousands by filing date | put |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 11,400 | $5,000 | thousands by filing date | put |
| COSTAMARE INC | Y1771G102 | SHS | 12,100 | $5,000 | thousands by filing date | call |
| MACERICH CO | 554382101 | COM | 33,300 | $5,000 | thousands by filing date | call |
| DANA INC | 235825205 | COM | 13,000 | $5,000 | thousands by filing date | call |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 12,000 | $5,000 | thousands by filing date | call |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 40,900 | $5,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F104 | COM SER A | 13,900 | $5,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 65,800 | $5,000 | thousands by filing date | call |
| SINA CORP | G81477104 | ORD | 12,900 | $5,000 | thousands by filing date | put |
| IMAX CORP | 45245E109 | COM | 11,000 | $5,000 | thousands by filing date | call |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 252,900 | $5,000 | thousands by filing date | put |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 27,100 | $5,000 | thousands by filing date | call |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 10,400 | $5,000 | thousands by filing date | call |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 14,400 | $5,000 | thousands by filing date | call |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 12,700 | $5,000 | thousands by filing date | call |
| EDGIO INC | 53261M104 | COM | 10,500 | $5,000 | thousands by filing date | call |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 22,300 | $5,000 | thousands by filing date | call |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 20,200 | $5,000 | thousands by filing date | call |
| MCEWEN MNG INC | 58039P107 | COM | 54,600 | $5,000 | thousands by filing date | call |
| CHANNELADVISOR CORP | 159179100 | COM | 10,200 | $5,000 | thousands by filing date | call |
| ENDO INTL PLC | G30401106 | SHS | 28,900 | $5,000 | thousands by filing date | call |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 29,300 | $5,000 | thousands by filing date | call |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 34,300 | $5,000 | thousands by filing date | call |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 15,100 | $5,000 | thousands by filing date | call |
| LIPOCINE INC NEW | 53630X104 | CMN | 22,700 | $5,000 | thousands by filing date | call |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 11,900 | $4,000 | thousands by filing date | put |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 11,900 | $4,000 | thousands by filing date | call |
| CORMEDIX INC COM | 21900C308 | Stock | 12,100 | $4,000 | thousands by filing date | put |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 23,300 | $4,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 72,600 | $4,000 | thousands by filing date | call |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 32,900 | $4,000 | thousands by filing date | call |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 10,100 | $4,000 | thousands by filing date | put |
| SASOL LTD | 803866300 | SPONSORED ADR | 13,000 | $4,000 | thousands by filing date | call |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 17,700 | $4,000 | thousands by filing date | call |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 17,800 | $4,000 | thousands by filing date | call |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 14,200 | $4,000 | thousands by filing date | call |
| MFA FINL INC | 55272X102 | COM | 64,600 | $4,000 | thousands by filing date | call |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 16,600 | $4,000 | thousands by filing date | put |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 10,000 | $4,000 | thousands by filing date | call |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 20,700 | $4,000 | thousands by filing date | call |
| CARA THERAPEUTICS INC | 140755109 | COM | 13,400 | $4,000 | thousands by filing date | call |
| ATHERSYS INC | 04744L106 | COM | 42,100 | $4,000 | thousands by filing date | call |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 15,300 | $4,000 | thousands by filing date | call |
| IRON MTN INC DEL COM | 46284V101 | REIT | 10,100 | $3,000 | thousands by filing date | call |
| KEYCORP COM | 493267108 | Stock | 10,800 | $3,000 | thousands by filing date | call |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 11,400 | $3,000 | thousands by filing date | call |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 14,900 | $3,000 | thousands by filing date | call |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 11,300 | $3,000 | thousands by filing date | call |
| CONDUENT INC | 206787103 | COM | 11,600 | $3,000 | thousands by filing date | call |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 38,210 | $3,000 | thousands by filing date | call |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 28,200 | $3,000 | thousands by filing date | call |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 14,900 | $3,000 | thousands by filing date | call |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 10,700 | $3,000 | thousands by filing date | put |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 11,200 | $3,000 | thousands by filing date | call |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 41,500 | $3,000 | thousands by filing date | call |
| INTERPUBLIC GROUP COS | 460690100 | COM | 11,000 | $3,000 | thousands by filing date | call |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 18,300 | $3,000 | thousands by filing date | call |
| Galiano Gold Inc | 36352H100 | COM | 27,000 | $3,000 | thousands by filing date | call |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 12,200 | $3,000 | thousands by filing date | call |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 15,400 | $3,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 13,600 | $3,000 | thousands by filing date | call |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 17,600 | $3,000 | thousands by filing date | call |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 20,200 | $3,000 | thousands by filing date | call |
| ANTARES PHARMA INC | 036642106 | COM | 11,900 | $3,000 | thousands by filing date | put |
| Ampio Pharmaceuticals | 03209T109 | COM | 10,100 | $3,000 | thousands by filing date | put |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 103,000 | $3,000 | thousands by filing date | call |
| HUDSON LTD | G46408103 | COM CL A | 15,500 | $3,000 | thousands by filing date | call |
| BAUDAX BIO INC | 07160F107 | COM | 22,200 | $3,000 | thousands by filing date | call |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 12,000 | $2,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-002931 | this filing | 2020-11-13 | acceptance time not in the bulk data set |