13F-HR filed by OPPENHEIMER ASSET MANAGEMENT INC.
OPPENHEIMER ASSET MANAGEMENT INC. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 1,090 holding rows worth $5,150,437,000.
- Accession
- 0001085146-20-002929
- Filer
- CIK 1269119
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, 3,548 entries on the cover page, a total value of $5,150,437,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,150,437,000 with VALUE read as thousands by filing date, 13F file number 028-10748. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerALKEON CAPITAL MANAGEMENT LLC028-10451
- included managerACR Alpine Capital Research
- included managerAlger
- included managerAncora Advisors
- included managerApex Capital
- included managerAtalanta Sosnoff Capital
- included managerAtlanta Capital Management
- included managerBahl & Gaynor
- included managerBrandes Investment Partners
- included managerCambiar Investors
- included managerCauseway Capital Management
- included managerChautauqua Capital Management
- included managerChurchill Management Group
- included managerClearBridge Advisors
- included managerClarkston Caplital Partners
- included managerCampbell Newman Asset Mgmt
- included managerConfluence Investment Mgmt
- included managerCohen And Steers
- included managerColumbia Management
- included managerCongress Asset Management
- included managerCove Street Capital
- included managerCramer Rosenthal McGlynn
- included managerDavis Advisors
- included managerDelaware Capital Management
- included managerDeRoy & Deveraux
- included managerDearborn Partners
- included managerEarnest Partners
- included managerEaton Vance
- included managerEpoch Investment
- included managerFPA First Pacific Advisors
- included managerGood Harbor Financial
- included managerGW&K Investment Management
- included managerHarding Loevner Managed Accts
- included managerInvesco Advisors
- included managerThe Ithaka Group
- included managerJennison Associates
- included managerLyrical Asset Management
- included managerMacKay Shields
- included managerMadison Investment Advisors
- included managerMetWest Capital Management
- included managerMiller Howard
- included managerMontag & Caldwell
- included managerMount Lucas Management
- included managerOak Ridge Investments
- included managerPenn Capital
- included managerPoplar Forest Capital
- included managerReinhart Partners
- included managerRiverbridge Partners
- included managerRNC Genter Capital Mgmt
- included managerRoosevelt Investment Group
- included managerSage Advisory Services
- included managerSalient Capital Advisors
- included managerSaratogaRIM
- included managerSchafer Cullen Capital Mgmt
- included managerSeaview Global Advisors
- included managerSecurity Capital
- included managerStephens Inv Mgt
- included managerSouthernSun Asset Mgmt
- included managerThornburg Investment Management
- included managerTorray
- included manager12th Street Asset Mgmt
- included managerWasatch Advisors
- included managerAnchor Capital
- included managerAmundi Pioneer
- included managerDF Dent
- included managerFederated
- included managerLateef Investment
- included managerPolen Capital
- included managerSGA
- included managerSpyglass
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,704 | $230,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 2,642 | $229,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 1,111 | $229,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 5,459 | $229,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 61,000 | $229,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 4,094 | $228,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 1,352 | $225,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,800 | $224,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 2,988 | $223,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 20,525 | $222,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 5,608 | $219,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 5,379 | $218,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 20,574 | $216,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 2,774 | $216,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 4,728 | $214,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 4,614 | $214,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 2,537 | $212,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 6,411 | $211,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 1,489 | $210,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 15,499 | $207,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 4,287 | $206,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 4,739 | $205,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 2,911 | $205,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 4,646 | $204,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 6,307 | $203,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 9,104 | $202,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 45,696 | $202,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 9,198 | $202,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 74,000 | $201,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 6,421 | $200,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 10,546 | $183,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 28,000 | $183,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 45,285 | $177,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 10,689 | $176,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAC9 | NOTE 1.375% 5/1 | 42,000 | $171,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 15,379 | $170,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 19,878 | $168,000 | thousands by filing date | |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 50,000 | $168,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 18,766 | $149,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 14,381 | $147,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 12,938 | $144,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 17,410 | $142,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 51,000 | $142,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 19,048 | $138,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 15,520 | $134,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 14,789 | $133,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 52,000 | $131,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 16,067 | $128,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 49,890 | $128,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 11,902 | $126,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 34,000 | $123,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 76,000 | $121,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 12,271 | $119,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 12,399 | $117,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 76,000 | $117,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 75,000 | $116,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 10,121 | $114,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 11,434 | $114,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 87,000 | $114,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 78,000 | $113,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C104 | COM | 10,792 | $111,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 31,000 | $104,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 13,993 | $101,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 72,000 | $101,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 78,000 | $100,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 72,000 | $99,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 98,000 | $96,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 15,760 | $92,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 88,000 | $92,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 96,000 | $88,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 50,947 | $88,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 67,000 | $86,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 79,000 | $82,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 68,000 | $81,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 72,000 | $79,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 72,000 | $78,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 22,320 | $77,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 73,000 | $75,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 73,000 | $74,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 19,201 | $62,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 50,000 | $57,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 46,000 | $52,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 45,000 | $47,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 48,000 | $47,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 28,000 | $44,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAK3 | NOTE 6.750% 2/1 | 54,000 | $44,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 41,000 | $42,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 30,000 | $36,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 30,000 | $24,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 29,000 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-002929 | this filing | 2020-11-13 | acceptance time not in the bulk data set |