13F-HR filed by Cresset Asset Management, LLC
Cresset Asset Management, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 712 holding rows worth $5,352,995,000.
- Accession
- 0001085146-20-002925
- Filer
- CIK 1761013
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 712 entries on the cover page, a total value of $5,352,995,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,352,995,000 with VALUE read as thousands by filing date, 13F file number 028-19305. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerKLPD Ventures, LLC028-15664
- included managerWingate Andrew D.028-15665
- included managerFalk Lucinda028-15663
- included managerKLP Enterprises, LLC028-15666
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 4,917 | $312,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 2,086 | $312,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 4,009 | $311,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 15,035 | $311,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 4,141 | $310,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 7,057 | $305,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 5,071 | $302,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 5,242 | $302,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 15,301 | $301,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 4,540 | $301,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 4,618 | $301,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 5,683 | $301,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 10,005 | $300,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 2,121 | $300,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 4,297 | $299,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,348 | $298,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 7,050 | $298,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,181 | $298,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 5,440 | $295,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,577 | $295,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 3,111 | $295,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 887 | $295,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 3,823 | $294,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 5,221 | $294,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,381 | $291,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 4,724 | $291,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 3,990 | $290,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 4,679 | $288,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 880 | $288,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 2,369 | $287,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 127,016 | $287,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 17,140 | $286,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,861 | $286,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 1,995 | $285,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 1,574 | $285,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 6,059 | $284,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 2,254 | $283,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 857 | $281,000 | thousands by filing date | |
| MATCH GROUP INC NEW | 57667L107 | COM | 2,504 | $277,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 4,068 | $275,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 37,247 | $275,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 12,334 | $273,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 660 | $272,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 933 | $272,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 16,121 | $271,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 1,757 | $270,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 5,387 | $269,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 2,754 | $269,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 21,731 | $269,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 1,875 | $268,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 3,898 | $268,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 7,979 | $262,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 3,376 | $262,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 3,480 | $261,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 1,472 | $261,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 3,233 | $260,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 4,088 | $259,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 4,171 | $258,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 3,895 | $258,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 93,752 | $257,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 17,469 | $257,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 4,876 | $254,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 4,560 | $254,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,795 | $253,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 7,489 | $253,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 7,741 | $252,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 6,978 | $251,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 3,122 | $250,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 1,387 | $248,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 750 | $247,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 209 | $247,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 9,972 | $247,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 4,123 | $245,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 11,491 | $245,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 2,012 | $245,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 2,489 | $244,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 866 | $243,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 2,552 | $243,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 4,449 | $241,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,567 | $241,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,768 | $240,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 2,293 | $240,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 1,740 | $239,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,463 | $238,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 19,077 | $238,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 8,385 | $237,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 5,901 | $235,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,973 | $231,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 4,095 | $231,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 2,092 | $231,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 12,747 | $231,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 12,817 | $229,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 4,028 | $229,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,110 | $229,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 6,338 | $228,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 1,287 | $227,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 4,000 | $226,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 3,437 | $225,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 632 | $225,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 6,228 | $225,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 6,064 | $225,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 57,460 | $224,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 5,723 | $223,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 2,363 | $222,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 6,108 | $222,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,804 | $222,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 3,839 | $222,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 12,889 | $221,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 4,235 | $221,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 4,497 | $220,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 3,162 | $220,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 3,653 | $220,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 1,910 | $220,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,725 | $219,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,548 | $218,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 2,429 | $218,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 54,739 | $218,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 3,678 | $218,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,342 | $217,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 5,904 | $216,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 9,388 | $216,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 2,395 | $216,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 5,438 | $216,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 2,430 | $213,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 5,544 | $212,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 773 | $212,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 1,521 | $212,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 5,110 | $212,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 3,068 | $212,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 1,714 | $210,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 4,109 | $210,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 3,897 | $210,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 2,228 | $209,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 9,900 | $208,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 9,584 | $208,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 4,645 | $208,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 3,165 | $207,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 1,086 | $206,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 1,696 | $206,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 2,449 | $206,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 5,404 | $203,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 18,607 | $203,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 4,588 | $203,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 3,277 | $202,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,157 | $202,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 2,630 | $202,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 2,875 | $201,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 3,152 | $200,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 1,089 | $200,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,874 | $200,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 4,921 | $200,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 30,000 | $200,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 75,000 | $195,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 12,051 | $189,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 10,156 | $188,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 12,226 | $185,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 20,726 | $183,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 19,186 | $181,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 20,031 | $181,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 12,074 | $178,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 16,337 | $178,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 12,544 | $169,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 13,710 | $168,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 24,864 | $166,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 21,567 | $166,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 11,475 | $164,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 34,744 | $159,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 12,871 | $159,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 13,111 | $158,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 12,414 | $152,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 18,233 | $151,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 20,516 | $151,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 10,000 | $149,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 19,345 | $137,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 10,000 | $121,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542117 | *W EXP 01/17/202 | 18,750 | $119,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 23,803 | $118,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 11,535 | $115,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 11,057 | $107,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 11,070 | $106,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 16,500 | $103,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 29,357 | $100,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 20,941 | $98,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 10,485 | $98,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 24,521 | $93,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 10,553 | $91,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 68,782 | $89,000 | thousands by filing date | |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 13,117 | $89,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 15,142 | $83,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 23,085 | $81,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 23,410 | $81,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 19,519 | $80,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 10,958 | $75,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 17,910 | $72,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 10,033 | $69,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 17,569 | $68,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 33,684 | $62,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 65,830 | $60,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 11,153 | $53,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 12,000 | $53,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C112 | W EXP 09/05/202 | 21,750 | $50,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 19,008 | $49,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 17,545 | $46,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 1,365 | $43,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 10,070 | $41,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 19,616 | $40,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 17,960 | $34,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 11,439 | $31,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 12,033 | $27,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 25,000 | $21,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 10,100 | $14,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 18,467 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-002925 | this filing | 2020-11-13 | acceptance time not in the bulk data set |