13F-HR filed by Cetera Investment Advisers
Cetera Investment Advisers filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 642 holding rows worth $1,220,841,000.
- Accession
- 0001085146-20-002917
- Filer
- CIK 1666741
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 642 entries on the cover page, a total value of $1,220,841,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,220,841,000 with VALUE read as thousands by filing date, 13F file number 028-17296. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 935 | $298,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 1,575 | $297,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 2,044 | $293,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 7,670 | $292,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 12,592 | $291,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 2,844 | $290,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 3,632 | $290,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 51,214 | $288,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 28,660 | $287,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 11,311 | $287,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 3,007 | $286,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 8,242 | $284,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 9,471 | $284,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 6,175 | $283,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,614 | $283,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 10,254 | $282,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 59,756 | $281,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 7,208 | $281,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 6,598 | $281,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 20,271 | $280,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 6,176 | $280,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 2,583 | $280,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 10,750 | $280,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 4,484 | $276,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 3,147 | $275,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 4,594 | $273,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,737 | $272,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 597 | $271,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 17,953 | $271,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 5,610 | $270,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 12,440 | $264,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 7,266 | $263,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 902 | $262,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 5,456 | $260,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 4,739 | $255,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 9,676 | $252,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 8,850 | $252,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 4,340 | $251,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 4,450 | $250,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 1,461 | $250,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,465 | $245,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,219 | $245,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 3,136 | $245,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 7,914 | $245,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 9,000 | $245,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 3,667 | $243,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 8,433 | $242,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,212 | $242,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 1,447 | $241,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 8,518 | $241,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 804 | $239,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 19,833 | $239,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 12,240 | $237,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 9,817 | $237,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 3,783 | $236,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 4,047 | $233,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 2,379 | $232,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 5,119 | $227,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 2,423 | $226,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,250 | $226,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 4,917 | $226,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 4,059 | $226,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 31,764 | $226,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 6,519 | $226,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 6,590 | $225,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 8,666 | $225,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 9,645 | $225,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,903 | $224,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,895 | $224,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 4,740 | $224,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 2,670 | $223,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 40,773 | $223,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 9,196 | $223,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 4,438 | $221,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,536 | $220,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 3,613 | $220,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,345 | $219,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,369 | $217,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 5,786 | $217,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,728 | $216,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 3,328 | $215,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 1,293 | $215,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 2,921 | $215,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 5,442 | $215,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 4,836 | $213,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 4,115 | $212,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 52 | $212,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 7,192 | $210,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 4,542 | $210,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 1,795 | $208,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 733 | $208,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 4,687 | $208,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 15,456 | $207,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,225 | $206,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 15,648 | $204,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 5,658 | $202,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 790 | $201,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 14,476 | $201,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 4,225 | $200,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 24,421 | $200,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 21,200 | $187,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 11,925 | $182,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 14,475 | $178,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 29,909 | $170,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 10,718 | $167,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 10,696 | $162,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 29,952 | $162,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 20,287 | $161,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 10,049 | $157,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 10,194 | $150,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 21,437 | $148,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 13,155 | $142,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 10,133 | $140,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 10,300 | $139,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 10,968 | $137,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 11,811 | $134,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 10,668 | $131,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 15,719 | $125,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 10,838 | $124,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 11,450 | $110,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 11,012 | $106,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 12,308 | $98,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 19,234 | $98,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 18,070 | $98,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 12,872 | $91,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 14,681 | $90,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 17,664 | $87,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 11,441 | $84,000 | thousands by filing date | |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 16,765 | $83,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 11,673 | $76,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 36,856 | $72,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 12,535 | $67,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 10,375 | $66,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 10,000 | $65,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 17,009 | $60,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 10,551 | $53,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 11,297 | $44,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 22,346 | $29,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,900 | $26,000 | thousands by filing date | put |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 21,000 | $21,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 10,000 | $17,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 1,100 | $5,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-002917 | this filing | 2020-11-13 | acceptance time not in the bulk data set |