13F-HR filed by Cetera Advisors LLC
Cetera Advisors LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 953 holding rows worth $2,657,150,000.
- Accession
- 0001085146-20-002916
- Filer
- CIK 1534400
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 953 entries on the cover page, a total value of $2,657,150,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,657,150,000 with VALUE read as thousands by filing date, 13F file number 028-14617. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO LTD SHS | G491BT108 | Stock | 51,558 | $588,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 1,441,602 | $586,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 7,167 | $585,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 4,157 | $582,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 17,921 | $581,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 26,245 | $581,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 27,509 | $579,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 27,663 | $573,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 10,080 | $573,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,697 | $569,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 21,136 | $568,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 2,570 | $567,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 18,553 | $567,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 36,184 | $567,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C532 | US EQTY ULTRA B | 20,731 | $567,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 906 | $566,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 798 | $566,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 7,109 | $566,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 33,362 | $564,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 22,148 | $557,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 5,445 | $556,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 60,028 | $550,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 3,829 | $549,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 7,079 | $549,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 44,348 | $547,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 3,528 | $546,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 13,857 | $545,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 4,753 | $539,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 2,665 | $538,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 5,701 | $537,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 8,439 | $536,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 20,566 | $533,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 24,528 | $530,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 13,941 | $529,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,464 | $528,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 10,046 | $528,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 10,172 | $527,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 9,616 | $527,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 4,323 | $527,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 3,093 | $524,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 13,870 | $524,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 19,255 | $523,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 5,458 | $523,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 23,563 | $523,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 7,409 | $522,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 8,355 | $522,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 36,312 | $519,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 4,047 | $518,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 4,415 | $518,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 3,063 | $512,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 10,843 | $512,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 5,450 | $512,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 5,103 | $511,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 4,204 | $510,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,409 | $505,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 3,047 | $504,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 2,255 | $503,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 8,328 | $503,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 9,619 | $501,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,780 | $501,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 99,854 | $500,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 8,164 | $498,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 12,125 | $498,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 7,869 | $497,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 23,102 | $496,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 5,477 | $495,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 5,375 | $495,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 22,352 | $489,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 7,559 | $488,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 21,859 | $486,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 2,078 | $484,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 2,031 | $484,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 17,139 | $483,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 8,592 | $482,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 4,744 | $482,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 19,581 | $476,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 4,482 | $475,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 10,100 | $474,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 8,800 | $474,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 2,773 | $474,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 5,697 | $472,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 1,471 | $471,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 3,712 | $470,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 23,000 | $469,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 16,686 | $467,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,207 | $467,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C656 | US EQTY PWR BUF | 17,730 | $466,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 51,608 | $465,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 4,090 | $465,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 5,952 | $463,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 2,375 | $460,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 8,805 | $460,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 5,499 | $459,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 7,588 | $459,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 15,885 | $458,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 29,372 | $457,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,810 | $456,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 11,862 | $453,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 15,507 | $453,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 30,786 | $453,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 8,614 | $452,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 3,271 | $450,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 2,913 | $449,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 3,691 | $448,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 8,777 | $446,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 23,380 | $444,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 10,341 | $441,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 7,310 | $432,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 11,201 | $432,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 2,205 | $431,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 18,201 | $429,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 1,760 | $427,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 16,667 | $427,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 6,900 | $426,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 3,812 | $426,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 16,347 | $425,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 9,216 | $424,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F722 | FT VEST US EQT | 13,230 | $424,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 5,393 | $423,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 8,606 | $421,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 19,742 | $421,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 6,478 | $419,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 10,979 | $418,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 21,872 | $418,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 14,645 | $417,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 8,071 | $414,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 9,989 | $412,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 6,000 | $411,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 14,728 | $410,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 23,020 | $410,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 107,600 | $409,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 9,338 | $408,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 11,705 | $407,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 3,741 | $405,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 7,895 | $399,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 7,304 | $396,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 8,403 | $396,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 10,112 | $395,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 4,876 | $395,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 3,518 | $392,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 3,222 | $392,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 7,250 | $392,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 8,961 | $391,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 6,153 | $390,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 10,724 | $390,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,746 | $389,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 8,730 | $388,000 | thousands by filing date | |
| ISHARES TR | 46435U226 | IBONDS 21 TRM HG | 16,000 | $387,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,694 | $385,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 7,000 | $384,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 4,125 | $382,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 13,913 | $382,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 4,470 | $381,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 6,153 | $380,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 7,402 | $377,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 32,598 | $377,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 775 | $376,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 4,004 | $375,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,528 | $374,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 1,199 | $373,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 7,704 | $372,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 25,526 | $371,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 10,602 | $368,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 6,608 | $367,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 4,233 | $366,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 8,601 | $366,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 2,090 | $365,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 1,041 | $363,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 24,677 | $363,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 9,456 | $361,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 17,474 | $360,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R841 | WBI BULBEAR TR | 19,394 | $360,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 5,909 | $359,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 287 | $357,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 10,709 | $356,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 7,638 | $356,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,612 | $352,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 3,560 | $351,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,740 | $351,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 3,696 | $350,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 4,595 | $348,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 3,718 | $347,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,116 | $347,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 10,131 | $347,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 292 | $344,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 9,128 | $342,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 4,716 | $340,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 197 | $337,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 9,206 | $336,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 4,133 | $335,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 2,137 | $334,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,470 | $333,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,644 | $333,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 5,380 | $333,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 6,443 | $332,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 1,550 | $331,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 5,650 | $331,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 1,541 | $330,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 10,816 | $330,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 14,751 | $330,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 5,936 | $329,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 23,603 | $329,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 8,121 | $328,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 31,544 | $328,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 6,183 | $325,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 7,311 | $322,000 | thousands by filing date | |
| ISHARES TR | 46435U176 | IBONDS 22 TRM HG | 13,550 | $322,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 5,435 | $321,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 2,176 | $321,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 14,301 | $320,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 17,266 | $319,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 657,192 | $315,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 28,365 | $313,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 33,354 | $312,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 25,650 | $309,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 6,682 | $309,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 165,904 | $309,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 56,855 | $308,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,327 | $307,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 939 | $306,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 9,841 | $305,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,564 | $303,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 7,525 | $303,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 1,549 | $302,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 34,267 | $302,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 14,061 | $300,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 535 | $299,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 3,088 | $299,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 27,500 | $299,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 6,631 | $297,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 10,212 | $297,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 9,448 | $296,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 10,555 | $296,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 3,699 | $296,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 4,813 | $295,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 4,999 | $295,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 11,156 | $295,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 13,170 | $295,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 655 | $295,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 6,840 | $294,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 6,530 | $293,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 5,178 | $293,000 | thousands by filing date | |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 12,885 | $293,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 1,060 | $291,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 6,565 | $291,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 10,118 | $290,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 5,729 | $287,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 4,931 | $286,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 11,305 | $286,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 3,127 | $284,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 28,220 | $283,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 3,552 | $282,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 12,305 | $282,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 11,143 | $282,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 9,830 | $280,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 8,133 | $280,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 12,851 | $279,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 6,074 | $279,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 1,678 | $279,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 1,183 | $279,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 5,209 | $276,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 2,336 | $275,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 1,252 | $274,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 7,680 | $274,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 36,965 | $274,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 1,645 | $273,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 12,650 | $272,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 10,851 | $272,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,656 | $271,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 4,820 | $271,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 1,500 | $271,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 4,780 | $271,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 249 | $270,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 06368B504 | CMN | 2,839 | $270,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 2,669 | $269,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 14,044 | $269,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 3,622 | $269,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 7,794 | $269,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 32,463 | $268,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 20,945 | $268,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 44,090 | $268,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 5,042 | $267,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 5,172 | $266,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 8,947 | $265,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 7,955 | $265,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 8,595 | $265,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 4,891 | $264,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 6,634 | $263,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 23,263 | $263,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 5,604 | $260,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 2,229 | $259,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 2,430 | $259,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 3,683 | $259,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,787 | $259,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 13,149 | $258,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 958 | $257,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 1,909 | $257,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 13,375 | $257,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 3,528 | $256,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 555 | $256,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 2,614 | $256,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 6,275 | $256,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 8,705 | $255,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 8,027 | $255,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 152,503 | $253,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 4,498 | $251,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 17,980 | $250,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 2,338 | $249,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 4,944 | $249,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 6,259 | $248,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 542 | $247,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 9,522 | $245,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,638 | $245,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 2,397 | $245,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 4,488 | $245,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 106,880 | $245,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 1,299 | $244,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 5,797 | $243,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 1,931 | $243,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 6,692 | $242,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 4,362 | $242,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 1,245 | $241,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 850 | $241,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 4,060 | $241,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 2,299 | $240,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 5,774 | $239,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 4,270 | $237,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 2,558 | $236,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 28,131 | $234,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 1,650 | $232,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 8,558 | $232,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 2,076 | $231,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 8,347 | $230,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 6,520 | $230,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 3,016 | $229,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 9,780 | $228,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,986 | $227,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 30,862 | $226,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 18,618 | $226,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 5,355 | $226,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 21,827 | $225,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,382 | $225,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 2,954 | $224,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 3,507 | $224,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 6,839 | $223,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 7,245 | $222,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,444 | $222,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 18,500 | $222,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 3,659 | $220,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 7,612 | $219,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,257 | $219,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 1,905 | $218,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 7,121 | $218,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 7,785 | $218,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 16,478 | $217,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 2,600 | $216,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 5,134 | $215,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 2,056 | $214,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 3,578 | $214,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 3,446 | $213,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 1,576 | $213,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 2,226 | $211,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 4,158 | $210,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 5,099 | $210,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 7,630 | $209,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 565 | $209,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 2,638 | $209,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 6,651 | $209,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 1,930 | $209,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 502 | $207,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 7,487 | $207,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 7,450 | $207,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 15,413 | $207,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 2,558 | $206,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 5,515 | $206,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 5,634 | $206,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 4,943 | $206,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,083 | $206,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 1,511 | $205,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 7,825 | $204,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 2,049 | $202,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 5,770 | $202,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 9,859 | $202,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 2,408 | $202,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 9,190 | $201,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 20,642 | $193,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 13,094 | $188,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 25,305 | $186,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 13,196 | $184,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 20,460 | $178,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 11,467 | $178,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 15,539 | $169,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 26,825 | $168,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 71,004 | $167,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 18,727 | $164,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 13,945 | $160,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 26,664 | $159,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 11,451 | $158,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 13,598 | $152,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 30,909 | $152,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 15,165 | $151,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 10,000 | $150,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 151,500 | $149,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 16,126 | $149,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 27,086 | $146,000 | thousands by filing date | |
| BREAKWAVE DRY BULK SHIPPING ETF | 26923H200 | ETF | 17,225 | $142,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 12,015 | $139,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 34,996 | $137,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 13,244 | $132,000 | thousands by filing date | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 14,529 | $132,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 12,112 | $131,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 47,042 | $127,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 11,410 | $125,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 11,532 | $124,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 14,620 | $119,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 73,875 | $117,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 22,247 | $112,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 14,427 | $112,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 10,500 | $106,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 18,964 | $102,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 10,315 | $98,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 11,792 | $97,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 14,500 | $85,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 10,669 | $77,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 76,681 | $76,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 21,050 | $75,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 15,400 | $73,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 13,823 | $69,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 18,824 | $66,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 11,150 | $61,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 29,062 | $61,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 13,106 | $60,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 12,516 | $51,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 50,000 | $51,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 12,973 | $47,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 18,286 | $47,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 10,000 | $42,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 12,068 | $41,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 18,613 | $34,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 14,440 | $34,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 52,410 | $34,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 12,025 | $33,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 10,695 | $29,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 15,000 | $26,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 56,800 | $22,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 1,400 | $21,000 | thousands by filing date | put |
| IBIO INC | 451033203 | COM NEW | 10,450 | $21,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 25,165 | $16,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,300 | $13,000 | thousands by filing date | put |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 1,000 | $7,000 | thousands by filing date | put |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 900 | $3,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 400 | $1,000 | thousands by filing date | put |
| RIVERNORTH DOUBLELINE STRATE | 76882G123 | RIGHT 10/01/2020 | 130,494 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-002916 | this filing | 2020-11-13 | acceptance time not in the bulk data set |