13F-HR filed by Cetera Advisor Networks LLC
Cetera Advisor Networks LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 1,235 holding rows worth $3,843,727,000.
- Accession
- 0001085146-20-002915
- Filer
- CIK 1534468
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 1,235 entries on the cover page, a total value of $3,843,727,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,843,727,000 with VALUE read as thousands by filing date, 13F file number 028-14619. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 14,284 | $262,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 4,982 | $262,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 4,370 | $262,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 6,067 | $261,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 8,490 | $261,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 35,590 | $261,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 10,076 | $261,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,559 | $260,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 13,418 | $260,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 3,934 | $260,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3,328 | $260,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 10,233 | $260,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 1,090 | $260,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 24,276 | $259,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 9,212 | $258,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,279 | $258,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 14,422 | $258,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 17,666 | $257,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 7,016 | $257,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 3,139 | $256,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 17,186 | $256,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 22,159 | $255,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 2,354 | $255,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 7,541 | $255,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 2,100 | $255,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 21,211 | $255,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 4,630 | $254,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 4,979 | $254,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C698 | US EQUT BUFR AUG | 9,146 | $254,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 4,500 | $253,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 17,628 | $253,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 641 | $252,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 2,290 | $252,000 | thousands by filing date | |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 5,034 | $251,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 19,094 | $251,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 7,066 | $251,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 2,683 | $251,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 1,790 | $251,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,541 | $250,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 4,752 | $250,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 8,540 | $250,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 6,451 | $250,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G102 | LADRD FD US EQT | 7,854 | $250,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 8,694 | $249,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 5,404 | $249,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 60,816 | $249,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 6,277 | $249,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 3,570 | $248,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 1,334 | $247,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 6,800 | $247,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 6,285 | $246,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 6,521 | $246,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 2,789 | $246,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 7,086 | $243,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,580 | $243,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 19,061 | $242,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 781 | $242,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 4,493 | $242,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 4,035 | $242,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 5,465 | $242,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 8,879 | $241,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 32,440 | $240,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 7,784 | $239,000 | thousands by filing date | |
| INSPIRE INTERNATIONAL ETF | 66538H419 | ETF | 9,450 | $239,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 3,079 | $239,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 21,001 | $239,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 12,150 | $239,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 11,122 | $239,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 13,352 | $238,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 4,894 | $237,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,043 | $237,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 2,563 | $236,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 2,791 | $235,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 3,084 | $235,000 | thousands by filing date | |
| FLYING EAGLE ACQUISITION COR | 34407Y103 | COM | 19,350 | $235,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 12,305 | $234,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 6,841 | $234,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 47,080 | $233,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 6,407 | $232,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 12,500 | $232,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 1,129 | $231,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 9,300 | $230,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 15,600 | $229,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 4,102 | $228,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 17,177 | $227,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 17,651 | $227,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 7,720 | $226,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 8,850 | $224,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 5,629 | $223,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 9,926 | $222,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 1,416 | $221,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 15,496 | $221,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 2,635 | $220,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 4,350 | $220,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 923 | $220,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 3,559 | $219,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 7,226 | $219,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 40,073 | $217,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 7,560 | $217,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 4,769 | $216,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 3,202 | $216,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 4,595 | $216,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 9,903 | $216,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 5,825 | $216,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,878 | $215,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 3,341 | $214,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 2,456 | $214,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 1,508 | $214,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 8,093 | $214,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 9,992 | $214,000 | thousands by filing date | |
| INNOVATOR U.S. EQUITY BUFFER ETF - OCTOBER | 45782C771 | ETF | 7,620 | $213,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 17,014 | $213,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 4,152 | $212,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 7,491 | $212,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 3,248 | $211,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 19,672 | $211,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 884 | $210,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 4,561 | $210,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 10,238 | $210,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 2,452 | $210,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 15,049 | $209,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 6,668 | $209,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 37,250 | $209,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 2,097 | $208,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 19,755 | $208,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 11,604 | $207,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A164 | SALT LOW TRUBETA | 7,647 | $207,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 10,665 | $205,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 16,919 | $204,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 808 | $204,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 4,000 | $204,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 3,927 | $203,000 | thousands by filing date | |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 5,540 | $202,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 31,281 | $201,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 11,940 | $201,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 2,143 | $201,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 3,270 | $201,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 9,644 | $201,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 574 | $200,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 2,124 | $200,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 3,289 | $200,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 25,368 | $195,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 16,745 | $192,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 16,460 | $189,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 21,000 | $189,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 11,005 | $188,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 19,048 | $187,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 11,932 | $186,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 19,497 | $184,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 10,220 | $184,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 11,360 | $182,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 21,684 | $179,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 10,365 | $176,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 15,153 | $173,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 14,974 | $172,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 18,274 | $171,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 12,252 | $171,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 11,000 | $166,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 16,423 | $164,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 13,500 | $157,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 20,645 | $156,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 23,364 | $156,000 | thousands by filing date | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 17,582 | $156,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 11,621 | $156,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 10,617 | $155,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 11,314 | $154,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 10,365 | $152,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 12,765 | $152,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 11,250 | $150,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 23,004 | $150,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 24,158 | $147,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744104 | SHS | 14,166 | $147,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 22,178 | $144,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 16,118 | $143,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 26,815 | $143,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 30,260 | $142,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 55,200 | $140,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 20,336 | $139,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 15,296 | $139,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 15,267 | $135,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 21,090 | $135,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 233253103 | COM | 10,600 | $135,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 12,559 | $131,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 24,450 | $123,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 15,969 | $121,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 41,077 | $116,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 45,603 | $115,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 41,592 | $111,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 12,228 | $110,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 11,850 | $110,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 20,523 | $110,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 11,587 | $108,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 11,423 | $108,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 40,513 | $103,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 11,800 | $102,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 10,676 | $101,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 16,765 | $100,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 19,636 | $100,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 12,431 | $99,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 15,706 | $98,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 19,250 | $98,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 14,271 | $97,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 15,077 | $97,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 27,455 | $93,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 22,709 | $91,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 15,653 | $89,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 30,000 | $89,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 10,500 | $86,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 17,483 | $86,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 10,665 | $85,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 11,188 | $83,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 30,203 | $82,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 14,950 | $79,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 13,939 | $79,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 18,400 | $76,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 17,708 | $75,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 12,111 | $75,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 68,750 | $66,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 22,285 | $60,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 20,300 | $58,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 11,013 | $56,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 17,815 | $51,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 34,636 | $50,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 11,334 | $48,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 10,600 | $47,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 51,500 | $47,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 40,000 | $44,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 16,006 | $43,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 10,000 | $35,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 12,442 | $34,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 13,894 | $26,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 12,529 | $11,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 10,000 | $4,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 12,860 | $2,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 20,000 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-002915 | this filing | 2020-11-13 | acceptance time not in the bulk data set |