13F-HR filed by Monashee Investment Management LLC
Monashee Investment Management LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 173 holding rows worth $464,374,000.
- Accession
- 0001085146-20-002909
- Filer
- CIK 1627608
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 173 entries on the cover page, a total value of $464,374,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $464,374,000 with VALUE read as thousands by filing date, 13F file number 028-16854. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VTI | 922908769 | COM | 935,000 | $159,240,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 335,000 | $18,780,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 160,000 | $8,896,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 195,000 | $6,579,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 25,000 | $6,275,000 | thousands by filing date | |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 225,000 | $5,987,000 | thousands by filing date | |
| LIGHTSPEED POS INC | 53227R106 | SUB VTG SHS | 180,000 | $5,764,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 300,000 | $5,607,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 150,000 | $5,549,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 502,000 | $5,482,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 75,000 | $5,418,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 179,400 | $5,317,000 | thousands by filing date | |
| AZEK CO INC | 05478C105 | CL A | 150,000 | $5,222,000 | thousands by filing date | |
| BROADSTONE NET LEASE INC | 11135E104 | CL A COM | 300,000 | $5,034,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y104 | CMN | 499,995 | $4,892,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 499,998 | $4,865,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 62,500 | $4,544,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 449,996 | $4,522,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CO | G3166W106 | COM CL A | 400,000 | $4,326,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 50,000 | $4,233,000 | thousands by filing date | |
| CM LIFE SCIENCES INC | 18978W208 | UNIT 09/01/2025 | 400,000 | $4,188,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 400,000 | $4,036,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019101 | CMN | 399,996 | $3,936,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 349,992 | $3,766,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 75,000 | $3,627,000 | thousands by filing date | |
| STAR PEAK ENERGY TRANSITION | 855185203 | UNIT 99/99/9999 | 350,000 | $3,588,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 55,000 | $3,568,000 | thousands by filing date | |
| CF FINANCE ACQUISITION CORP | 15725Q203 | UNIT 08/01/2027 | 350,000 | $3,508,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 35,000 | $3,502,000 | thousands by filing date | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 100,000 | $3,299,000 | thousands by filing date | |
| KISMET ACQUISITION ONE CORP | G52753129 | UNIT 08/06 | 250,000 | $3,193,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L209 | UNIT 99/99/9999 | 125,000 | $3,156,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 300,000 | $3,138,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864205 | UNIT 99/99/9999 | 300,000 | $3,105,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 400,000 | $3,080,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISITION | 344328208 | UNIT 99/99/9999 | 300,000 | $3,060,000 | thousands by filing date | |
| FLYING EAGLE ACQUISITION COR | 34407Y103 | COM | 250,000 | $3,040,000 | thousands by filing date | |
| STARBOARD VALUE ACQUISITN CORP UNIT EXP 091025 | 85521J208 | Stock | 300,000 | $3,030,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 300,000 | $2,949,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195101 | COM CL A | 299,996 | $2,946,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 150,000 | $2,690,000 | thousands by filing date | |
| NEWHOLD INVESTMENT CORP | 651448102 | COM CL A | 274,998 | $2,681,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642207 | UNIT 08/10/2027 | 250,000 | $2,575,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L207 | UNIT 08/20/2027 | 250,000 | $2,573,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 2,500 | $2,557,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 200,000 | $2,540,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 851,397 | $2,486,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G105 | COM CL A | 249,996 | $2,485,000 | thousands by filing date | |
| LIFESCI ACQUISITION CORP | 53228P208 | UNIT 03/31/2025 | 200,000 | $2,480,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 249,990 | $2,445,000 | thousands by filing date | |
| PTK Acquisition Corp | 69375F108 | Common Stock | 240,000 | $2,342,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 210,000 | $2,249,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554110 | UNIT 06/14/2027 | 200,000 | $2,176,000 | thousands by filing date | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 107,735 | $2,175,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 150,000 | $2,132,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 200,000 | $2,128,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744104 | SHS | 200,000 | $2,082,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 200,000 | $2,072,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 400,000 | $2,068,000 | thousands by filing date | |
| YUCAIPA ACQUISITION CORP | G9879L121 | UNIT 99/99/9999 | 200,000 | $2,040,000 | thousands by filing date | |
| BROADSTONE ACQUISITION CORP | G1739V118 | UNIT 99/99/9999 | 200,000 | $1,994,000 | thousands by filing date | |
| HPX CORP | G32219100 | SHS CL A | 199,998 | $1,968,000 | thousands by filing date | |
| CLS | 14070Y101 | Stock | 199,998 | $1,966,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K110 | SHS CL A | 200,000 | $1,954,000 | thousands by filing date | |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 199,998 | $1,950,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 15,000 | $1,870,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 100,000 | $1,846,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y114 | COM | 174,997 | $1,820,000 | thousands by filing date | |
| ORPHAZYME A S F UNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 687305102 | ADS | 175,000 | $1,808,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 50,000 | $1,760,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 85,000 | $1,742,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 75,000 | $1,635,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 48,500 | $1,586,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G204 | UNIT 09/10/2025 | 150,000 | $1,518,000 | thousands by filing date | |
| CLIMATE CHANGE CRISIS REAL I | 18716C209 | UNIT 99/99 | 150,000 | $1,508,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 50,000 | $1,507,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074111 | UNIT 10/01/2030 | 150,000 | $1,503,000 | thousands by filing date | |
| FREELINE THERAPEUTICS HLDGS | 35655L107 | SPONSORED ADS | 94,911 | $1,482,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 50,000 | $1,477,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 60,000 | $1,344,000 | thousands by filing date | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 80,000 | $1,298,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION CORP UNIT EX 090925 | 29465E205 | Stock | 125,000 | $1,288,000 | thousands by filing date | |
| OUTSET MEDICAL INC | 690145107 | COM | 25,000 | $1,250,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 35,000 | $1,222,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 225,000 | $1,157,000 | thousands by filing date | |
| HEALTH SCIENCES ACQ CORP 2 | G4411D109 | ORD SHS | 100,000 | $1,100,000 | thousands by filing date | |
| ONE UNIT | G7000X113 | Stock | 100,000 | $1,090,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 90,000 | $1,089,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 500,000 | $1,070,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 369,099 | $1,052,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 40,000 | $1,026,000 | thousands by filing date | |
| VESPER HEALTHCARE ACQSTN COR | 92538T203 | UNIT 99/99/9999 | 100,000 | $1,026,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC II | 233277201 | UNIT 99/99/9999 | 100,000 | $1,023,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X121 | UNIT 10/01/2025 | 100,000 | $1,016,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L102 | COM CL A | 100,000 | $1,015,000 | thousands by filing date | |
| PROPTECH ACQUISITION CORP | 74349F101 | COM CL A | 91,094 | $1,014,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 50,000 | $1,005,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q201 | UNIT 09/07/2027 | 100,000 | $1,005,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 50,000 | $916,000 | thousands by filing date | |
| PANACEA ACQUISITION CORP | 698102100 | CL A | 79,998 | $896,000 | thousands by filing date | |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 70,000 | $890,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 35,000 | $884,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 100,000 | $849,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 400,000 | $840,000 | thousands by filing date | |
| THERAPEUTICS ACQUISITION COR | 88339T103 | COM CL A | 47,271 | $680,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 25,000 | $588,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 150,000 | $588,000 | thousands by filing date | |
| VYNE THERAPEUTICS INC | 92941V100 | COM NEW | 350,000 | $581,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W126 | WARRANT | 582,406 | $565,000 | thousands by filing date | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 17,000 | $534,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N107 | COM CL A | 50,000 | $520,000 | thousands by filing date | |
| FLYING EAGLE ACQUISITION COR | 34407Y111 | *W EXP 02/26/202 | 149,999 | $489,000 | thousands by filing date | |
| INHIBRX INC | 45720L107 | COM | 26,623 | $479,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 40,000 | $395,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F112 | *W EXP 05/26/202 | 166,665 | $377,000 | thousands by filing date | |
| IMMATICS N.V | N44445117 | *W EXP 07/01/202 | 107,048 | $375,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 15,000 | $373,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 25,000 | $325,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K115 | *W EXP 99/99/999 | 83,332 | $322,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y117 | W EXP 99/99/999 | 174,999 | $315,000 | thousands by filing date | |
| LIFESCI ACQUISITION CORP | 53228P117 | *W EXP 02/14/202 | 200,000 | $307,000 | thousands by filing date | |
| NOVUS CAP CORP COM | 67012U108 | Stock | 25,000 | $294,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L110 | *W EXP 12/17/202 | 150,000 | $269,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G114 | *W EXP 11/13/202 | 150,000 | $260,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T117 | *W EXP 99/99/999 | 166,665 | $250,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H113 | *W EXP 06/01/202 | 224,999 | $245,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195119 | *W EXP 05/27/202 | 233,332 | $226,000 | thousands by filing date | |
| MP MATERIALS CORP WT EXP 050427 | 34962V114 | Stock | 66,666 | $219,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q113 | *W EXP 06/30/202 | 99,998 | $215,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744112 | *W EXP 99/99/999 | 99,999 | $212,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T111 | *W EXP 07/29/202 | 112,499 | $184,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A119 | *W EXP 12/01/202 | 119,227 | $184,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X113 | *W EXP 05/09/202 | 41,932 | $184,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G114 | *W EXP 07/02/202 | 81,288 | $177,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681113 | *W EXP 07/01/202 | 249,999 | $160,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y112 | *W EXP 07/30/202 | 166,665 | $157,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019119 | *W EXP 08/31/202 | 133,332 | $147,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U116 | *W EXP 03/31/202 | 52,817 | $139,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y122 | *W EXP 99/99/999 | 74,999 | $135,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G113 | *W EXP 07/13/202 | 83,332 | $134,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M110 | W EXP 07/25/202 | 28,159 | $132,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K118 | *W EXP 06/01/202 | 35,343 | $131,000 | thousands by filing date | |
| PTK ACQUISITION CORP | 69375f116 | COM | 240,000 | $120,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430119 | *W EXP 11/26/202 | 216,776 | $111,000 | thousands by filing date | |
| CHARDAN HEALTHCR ACQSTN 2 CO | 15957T115 | *W EXP 03/05/202 | 150,000 | $108,000 | thousands by filing date | |
| Yalla Group Ltd | 98459U103 | COM | 15,000 | $105,000 | thousands by filing date | |
| AMPLITUDE HLTHCRE AQUSTIN CO | 03212A113 | *W EXP 12/01/202 | 87,500 | $103,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G117 | *W EXP 03/05/202 | 53,524 | $95,000 | thousands by filing date | |
| NEWHOLD INVESTMENT CORP | 651448110 | *W EXP 03/10/202 | 137,499 | $91,000 | thousands by filing date | |
| HPX CORP | G32219126 | *W EXP 07/14/202 | 99,999 | $90,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K128 | *W EXP 08/05/202 | 124,999 | $90,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D104 | *W EXP 09/30/202 | 99,999 | $82,000 | thousands by filing date | |
| CAPSTAR SPL PURP ACQUISITION | 14070Y119 | *W EXP 99/99/999 | 99,999 | $80,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 50,000 | $75,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC | 233253111 | *W EXP 02/21/202 | 25,000 | $75,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439110 | W EXP 08/04/202 | 49,998 | $74,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761119 | *W EXP 06/21/202 | 62,499 | $74,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884112 | *W EXP 06/20/202 | 52,468 | $73,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085115 | *W EXP 12/31/202 | 67,969 | $68,000 | thousands by filing date | |
| PANACEA ACQUISITION CORP | 698102118 | *W EXP 07/07/202 | 26,666 | $63,000 | thousands by filing date | |
| BIOMX INC | 09090D111 | *W EXP 10/28/202 | 87,307 | $62,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L119 | *W EXP 10/31/202 | 62,962 | $62,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J119 | *W EXP 10/31/202 | 75,000 | $49,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872117 | *W EXP 01/28/202 | 14,738 | $46,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145113 | *W EXP 99/99/999 | 14,137 | $41,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865111 | *W EXP 01/22/202 | 24,999 | $41,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q118 | *W EXP 03/31/202 | 18,749 | $32,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S108 | *W EXP 11/30/202 | 21,305 | $29,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896112 | *W EXP 07/18/202 | 15,904 | $27,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130115 | *W EXP 03/01/202 | 21,091 | $20,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L114 | *W EXP 08/02/202 | 31,957 | $19,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F115 | *W EXP 08/21/202 | 70,621 | $16,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 29,652 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-002909 | this filing | 2020-11-13 | acceptance time not in the bulk data set |