13F-HR filed by NINE MASTS CAPITAL Ltd
NINE MASTS CAPITAL Ltd filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 42 holding rows worth $126,396,000.
- Accession
- 0001085146-20-002908
- Filer
- CIK 1569356
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 42 entries on the cover page, a total value of $126,396,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $126,396,000 with VALUE read as thousands by filing date, 13F file number 028-16783. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 36,365 | $53,297,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 4,437,941 | $24,547,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 1,851,590 | $18,166,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 330,000 | $4,557,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 15,668 | $4,353,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 45,618 | $3,459,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 515,309 | $2,104,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 4,700 | $2,091,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 410,878 | $1,621,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 20,602 | $1,456,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 3,055 | $964,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 120,000 | $834,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 120,000 | $723,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 167,600 | $538,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 45,500 | $512,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 2,500 | $510,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 2,500 | $482,000 | thousands by filing date | put |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 200,000 | $460,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 45,500 | $442,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 167,600 | $419,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 5,000 | $367,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 5,000 | $348,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,292 | $343,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 15,000 | $317,000 | thousands by filing date | put |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 200,000 | $314,000 | thousands by filing date | call |
| 3M CO COM | 88579Y101 | Stock | 35,000 | $305,000 | thousands by filing date | put |
| MasterCard, Inc | 57636Q104 | COM | 20,000 | $291,000 | thousands by filing date | call |
| MasterCard, Inc | 57636Q104 | COM | 20,000 | $272,000 | thousands by filing date | put |
| Johnson & Johnson | 478160104 | COM | 40,000 | $268,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 20,000 | $240,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 20,000 | $225,000 | thousands by filing date | put |
| Oracle Corporation | 68389X105 | COM | 100,000 | $212,000 | thousands by filing date | put |
| 3M CO COM | 88579Y101 | Stock | 35,000 | $210,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 100,000 | $191,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 100,000 | $189,000 | thousands by filing date | put |
| Johnson & Johnson | 478160104 | COM | 40,000 | $179,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 57,700 | $160,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 100,000 | $134,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 57,700 | $95,000 | thousands by filing date | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 15,000 | $81,000 | thousands by filing date | call |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 2,240 | $67,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 10,800 | $53,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-002908 | this filing | 2020-11-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-20-003080 | base | 2020-12-04 | acceptance time not in the bulk data set |