13F-HR filed by J.W. COLE ADVISORS, INC.
J.W. COLE ADVISORS, INC. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-05, with 766 holding rows worth $1,305,097,000.
- Accession
- 0001085146-20-002752
- Filer
- CIK 1404763
- Filed
- 2020-11-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 766 entries on the cover page, a total value of $1,305,097,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,305,097,000 with VALUE read as thousands by filing date, 13F file number 028-19681. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 3,174 | $343,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 17,269 | $339,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 3,328 | $339,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 8,140 | $338,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 5,835 | $337,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 6,401 | $336,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 1,411 | $336,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 1,627 | $336,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,555 | $335,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 15,424 | $335,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 9,046 | $334,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,269 | $333,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 5,775 | $331,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 6,890 | $331,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,449 | $330,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 8,997 | $329,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 21,673 | $329,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 5,197 | $329,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,501 | $328,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 11,662 | $324,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 3,453 | $322,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 2,791 | $321,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 3,249 | $321,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 2,201 | $319,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 15,809 | $317,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 1,480 | $316,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 3,103 | $316,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 559 | $315,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 14,368 | $315,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 9,220 | $314,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 34,678 | $312,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 16,550 | $310,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 2,028 | $310,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 7,237 | $310,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 8,484 | $309,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 9,753 | $307,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 3,482 | $307,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 4,787 | $306,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 3,833 | $305,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 11,000 | $304,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 26,516 | $304,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 10,288 | $304,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 920 | $303,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 5,965 | $301,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 3,697 | $299,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,524 | $298,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,725 | $298,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,468 | $297,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 19,002 | $297,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 4,966 | $297,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 5,732 | $296,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 3,148 | $296,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 4,822 | $293,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 5,975 | $293,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,958 | $292,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 18,710 | $291,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 6,706 | $290,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,315 | $289,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 9,977 | $289,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,963 | $287,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 4,875 | $287,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 25,094 | $287,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 9,922 | $287,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 8,359 | $286,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 4,938 | $285,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 9,273 | $284,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,277 | $284,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 6,400 | $284,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,218 | $281,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 6,100 | $280,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 13,061 | $278,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 3,478 | $278,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 1,112 | $276,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 490 | $274,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3,494 | $273,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 2,690 | $271,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 8,929 | $270,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 11,009 | $270,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,493 | $270,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 17,036 | $268,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 8,195 | $267,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 3,182 | $266,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 3,814 | $265,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 6,800 | $265,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 7,379 | $263,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 2,635 | $261,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 4,846 | $261,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 3,315 | $260,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 5,606 | $259,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 52,500 | $259,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 4,199 | $258,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 29,234 | $257,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,363 | $257,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 14,447 | $256,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 6,262 | $254,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 827 | $252,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1,550 | $250,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 6,294 | $250,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 28,330 | $250,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 06368B504 | CMN | 2,615 | $249,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 59,072 | $249,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 2,912 | $248,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 9,245 | $246,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,587 | $245,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 4,042 | $244,000 | thousands by filing date | |
| NORTHERN LTS FD TR III | 66538R748 | HCM DEFND 100 | 6,981 | $244,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 7,359 | $244,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 23,619 | $244,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 2,598 | $243,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 3,431 | $243,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,426 | $242,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 3,154 | $242,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 3,736 | $242,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 4,073 | $240,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 7,027 | $240,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 3,166 | $239,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 17,700 | $239,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 8,120 | $239,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 6,896 | $237,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 5,025 | $237,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 2,507 | $237,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 4,040 | $236,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 69,155 | $236,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 4,276 | $236,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 986 | $235,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 8,192 | $234,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 5,328 | $234,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 1,932 | $234,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 2,389 | $234,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 5,777 | $233,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 628 | $232,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 5,991 | $232,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 6,969 | $230,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 5,336 | $229,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 5,576 | $228,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 6,379 | $227,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 4,651 | $227,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,389 | $226,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 3,982 | $226,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 18,456 | $225,000 | thousands by filing date | |
| INNOVATOR U.S. EQUITY BUFFER ETF - OCTOBER | 45782C771 | ETF | 8,000 | $223,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 7,402 | $222,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 10,636 | $221,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 7,382 | $220,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,317 | $220,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 2,314 | $219,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,139 | $218,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 2,592 | $218,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 8,609 | $216,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,069 | $215,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 6,637 | $214,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 14,803 | $214,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 8,848 | $214,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 7,851 | $214,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 8,402 | $213,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 8,238 | $213,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 5,139 | $213,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 8,144 | $212,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 8,213 | $212,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 3,923 | $211,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 1,897 | $210,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 7,056 | $210,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 4,339 | $210,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,627 | $209,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 7,588 | $208,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 3,350 | $207,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 19,503 | $205,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 2,449 | $205,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 686 | $204,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 5,641 | $204,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 811 | $203,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 1,666 | $203,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 6,475 | $203,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,485 | $202,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 5,975 | $202,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 15,080 | $201,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 9,367 | $200,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 25,063 | $199,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 12,645 | $196,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 15,782 | $196,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 12,247 | $195,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 34,078 | $184,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 15,907 | $183,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 35,971 | $181,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 15,925 | $180,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 12,673 | $176,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 18,842 | $176,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 34,480 | $173,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 16,000 | $170,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 10,313 | $161,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 14,200 | $157,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 11,159 | $156,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 10,583 | $154,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 13,598 | $153,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 17,500 | $151,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 14,786 | $150,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 12,303 | $150,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 37,566 | $147,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 22,891 | $147,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 30,429 | $144,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 13,973 | $143,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 19,431 | $142,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 21,529 | $139,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 14,729 | $137,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 11,375 | $137,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 23,375 | $136,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 11,174 | $135,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 31,165 | $135,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 20,330 | $135,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 23,990 | $135,000 | thousands by filing date | |
| MONAKER GROUP INC | 609011200 | COM NEW | 61,230 | $135,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 11,199 | $134,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 11,704 | $133,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 24,565 | $132,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 13,555 | $128,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 12,242 | $123,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 12,778 | $123,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 18,500 | $123,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 37,064 | $123,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 14,258 | $122,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 11,000 | $119,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 50,769 | $119,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 12,331 | $117,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 11,263 | $117,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 32,062 | $115,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 20,465 | $112,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 40,935 | $112,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 10,218 | $111,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 13,120 | $108,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 40,001 | $108,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 13,114 | $103,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 17,700 | $102,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 10,612 | $99,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 10,460 | $98,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 25,700 | $95,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 17,350 | $90,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 14,880 | $89,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 14,300 | $88,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 20,588 | $84,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 13,693 | $82,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 48,300 | $82,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 13,860 | $71,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 12,914 | $60,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 21,234 | $57,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 26,050 | $53,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 12,932 | $52,000 | thousands by filing date | |
| TAKUNG ART LTD | 87407Q207 | COM NEW | 52,900 | $46,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 87,386 | $45,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 39,925 | $43,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 21,800 | $43,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 28,725 | $40,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 10,496 | $37,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 42,792 | $36,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 13,850 | $35,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 15,797 | $29,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 23,425 | $29,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 50,000 | $20,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 10,650 | $19,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 10,600 | $16,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 19,162 | $15,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 15,000 | $12,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 13,000 | $12,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 10,000 | $10,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 10,000 | $9,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 10,000 | $5,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 23,916 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-002752 | this filing | 2020-11-05 | acceptance time not in the bulk data set |