13F-HR filed by MacKay Shields LLC
MacKay Shields LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-04, with 1,412 holding rows worth $14,729,837,000.
- Accession
- 0001085146-20-002735
- Filer
- CIK 61227
- Filed
- 2020-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 2,990 entries on the cover page, a total value of $14,729,837,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $14,729,837,000 with VALUE read as thousands by filing date, 13F file number 028-00046. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNEW YORK LIFE INVESTMENT MANAGEMENT LLC028-06325
- included managerFIRST TRUST ADVISORS LP028-06487
- included managerNEW YORK LIFE INSURANCE CO028-00065
- included managerOPPENHEIMER ASSET MANAGEMENT INC.028-10748
- included managerMCMORGAN & CO LLC028-10044
- included managerRIVERNORTH CAPITAL MANAGEMENT, LLC028-13256
- included managerIndexIQ Advisors LLC028-13712
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 77,992 | $1,102,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 7,900 | $1,101,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 206,100 | $1,094,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 65,144 | $1,090,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 13,800 | $1,089,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 165,400 | $1,088,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 83,631 | $1,083,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 55,257 | $1,082,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 6,200 | $1,082,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 62,665 | $1,076,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 39,000 | $1,072,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 68,478 | $1,071,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 7,800 | $1,066,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 50,000 | $1,062,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 270,700 | $1,061,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 99,000 | $1,057,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 18,887 | $1,055,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 62,440 | $1,054,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 20,987 | $1,052,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 6,151 | $1,046,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 85,000 | $1,041,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 84,420 | $1,038,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 18,900 | $1,035,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 265,900 | $1,029,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 51,794 | $1,015,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 12,700 | $1,007,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 12,300 | $1,007,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 13,537 | $1,004,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 40,800 | $1,003,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 25,847 | $1,003,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 68,077 | $1,002,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 46,300 | $1,001,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 26,191 | $996,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 38,700 | $996,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 59,400 | $983,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 139,400 | $983,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 83,500 | $980,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 21,165 | $979,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 52,100 | $974,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 23,345 | $957,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 67,600 | $949,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 30,157 | $944,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 12,700 | $944,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 16,400 | $941,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 25,380 | $937,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 18,200 | $935,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 17,592 | $929,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 9,200 | $921,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 90,000 | $921,000 | thousands by filing date | principal |
| HANESBRANDS INC | 410345102 | COM | 57,794 | $910,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 233,100 | $904,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 21,971 | $904,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 7,100 | $899,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 6,900 | $891,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 19,375 | $887,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 28,200 | $878,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 26,004 | $876,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 57,084 | $865,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 14,087 | $864,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 156,400 | $863,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 33,900 | $857,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 27,900 | $851,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 70,400 | $849,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 15,000 | $846,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 14,700 | $841,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 11,419 | $839,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 40,200 | $838,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 8,976 | $837,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 11,000 | $834,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 170,150 | $834,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 79,900 | $823,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 61,037 | $819,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 29,300 | $818,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 77,597 | $816,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 75,400 | $815,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 71,771 | $808,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 21,700 | $807,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 8,453 | $805,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 26,692 | $804,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 7,200 | $804,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 34,400 | $797,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 27,216 | $795,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 41,200 | $790,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 38,900 | $784,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 71,800 | $782,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 47,284 | $781,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 21,754 | $780,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 52,917 | $778,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 10,100 | $768,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 43,900 | $768,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 46,700 | $762,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 44,200 | $757,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 10,100 | $754,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 20,510 | $751,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 67,100 | $748,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 20,519 | $746,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 15,400 | $742,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 17,500 | $739,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 12,600 | $736,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 23,000 | $732,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 87,418 | $730,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 70,483 | $727,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 11,200 | $725,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 13,906 | $724,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 10,986 | $722,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 12,900 | $719,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 45,861 | $717,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 125,700 | $715,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 51,055 | $713,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 40,900 | $713,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 67,000 | $709,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 104,700 | $706,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 11,779 | $702,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 47,178 | $702,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 73,834 | $701,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 114,200 | $699,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 31,200 | $696,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 51,153 | $688,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 80,406 | $687,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 56,581 | $680,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 39,054 | $679,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 11,600 | $674,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 20,583 | $665,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 16,700 | $641,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 24,300 | $640,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 58,122 | $634,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 7,821 | $631,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 146,100 | $631,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 110,000 | $631,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 65,300 | $631,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 36,379 | $622,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 29,690 | $622,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 58,500 | $615,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 28,232 | $615,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 400,347 | $608,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 21,850 | $603,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 104,400 | $602,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 17,484 | $602,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 22,669 | $600,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 220,500 | $595,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 62,682 | $594,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 31,000 | $591,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 21,612 | $590,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 2,752 | $589,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 20,742 | $585,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 64,493 | $584,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 3,900 | $583,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 34,096 | $580,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 10,500 | $573,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 51,100 | $569,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 12,154 | $564,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 10,600 | $561,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 17,400 | $558,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 11,400 | $557,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 30,200 | $553,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 38,926 | $551,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 34,416 | $551,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 9,600 | $548,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 38,266 | $547,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 169,600 | $546,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 8,000 | $544,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 4,011 | $542,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 52,900 | $541,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 47,600 | $541,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 37,000 | $540,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 131,145 | $537,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 12,900 | $533,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 255,000 | $530,000 | thousands by filing date | principal |
| BLUE BIRD CORP | 095306106 | COM | 43,500 | $529,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 33,700 | $524,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 41,699 | $522,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 93,000 | $520,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 40,500 | $519,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 50,500 | $511,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 4,400 | $508,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 23,500 | $507,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 16,800 | $506,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 58,100 | $504,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 11,356 | $501,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 11,827 | $496,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 9,100 | $495,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 15,900 | $495,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 35,300 | $484,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 15,100 | $480,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 12,482 | $475,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 2,600 | $475,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 21,694 | $474,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 27,700 | $473,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 26,000 | $469,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 11,700 | $468,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 13,600 | $463,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 27,800 | $453,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 13,610 | $452,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 50,100 | $451,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 26,500 | $449,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 198,000 | $447,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 58,000 | $445,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 64,800 | $444,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 20,600 | $443,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 32,265 | $438,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAB2 | NOTE 0.375% 1/1 | 71,000 | $438,000 | thousands by filing date | principal |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 235,700 | $437,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 137,200 | $435,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 15,700 | $431,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 222,000 | $431,000 | thousands by filing date | principal |
| NIO INC SPON ADS | 62914V106 | ADR | 20,100 | $427,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 74,200 | $425,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 26,800 | $424,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 24,700 | $421,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 11,634 | $421,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 16,800 | $419,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 71,600 | $415,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 60,409 | $413,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 5,200 | $411,000 | thousands by filing date | |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 135,000 | $408,000 | thousands by filing date | principal |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 30,653 | $406,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 35,500 | $403,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 46,685 | $401,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 62,608 | $401,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 7,200 | $398,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 26,700 | $397,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 3,134 | $397,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 12,700 | $396,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 31,086 | $394,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 5,700 | $394,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 42,831 | $394,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 31,952 | $390,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 28,062 | $388,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 16,700 | $387,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 32,270 | $385,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 61,400 | $384,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 111,829 | $381,000 | thousands by filing date | |
| BOSTON SCIENTIFIC CORP | 101137206 | CONV | 3,400 | $379,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 49,100 | $378,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 85,512 | $377,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 13,000 | $377,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 102,203 | $374,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 145,000 | $370,000 | thousands by filing date | principal |
| CARLISLE COS INC COM | 142339100 | Stock | 3,000 | $367,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 61,937 | $366,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 32,235 | $362,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 2,100 | $362,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 29,100 | $361,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 10,300 | $359,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 8,700 | $358,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 6,900 | $358,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 35,900 | $355,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 1,891,000 | $351,000 | thousands by filing date | principal |
| REXNORD CORP | 76169B102 | COMMON STOCK | 11,700 | $349,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 8,500 | $348,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 32,900 | $347,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 5,200 | $346,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 1,800 | $342,000 | thousands by filing date | |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 5,055 | $342,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 19,000 | $340,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 8,688 | $338,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 19,100 | $338,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 8,400 | $337,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 9,800 | $331,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 5,490 | $331,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 165,900 | $331,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 14,076 | $329,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 39,600 | $325,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 325,000 | $325,000 | thousands by filing date | principal |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 37,500 | $324,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 6,200 | $322,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 129,600 | $321,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 56,200 | $320,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 10,445 | $319,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 26,800 | $316,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 7,100 | $314,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 345,000 | $314,000 | thousands by filing date | principal |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 11,100 | $309,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 275,000 | $307,000 | thousands by filing date | principal |
| UNDER ARMOUR INC | 904311206 | CL C | 31,155 | $306,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 17,077 | $305,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 23,793 | $304,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 5,300 | $302,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 5,093 | $300,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 25,745 | $300,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 30,700 | $298,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 95,000 | $294,000 | thousands by filing date | principal |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 14,000 | $293,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 1,800 | $293,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 20,300 | $293,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 15,600 | $288,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 45,200 | $285,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 8,700 | $284,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 199,000 | $284,000 | thousands by filing date | principal |
| RAPID7 INC COM | 753422104 | Stock | 4,600 | $282,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 7,600 | $280,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 135,000 | $280,000 | thousands by filing date | principal |
| PREFORMED LINE PRODS CO | 740444104 | COM | 5,737 | $279,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 1,200 | $264,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 7,000 | $260,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 10,100 | $260,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 3,700 | $256,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 255,000 | $254,000 | thousands by filing date | principal |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 9,500 | $245,000 | thousands by filing date | |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 92,000 | $245,000 | thousands by filing date | principal |
| YETI HLDGS INC COM | 98585X104 | Stock | 5,400 | $244,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 24,800 | $244,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 10,800 | $241,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 14,300 | $240,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 8,300 | $240,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 6,400 | $237,000 | thousands by filing date | |
| ARCH RESOURCES INC | 03940R107 | CL A | 5,600 | $237,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 3,626 | $236,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 27,000 | $236,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 9,270 | $233,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 15,863 | $230,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 15,200 | $229,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 22,600 | $229,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 21,000 | $229,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 2,750 | $220,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 12,300 | $219,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 6,100 | $218,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 4,900 | $218,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 215,000 | $218,000 | thousands by filing date | principal |
| ZUORA INC | 98983V106 | COMMON STOCK | 21,000 | $217,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 200 | $216,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 6,800 | $216,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 14,200 | $214,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 210,000 | $214,000 | thousands by filing date | principal |
| MADDEN STEVEN LTD | 556269108 | COM | 10,900 | $213,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 37,600 | $213,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 18,300 | $212,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 16,800 | $211,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 4,100 | $210,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 10,500 | $210,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 11,600 | $206,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 13,500 | $204,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 10,400 | $202,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 2,226 | $201,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 5,300 | $200,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 24,000 | $199,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 15,400 | $198,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 25,200 | $193,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 11,700 | $191,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 15,000 | $189,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 260,000 | $189,000 | thousands by filing date | principal |
| INFINERA CORP | 45667G103 | COMMON STOCK | 30,300 | $186,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 14,500 | $179,000 | thousands by filing date | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 25,000 | $177,000 | thousands by filing date | principal |
| PROOFPOINT INC | 743424AF0 | NOTE 0.250% 8/1 | 175,000 | $175,000 | thousands by filing date | principal |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 15,200 | $172,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 14,400 | $167,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 13,500 | $167,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 27,000 | $164,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 10,386 | $162,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 12,400 | $151,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 36,500 | $151,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 35,100 | $146,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 145,000 | $146,000 | thousands by filing date | principal |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 10,300 | $145,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 28,000 | $143,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 115,000 | $143,000 | thousands by filing date | principal |
| LUTHER BURBANK CORP | 550550107 | COM | 16,836 | $141,000 | thousands by filing date | |
| INVITAE CORP | 46185LAB9 | NOTE 2.000% 9/0 | 85,000 | $140,000 | thousands by filing date | principal |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 120,000 | $138,000 | thousands by filing date | principal |
| HORIZON BANCORP IND | 440407104 | COM | 13,500 | $136,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941BAB2 | NOTE 0.375% 3/0 | 150,000 | $133,000 | thousands by filing date | principal |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 21,000 | $131,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 135,000 | $131,000 | thousands by filing date | principal |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 105,000 | $131,000 | thousands by filing date | principal |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 101,000 | $131,000 | thousands by filing date | principal |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 14,200 | $128,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 130,000 | $126,000 | thousands by filing date | principal |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 10,800 | $126,000 | thousands by filing date | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 90,000 | $124,000 | thousands by filing date | principal |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 105,000 | $121,000 | thousands by filing date | principal |
| INFINERA CORP | 45667GAC7 | BOND | 130,000 | $120,000 | thousands by filing date | principal |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 105,000 | $119,000 | thousands by filing date | principal |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 70,000 | $119,000 | thousands by filing date | principal |
| MONGODB INC | 60937PAB2 | NOTE | 35,000 | $118,000 | thousands by filing date | principal |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 24,000 | $118,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 150,000 | $116,000 | thousands by filing date | principal |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 120,000 | $115,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 110,000 | $114,000 | thousands by filing date | principal |
| KARYOPHARM THERAPEUTICS INC | 48576UAA4 | BOND | 93,000 | $111,000 | thousands by filing date | principal |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 13,800 | $110,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 21,800 | $110,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 75,000 | $110,000 | thousands by filing date | principal |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 85,000 | $105,000 | thousands by filing date | principal |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 17,900 | $104,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 95,000 | $104,000 | thousands by filing date | principal |
| DURECT CORP | 266605104 | COM | 60,400 | $103,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 110,000 | $103,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 140,000 | $100,000 | thousands by filing date | principal |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 49,800 | $98,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 33,800 | $90,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 85,000 | $90,000 | thousands by filing date | principal |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 95,000 | $89,000 | thousands by filing date | principal |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 87,000 | $88,000 | thousands by filing date | principal |
| RAPID7 INC | 753422AB0 | NOTE | 55,000 | $86,000 | thousands by filing date | principal |
| PFSWEB INC | 717098206 | COM | 12,700 | $85,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 16,000 | $81,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 85,000 | $81,000 | thousands by filing date | principal |
| COEUR MNG INC COM NEW | 192108504 | Stock | 10,800 | $80,000 | thousands by filing date | |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 80,000 | $80,000 | thousands by filing date | principal |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 11,624 | $76,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 80,000 | $73,000 | thousands by filing date | principal |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 70,000 | $72,000 | thousands by filing date | principal |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 65,000 | $69,000 | thousands by filing date | principal |
| AERIE PHARMACEUTICALS INC | 00771VAB4 | NOTE 1.500%10/0 | 76,000 | $62,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 115,000 | $54,000 | thousands by filing date | principal |
| 8X8 INC NEW | 282914AB6 | BOND | 50,000 | $47,000 | thousands by filing date | principal |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 45,000 | $36,000 | thousands by filing date | principal |
| VOCERA COMMUNICATIONS INC | 92857FAB3 | NOTE 1.500% 5/1 | 30,000 | $34,000 | thousands by filing date | principal |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 14,295 | $27,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 90,000 | $25,000 | thousands by filing date | principal |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 30,000 | $23,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-002735 | this filing | 2020-11-04 | acceptance time not in the bulk data set |