13F-HR filed by COWEN AND COMPANY, LLC
COWEN AND COMPANY, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-03, with 431 holding rows worth $612,608,000.
- Accession
- 0001085146-20-002728
- Filer
- CIK 48966
- Filed
- 2020-11-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 440 entries on the cover page, a total value of $612,608,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $612,608,000 with VALUE read as thousands by filing date, 13F file number 028-19611. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCowen Financial Products LLC028-19614
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO QQQ TR | 46090E103 | COM | 539,905 | $150,007,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 1,950,774 | $39,952,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 6,401,605 | $35,785,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 600,000 | $20,022,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 125,658 | $18,822,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 1,365,974 | $14,479,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 1,092,142 | $13,346,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 48,686 | $10,686,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T109 | COM CL A | 1,000,000 | $10,180,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 1,905,990 | $9,606,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 156,100 | $9,033,000 | thousands by filing date | call |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 80,000 | $8,914,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 43,038 | $7,497,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 409,004 | $6,765,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 250,000 | $6,363,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 70,100 | $5,839,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 301,001 | $5,578,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 90,000 | $5,235,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 30,773 | $5,124,000 | thousands by filing date | |
| Sandbridge Acquisition Corp | 799793203 | Unit | 500,000 | $4,991,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641106 | CL A | 465,632 | $4,978,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 94,800 | $4,902,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 260,000 | $4,832,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865202 | UNIT 02/01/2023 | 451,701 | $4,815,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 618,103 | $4,685,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 15,070 | $4,430,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019200 | UNIT 08/31/2027 | 411,339 | $4,198,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 79,044 | $4,131,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 312,370 | $3,823,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 25,000 | $3,751,000 | thousands by filing date | call |
| Union Pacific Corporation | 907818108 | COM | 18,155 | $3,574,000 | thousands by filing date | |
| VISTAS MEDIA ACQUISITION CO | 92840T206 | UNIT 08/03/2025 | 320,296 | $3,235,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 293,339 | $3,180,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 199,030 | $3,113,000 | thousands by filing date | |
| KISMET ACQUISITION ONE CORP | G52753129 | UNIT 08/06 | 277,796 | $2,778,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 1,000,000 | $2,740,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 70,100 | $2,669,000 | thousands by filing date | put |
| PANACEA ACQUISITION CORP | 698102209 | UNIT 99/99/9999 | 216,658 | $2,600,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 51,000 | $2,500,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 238,294 | $2,493,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 19,100 | $2,474,000 | thousands by filing date | |
| BRAINSWAY LTD | 10501L106 | CMN | 417,686 | $2,436,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 32,503 | $2,340,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 43,796 | $2,340,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 75,500 | $2,306,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 484,246 | $2,281,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 69,200 | $2,265,000 | thousands by filing date | call |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 164,600 | $2,184,000 | thousands by filing date | call |
| E MERGE TECHNOLOGY ACQUISITION UNIT EX 073025 | 26873Y203 | Stock | 208,411 | $2,101,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 124,171 | $2,090,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 993,800 | $1,964,000 | thousands by filing date | put |
| NEWMONT CORP | 651639106 | COM | 30,556 | $1,939,000 | thousands by filing date | |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 183,365 | $1,935,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 192,990 | $1,897,000 | thousands by filing date | |
| NEWBORN ACQUISITION CORP | G6463T106 | SHS | 186,386 | $1,860,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 986,663 | $1,825,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761101 | COM CL A | 178,237 | $1,752,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 11,360 | $1,667,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 1,168,600 | $1,656,000 | thousands by filing date | put |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 243,205 | $1,561,000 | thousands by filing date | |
| SOFTWARE ACQUISITION GROUP I | 83406B101 | COM CL A | 156,110 | $1,555,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L100 | CL A | 30,480 | $1,519,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 45,700 | $1,512,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754205 | UNIT 99/99/9999 | 126,166 | $1,510,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 11,020 | $1,492,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 28,531 | $1,486,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 472,649 | $1,479,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 147,353 | $1,463,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 129,200 | $1,441,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 139,781 | $1,440,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 298,022 | $1,428,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 305,000 | $1,397,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K110 | SHS CL A | 137,066 | $1,339,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 37,828 | $1,299,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 841,500 | $1,272,000 | thousands by filing date | call |
| GRUBHUB INC | 400110102 | COM | 17,302 | $1,251,000 | thousands by filing date | |
| PAE INC | 69290Y117 | *W EXP 09/11/202 | 568,470 | $1,251,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 5,676 | $1,245,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPORTUN CO | G28302126 | UNIT 08/18/2027 | 100,100 | $1,226,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 266,100 | $1,197,000 | thousands by filing date | put |
| TORTOISE ACQUISITION CORP | 89154L100 | CL A | 123,400 | $1,168,000 | thousands by filing date | put |
| TIFFANY & CO NEW | 886547108 | COM | 750,600 | $1,165,000 | thousands by filing date | call |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y125 | UNIT 99/99/9999 | 100,000 | $1,110,000 | thousands by filing date | |
| STAR PEAK ENERGY TRANSITION | 855185203 | UNIT 99/99/9999 | 107,457 | $1,101,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L118 | W EXP 03/04/202 | 41,396 | $1,056,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L100 | CL A | 84,300 | $1,037,000 | thousands by filing date | call |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 100,000 | $1,034,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 12,381 | $1,027,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 100,000 | $1,020,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L102 | COM CL A | 100,000 | $1,015,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415116 | UNIT 09/24/2020 | 92,157 | $1,014,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 99,171 | $1,011,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 30,000 | $999,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D112 | UNIT 99/99/9999 | 97,400 | $998,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 450,000 | $948,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 233,600 | $943,000 | thousands by filing date | put |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 235,213 | $943,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 102,700 | $906,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 25,500 | $866,000 | thousands by filing date | call |
| High Templar Tech Limit | 747798106 | COM | 304,800 | $853,000 | thousands by filing date | put |
| DERMTECH INC | 24984K105 | COM | 68,125 | $814,000 | thousands by filing date | |
| ORISUN ACQUISITION CORP | 68632T109 | COM | 80,000 | $814,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 78,922 | $795,000 | thousands by filing date | |
| VINCERX PHARMA INC COM NEW | 53228P109 | Stock | 64,000 | $794,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R121 | UNIT 99/99/9999 | 75,000 | $793,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049121 | UNIT 99/99/9999 | 75,000 | $780,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T129 | UNIT 99/99/9999 | 75,000 | $775,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H100 | COM CL A | 30,000 | $773,000 | thousands by filing date | |
| YUCAIPA ACQUISITION CORP | G9879L121 | UNIT 99/99/9999 | 75,000 | $765,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 45,000 | $761,000 | thousands by filing date | call |
| NIKOLA CORP | 654110105 | COM | 50,000 | $758,000 | thousands by filing date | put |
| GREENLANE HLDGS INC | 395330103 | CL A | 336,686 | $755,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 20,000 | $734,000 | thousands by filing date | |
| HOLICITY INC | 435063201 | UNIT 08/05/2025 | 70,200 | $727,000 | thousands by filing date | |
| SOCIAL CAP HDOSPHIA HLDG CO | G8250T117 | UNIT 99/99/9999 | 33,885 | $706,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 4,101 | $681,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 66,973 | $676,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516T203 | UNIT 07/31/2027 | 67,500 | $674,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784114 | UNIT 99/99/9999 | 40,102 | $648,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 55,600 | $645,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 63,058 | $643,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 154,000 | $639,000 | thousands by filing date | put |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 75,000 | $622,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 59,258 | $619,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 5,500 | $589,000 | thousands by filing date | call |
| REPLAY ACQUISITION CORP | G75130107 | COM | 57,768 | $588,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 75,100 | $582,000 | thousands by filing date | put |
| UNIQURE NV | N90064101 | SHS | 15,745 | $580,000 | thousands by filing date | |
| Colonnade Acquisition Corp | G2283K128 | COLONNADE ACQUISITION CORP | 58,200 | $580,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 5,823 | $567,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 180,000 | $567,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 27,400 | $559,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195119 | *W EXP 05/27/202 | 572,848 | $556,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K123 | UNIT 99/99/9999 | 40,101 | $551,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 102,700 | $550,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554110 | UNIT 06/14/2027 | 50,000 | $544,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085107 | CL A | 53,922 | $541,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641114 | *W EXP 02/21/202 | 246,594 | $528,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896104 | COM CL A | 50,000 | $523,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885202 | UNIT 08/24/2027 | 50,000 | $522,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 48,554 | $510,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884112 | *W EXP 06/20/202 | 361,019 | $505,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 358,900 | $500,000 | thousands by filing date | put |
| ALPHA HEALTHCARE ACQUISTN CO | 020751202 | UNIT 10/01/2023 | 50,000 | $496,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G114 | *W EXP 11/13/202 | 283,716 | $491,000 | thousands by filing date | |
| PTK ACQUISITION CORP | 69375F207 | UNIT 99/99/9999 | 47,332 | $482,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C103 | COM CL A | 47,243 | $473,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 103,000 | $472,000 | thousands by filing date | put |
| FASTENAL CO COM | 311900104 | Stock | 40,000 | $468,000 | thousands by filing date | call |
| PANACEA ACQUISITION CORP | 698102100 | CL A | 41,811 | $468,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744104 | SHS | 44,432 | $463,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 44,970 | $458,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C203 | UNIT 03/01/2027 | 40,740 | $438,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 13,125 | $428,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439201 | UNIT 99/99/9999 | 41,260 | $413,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 38,320 | $412,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 18,101 | $401,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872109 | COM CL A | 35,000 | $400,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D124 | UNIT 12/31/2026 | 38,546 | $393,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 8,061 | $382,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 212,800 | $380,000 | thousands by filing date | put |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 100,000 | $365,000 | thousands by filing date | call |
| NOBLE ENERGY INC | 655044105 | COM | 40,592 | $347,000 | thousands by filing date | |
| AMPLITUDE HEALTHCARE ACQUISITI | 03212a105 | COM | 35,000 | $347,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 27,633 | $340,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 11,465 | $333,000 | thousands by filing date | |
| SCVX CORP U | G79448109 | COM | 30,802 | $331,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F203 | UNIT 99/99/9999 | 29,108 | $329,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C112 | *W EXP 03/01/202 | 163,900 | $328,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 6,427 | $325,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 64,591 | $324,000 | thousands by filing date | |
| GALILEO ACQUISITION CORP | G3770A102 | SHS | 32,720 | $324,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195200 | UNIT 99/99/9999 | 31,670 | $321,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 30,721 | $319,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 2,161,452 | $316,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 31,362 | $316,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 6,334 | $308,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884104 | COM CL A | 28,900 | $302,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 23,700 | $301,000 | thousands by filing date | call |
| Uber Technologies | 90353T100 | COM | 135,900 | $299,000 | thousands by filing date | call |
| NEWMONT CORP | 651639106 | COM | 39,400 | $290,000 | thousands by filing date | call |
| NOVUS CAP CORP COM | 67012U108 | Stock | 24,669 | $290,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 93,600 | $289,000 | thousands by filing date | put |
| AbbVie,Inc. | 00287Y109 | COM | 3,222 | $282,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F201 | UNIT 06/11/2026 | 23,900 | $282,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 65,028 | $274,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 8,181 | $272,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 26,843 | $270,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 13,904 | $267,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 24,600 | $264,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 15,000 | $263,000 | thousands by filing date | call |
| CIIG MERGER CORP | 12559C202 | UNIT 12/31/2026 | 25,590 | $261,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864205 | UNIT 99/99/9999 | 25,000 | $259,000 | thousands by filing date | |
| GALILEO ACQUISITION CORP | G3770A128 | UNIT 99/99/9999 | 24,000 | $253,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A115 | *W EXP 05/24/202 | 157,323 | $252,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F110 | *W EXP 09/18/202 | 126,691 | $246,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 102,700 | $241,000 | thousands by filing date | put |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 180,000 | $241,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 200,300 | $240,000 | thousands by filing date | call |
| VECTOR ACQUISITION CORP | G9442R100 | UNIT 09/30/2027 | 23,588 | $239,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 150,000 | $231,000 | thousands by filing date | call |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 56,000 | $229,000 | thousands by filing date | call |
| CORELOGIC INC | 21871D103 | COM | 59,800 | $227,000 | thousands by filing date | call |
| CANOPY GROWTH CORP | 138035100 | COM | 15,694 | $225,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H113 | *W EXP 06/01/202 | 206,401 | $225,000 | thousands by filing date | |
| IAC INTERACTIVECORP NEW | 44891N109 | COM | 45,300 | $222,000 | thousands by filing date | call |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 712,800 | $222,000 | thousands by filing date | put |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 21,353 | $214,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 426,800 | $212,000 | thousands by filing date | call |
| ROTH CH ACQUISITION I CO | 778675108 | COM | 20,496 | $204,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,881 | $202,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T132 | UNIT 08/26/2025 | 19,760 | $197,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 135,600 | $196,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 129,200 | $195,000 | thousands by filing date | put |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 18,660 | $192,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 12,946 | $191,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 45,000 | $191,000 | thousands by filing date | put |
| RUSH STREET INTERACTIVE INC | 233253103 | COM | 15,000 | $191,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 152,247 | $189,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R120 | *W EXP 10/30/202 | 135,311 | $189,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC II | 233277201 | UNIT 99/99/9999 | 18,003 | $184,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130115 | *W EXP 03/01/202 | 183,249 | $174,000 | thousands by filing date | |
| INTERPRIVATE ACQUISITION COR | 46064A202 | UNIT 10/29/2024 | 16,812 | $174,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C117 | *W EXP 09/01/202 | 141,698 | $173,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G114 | *W EXP 07/02/202 | 78,885 | $172,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 16,685 | $171,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 151,000 | $163,000 | thousands by filing date | put |
| 8I ENTERPRISES ACQUISITION C | G2956M112 | *W EXP 10/29/202 | 122,000 | $163,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 2,342,200 | $162,000 | thousands by filing date | put |
| FASTENAL CO COM | 311900104 | Stock | 3,449 | $156,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 75,100 | $149,000 | thousands by filing date | call |
| MYOKARDIA INC | 62857M105 | COM | 5,600 | $149,000 | thousands by filing date | call |
| ARYA SCIENCES ACQUISTION CO | G31655122 | COM CL A | 14,000 | $146,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 193,200 | $141,000 | thousands by filing date | put |
| DOW HLDGS INC COM | 260557103 | Stock | 320,000 | $140,000 | thousands by filing date | put |
| NOVUS CAP CORP WT EXP 063027 | 67012U116 | Stock | 48,363 | $135,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S108 | *W EXP 11/30/202 | 100,015 | $135,000 | thousands by filing date | |
| HPX CORP | G32219118 | UNIT 99/99/9999 | 13,087 | $133,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T117 | *W EXP 99/99/999 | 88,530 | $133,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 56,800 | $131,000 | thousands by filing date | call |
| ETFMG | 26924G508 | EXCHANGE TRADED | 78,100 | $129,000 | thousands by filing date | put |
| BOWX ACQUISITION CORP | 103085205 | UNIT 08/03/2025 | 12,542 | $129,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 7,133 | $128,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 19,300 | $121,000 | thousands by filing date | put |
| CHPMW US 22 Nov 24 C11.5 | 12558Y114 | *W EXP 11/22/202 | 100,000 | $120,000 | thousands by filing date | |
| KALEYRA INC | 483379111 | *W EXP 11/25/202 | 83,889 | $119,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 390,600 | $117,000 | thousands by filing date | call |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 65,100 | $117,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 16,500 | $116,000 | thousands by filing date | put |
| ANGI INC CLASS A | 00183L102 | CL A | 10,398 | $115,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 844 | $115,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 176,900 | $111,000 | thousands by filing date | put |
| ROTH CH ACQUISITION I CO | 778675207 | UNIT 01/28/2025 | 10,000 | $107,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 37,200 | $106,000 | thousands by filing date | put |
| FITBIT INC | 33812L102 | CL A | 388,700 | $104,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 075896100 | COM | 35,500 | $102,000 | thousands by filing date | call |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 22,100 | $101,000 | thousands by filing date | call |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 15,000 | $101,000 | thousands by filing date | call |
| YUCAIPA ACQ CRP; TNT ACQ DT; 8/4/2022; CASH: $10.00 | G9879L105 | COM | 10,163 | $101,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 254,900 | $99,000 | thousands by filing date | call |
| LIFESCI ACQUISITION CORP | 53228P117 | *W EXP 02/14/202 | 64,000 | $98,000 | thousands by filing date | |
| IAC INTERACTIVECORP NEW | 44891N109 | COM | 30,300 | $95,000 | thousands by filing date | put |
| NEWBORN ACQUISITION CORP | G6463T114 | *W EXP 02/03/202 | 328,689 | $95,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 7,500 | $93,000 | thousands by filing date | put |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 4,316 | $92,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 32,400 | $88,000 | thousands by filing date | put |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 11,990 | $88,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 24,000 | $88,000 | thousands by filing date | call |
| FITBIT INC | 33812L102 | CL A | 547,700 | $87,000 | thousands by filing date | put |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 5,300 | $85,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 25,000 | $84,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 13,500 | $82,000 | thousands by filing date | call |
| GAMESTOP CORP | 36467W109 | CL A | 100,000 | $81,000 | thousands by filing date | put |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 277,050 | $79,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 186,300 | $77,000 | thousands by filing date | put |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 6,057 | $70,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 225,226 | $69,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC | 233253111 | *W EXP 02/21/202 | 23,000 | $69,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085115 | *W EXP 12/31/202 | 68,196 | $68,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 20,500 | $67,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 35,000 | $67,000 | thousands by filing date | put |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 15,400 | $66,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 40,000 | $65,000 | thousands by filing date | call |
| PFENEX INC | 717071104 | COM | 5,000 | $64,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 1,528 | $63,000 | thousands by filing date | |
| ORISUN ACQUISITION CORP | 68632T125 | RIGHT 05/31/2024 | 105,000 | $63,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 411,600 | $62,000 | thousands by filing date | call |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 20,200 | $61,000 | thousands by filing date | put |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 300,000 | $60,000 | thousands by filing date | call |
| TOLL BROTHERS INC COM | 889478103 | Stock | 115,200 | $60,000 | thousands by filing date | call |
| VARIAN MED SYS INC | 92220P105 | COM | 78,500 | $59,000 | thousands by filing date | call |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 25,000 | $58,000 | thousands by filing date | put |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 1,417 | $58,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G114 | *W EXP 11/12/202 | 53,661 | $58,000 | thousands by filing date | |
| SC HEALTH CORP | G78516401 | *W EXP 99/99/999 | 50,000 | $58,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y122 | *W EXP 99/99/999 | 30,949 | $56,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 234,100 | $53,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 2,113 | $51,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 25,000 | $51,000 | thousands by filing date | call |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 20,800 | $51,000 | thousands by filing date | put |
| WPX ENERGY INC | 98212B103 | COM | 10,115 | $50,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 203,101 | $49,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 10,294 | $48,000 | thousands by filing date | |
| NEWBORN ACQUISITION CORP | G6463T122 | RIGHT 02/03/2025 | 184,000 | $48,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 27,600 | $47,000 | thousands by filing date | put |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 28,300 | $47,000 | thousands by filing date | call |
| CIIG MERGER CORP | 12559C111 | *W EXP 12/31/202 | 54,389 | $47,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 6,056 | $43,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 31,200 | $43,000 | thousands by filing date | put |
| CAPSTAR SPL PURP ACQUISITION | 14070Y119 | *W EXP 99/99/999 | 52,752 | $42,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513117 | *W EXP 01/17/202 | 33,510 | $42,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 9,300 | $40,000 | thousands by filing date | put |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y112 | *W EXP 07/30/202 | 42,401 | $40,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761119 | *W EXP 06/21/202 | 32,988 | $39,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285110 | *W EXP 02/26/202 | 35,869 | $39,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 94,300 | $38,000 | thousands by filing date | call |
| PFENEX INC | 717071104 | COM | 70,000 | $37,000 | thousands by filing date | put |
| TRINE ACQUISITION CORP | 89628U116 | *W EXP 03/31/202 | 13,826 | $36,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 21,500 | $35,000 | thousands by filing date | put |
| SWITCH INC | 87105L104 | CL A | 2,272 | $35,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F112 | *W EXP 05/26/202 | 15,300 | $35,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q117 | *W EXP 05/15/202 | 30,060 | $35,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872117 | *W EXP 01/28/202 | 10,938 | $34,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 20,500 | $33,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 2,587 | $32,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 40,300 | $31,000 | thousands by filing date | call |
| CANOPY GROWTH CORP | 138035100 | COM | 25,000 | $31,000 | thousands by filing date | put |
| MERIDA MERGER CORP I | 58953M114 | *W EXP 11/07/202 | 55,321 | $30,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 8,800 | $29,000 | thousands by filing date | call |
| FIBROGEN INC | 31572Q808 | COM | 10,000 | $29,000 | thousands by filing date | call |
| ARYA SCIENCES ACQUISTION CO | G31655106 | *W EXP 06/09/202 | 16,323 | $29,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 7,400 | $28,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 22,900 | $28,000 | thousands by filing date | put |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 40,214 | $28,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 22,000 | $27,000 | thousands by filing date | put |
| QUIDEL CORP | 74838J101 | COM | 1,500 | $27,000 | thousands by filing date | call |
| GRUBHUB INC | 400110102 | COM | 47,100 | $27,000 | thousands by filing date | put |
| CC NEUBERGER PRIN HLDGS II | G3166T111 | *W EXP 07/29/202 | 16,754 | $27,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 22,000 | $26,000 | thousands by filing date | call |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 125,757 | $26,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 7,200 | $25,000 | thousands by filing date | call |
| IMMUNOMEDICS INC | 452907108 | COM | 21,600 | $25,000 | thousands by filing date | put |
| FIBROGEN INC | 31572Q808 | COM | 10,000 | $25,000 | thousands by filing date | put |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 16,500 | $25,000 | thousands by filing date | |
| SHAPEWAYS HOLDIN | G3770A110 | EQUITY WRT | 39,616 | $25,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P114 | *W EXP 99/99/999 | 19,917 | $24,000 | thousands by filing date | |
| ORISUN ACQUISITION CORP | 68632T117 | *W EXP 05/31/202 | 80,000 | $24,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 19,000 | $23,000 | thousands by filing date | call |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 44,700 | $23,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 37,500 | $23,000 | thousands by filing date | put |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 196,300 | $22,000 | thousands by filing date | call |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 149,500 | $22,000 | thousands by filing date | call |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 558,500 | $22,000 | thousands by filing date | call |
| WTS/GREENROSE ACQUISITION CORP EXP12/31/2024 | 395392111 | WARR | 88,059 | $21,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 820 | $19,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 37,500 | $19,000 | thousands by filing date | call |
| BTC DIGITAL LTD | G6055H106 | *W EXP 03/31/202 | 92,645 | $19,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 24,300 | $18,000 | thousands by filing date | call |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 30,000 | $18,000 | thousands by filing date | call |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 27,000 | $18,000 | thousands by filing date | put |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q118 | *W EXP 03/31/202 | 11,041 | $18,000 | thousands by filing date | |
| AMPLITUDE HLTHCRE AQUSTIN CO | 03212A113 | *W EXP 12/01/202 | 15,000 | $18,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415132 | RIGHT 10/01/2025 | 49,995 | $18,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 87 | $17,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 46,100 | $17,000 | thousands by filing date | put |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 98,400 | $17,000 | thousands by filing date | call |
| NEWHOLD INVESTMENT CORP | 651448110 | *W EXP 03/10/202 | 25,000 | $17,000 | thousands by filing date | |
| Collective Growth Corp | 19424L119 | W EXP 04/30/202 | 28,058 | $17,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 20,000 | $16,000 | thousands by filing date | call |
| BORGWARNER INC COM | 099724106 | Stock | 20,900 | $16,000 | thousands by filing date | put |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 25,500 | $16,000 | thousands by filing date | put |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 16,500 | $16,000 | thousands by filing date | call |
| GIGCAPITAL3 INC | 37519D115 | *W EXP 05/18/202 | 24,273 | $16,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 4,200 | $15,000 | thousands by filing date | call |
| QUIDEL CORP | 74838J101 | COM | 15,900 | $15,000 | thousands by filing date | put |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 276,300 | $15,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 275,000 | $14,000 | thousands by filing date | put |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 5,500 | $14,000 | thousands by filing date | put |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 15,000 | $14,000 | thousands by filing date | put |
| ANGI INC CLASS A | 00183L102 | CL A | 78,500 | $14,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 39,700 | $12,000 | thousands by filing date | call |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 19,000 | $12,000 | thousands by filing date | put |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 156,200 | $12,000 | thousands by filing date | call |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 25,060 | $12,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 5,000 | $11,000 | thousands by filing date | put |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 29,700 | $11,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 61,100 | $11,000 | thousands by filing date | call |
| ACCELERON PHARMA INC | 00434H108 | COM | 15,000 | $11,000 | thousands by filing date | put |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 15,000 | $11,000 | thousands by filing date | put |
| ATHENEX INC | 04685N103 | COM | 18,500 | $11,000 | thousands by filing date | call |
| GIGCAPITAL2 INC | 375036118 | *W EXP 02/28/202 | 11,902 | $11,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 7,900 | $10,000 | thousands by filing date | call |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 60,000 | $10,000 | thousands by filing date | call |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 14,939 | $10,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T114 | W EXP 05/09/202 | 28,166 | $10,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 7,000 | $9,000 | thousands by filing date | put |
| CANADIAN SOLAR INC | 136635109 | COM | 45,000 | $9,000 | thousands by filing date | put |
| IMMUNOMEDICS INC | 452907108 | COM | 58,800 | $9,000 | thousands by filing date | call |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 25,000 | $8,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 15,000 | $8,000 | thousands by filing date | put |
| MACYS INC COM | 55616P104 | Stock | 1,436 | $8,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 44,300 | $8,000 | thousands by filing date | put |
| CANADIAN SOLAR INC | 136635109 | COM | 227 | $8,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 17,600 | $8,000 | thousands by filing date | put |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 59,300 | $8,000 | thousands by filing date | put |
| ANDINA ACQUISITION CORP III | G04415124 | *W EXP 07/31/202 | 24,000 | $8,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 83 | $6,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 15,000 | $6,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 77,500 | $6,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 27,000 | $6,000 | thousands by filing date | call |
| SWITCH INC | 87105L104 | CL A | 8,500 | $6,000 | thousands by filing date | put |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 216,400 | $6,000 | thousands by filing date | call |
| GIGCAPITAL2 INC | 375036126 | RIGHT 02/28/2026 | 17,400 | $6,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 17,800 | $5,000 | thousands by filing date | call |
| TAUBMAN CTRS INC | 876664103 | COM | 19,000 | $4,000 | thousands by filing date | call |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 37,600 | $4,000 | thousands by filing date | call |
| EAST STONE ACQUISITION CORP | G2911D132 | RIGHT 02/24/2027 | 16,458 | $4,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 409,967 | $4,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Visa Inc | 92826C839 | COM | 13,600 | $3,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 100,000 | $3,000 | thousands by filing date | call |
| TEGNA INC COM | 87901J105 | Stock | 50,000 | $3,000 | thousands by filing date | call |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 7,500 | $3,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,000 | $2,000 | thousands by filing date | call |
| FASTENAL CO COM | 311900104 | Stock | 10,000 | $2,000 | thousands by filing date | put |
| MONGODB INC CL A | 60937P106 | Stock | 10,300 | $2,000 | thousands by filing date | call |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 20,000 | $2,000 | thousands by filing date | call |
| ETFMG | 26924G508 | EXCHANGE TRADED | 78,600 | $2,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 37,000 | $1,000 | thousands by filing date | call |
| CROWN CASTLE INC COM | 22822V101 | REIT | 39,800 | $1,000 | thousands by filing date | call |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 11,700 | $1,000 | thousands by filing date | put |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 35,000 | $1,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-002728 | this filing | 2020-11-03 | acceptance time not in the bulk data set |