13F-HR/A filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR/A for the quarter ended 2020-06-30, filed 2020-11-02, with 1,235 holding rows worth $8,488,599,000.
- Accession
- 0001085146-20-002716
- Filer
- CIK 1084580
- Filed
- 2020-11-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, amendment of type restatement, 1,236 entries on the cover page, a total value of $8,488,599,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,488,599,000 with VALUE read as thousands by filing date, 13F file number 028-10917. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerLeucadia Investment Management Ltd028-17885
- included managerJefferies Investment Advisers, LLC028-13965
- included managerJefferies Financial Products, LLC028-17499
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AXONICS INC | 05465P101 | COM | 9,200 | $323,000 | thousands by filing date | call |
| Caterpillar Inc. | 149123101 | COM | 2,519 | $319,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 5,000 | $315,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 37,663 | $313,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 4,800 | $312,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 19,300 | $310,000 | thousands by filing date | put |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 100,000 | $308,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 11,418 | $307,000 | thousands by filing date | |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 123,000 | $306,000 | thousands by filing date | principal |
| DAKTRONICS INC | 234264109 | COM | 70,000 | $305,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 2,700 | $304,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 15,489 | $303,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 13,026 | $301,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 6,000 | $301,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 14,100 | $299,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 1,747 | $296,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 3,400 | $293,000 | thousands by filing date | call |
| IAA INC | 449253103 | COM | 7,540 | $291,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 15,000 | $285,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 2,500 | $285,000 | thousands by filing date | call |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 2,961 | $284,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 27,385 | $282,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 2,005 | $281,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 9,000 | $280,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 9,081 | $277,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 10,700 | $276,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 4,805 | $275,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,578 | $275,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 90,000 | $275,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 9,757 | $268,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 725 | $267,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 14,615 | $267,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 6,435 | $265,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,200 | $263,000 | thousands by filing date | call |
| ARDELYX INC | 039697107 | COM | 38,076 | $263,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 15,600 | $262,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 37,700 | $261,000 | thousands by filing date | put |
| iShares Russell Midcap ETF | 464287499 | SHS | 4,740 | $254,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 10,110 | $253,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195200 | UNIT 99/99/9999 | 25,000 | $253,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 16,187 | $252,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 2,363 | $251,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L102 | COM CL A | 25,000 | $251,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 12,500 | $247,000 | thousands by filing date | put |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 2,900 | $246,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 954 | $244,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 91,800 | $244,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 2,500 | $241,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 14,094 | $240,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 4,197 | $238,000 | thousands by filing date | |
| OKTA INC | 679295AB1 | NOTE 0.250% 2/1 | 57,000 | $238,000 | thousands by filing date | principal |
| THE REALREAL INC | 88339P101 | COM | 18,313 | $234,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 279,000 | $234,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 5,063 | $231,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 2,082 | $230,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 7,500 | $230,000 | thousands by filing date | call |
| WESCO INTL INC COM | 95082P105 | Stock | 6,521 | $229,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 10,000 | $229,000 | thousands by filing date | put |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 10,800 | $229,000 | thousands by filing date | put |
| RANGE RES CORP COM | 75281A109 | Stock | 40,552 | $228,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 2,521,251 | $227,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,118 | $221,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 30,417 | $220,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 85,868 | $216,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 5,200 | $214,000 | thousands by filing date | put |
| ACCELERON PHARMA INC | 00434H108 | COM | 2,250 | $214,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 2,952 | $212,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 475 | $210,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 4,322 | $207,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 5,000 | $206,000 | thousands by filing date | call |
| BENEFYTT TECHNOLOGIES INC | 08182C106 | COM CL A | 10,000 | $205,000 | thousands by filing date | call |
| FLYING EAGLE ACQUISITION COR | 34407Y111 | *W EXP 02/26/202 | 67,356 | $202,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 3,112 | $192,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 12,363 | $192,000 | thousands by filing date | |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 88,000 | $187,000 | thousands by filing date | principal |
| EVOLUS INC | 30052C107 | COM | 35,000 | $186,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 5,100 | $179,000 | thousands by filing date | call |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 3,500 | $170,000 | thousands by filing date | put |
| HERC HLDGS INC COM | 42704L104 | Stock | 5,500 | $169,000 | thousands by filing date | |
| MONGODB INC | 60937PAB2 | NOTE | 51,000 | $169,000 | thousands by filing date | principal |
| REALPAGE INC | 75606NAC3 | NOTE 1.500% 5/1 | 155,000 | $168,000 | thousands by filing date | principal |
| VISTRA CORP | 92840M128 | COM | 166,260 | $166,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 48,124 | $165,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 10,000 | $156,000 | thousands by filing date | put |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 891,000 | $156,000 | thousands by filing date | principal |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 2,525 | $153,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 20,000 | $152,000 | thousands by filing date | call |
| COTY INC | 222070203 | COM CL A | 33,258 | $149,000 | thousands by filing date | |
| GENETRON HLDGS LTD | 37186H100 | ADS | 12,256 | $148,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,500 | $147,000 | thousands by filing date | put |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 20,397 | $147,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 503 | $143,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 112,000 | $141,000 | thousands by filing date | principal |
| DAUCH CORP | 024061103 | COM | 18,481 | $140,000 | thousands by filing date | |
| PAE INC | 69290Y117 | *W EXP 09/11/202 | 56,984 | $137,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 1,211 | $136,000 | thousands by filing date | |
| NEVRO CORP | 64157FAC7 | NOTE 2.750% 4/0 | 99,000 | $134,000 | thousands by filing date | principal |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 45,595 | $133,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 85,000 | $133,000 | thousands by filing date | principal |
| FEDEX CORP COM | 31428X106 | Stock | 943 | $132,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 10,675 | $132,000 | thousands by filing date | |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 54,000 | $132,000 | thousands by filing date | principal |
| HAYMAKER ACQUISITION CORP II | 42087L119 | *W EXP 10/31/202 | 84,155 | $132,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 1,500 | $131,000 | thousands by filing date | call |
| Global Eagle Entertainment | 37951DAB8 | CONV BOND | 1,000,000 | $130,000 | thousands by filing date | principal |
| HEXO CORP | 428304109 | COM | 174,300 | $129,000 | thousands by filing date | call |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 90,000 | $127,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 9,362 | $122,000 | thousands by filing date | |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 113,000 | $121,000 | thousands by filing date | principal |
| GRAF INDL CORP | 384278115 | Stock | 52,000 | $119,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 4,600 | $118,000 | thousands by filing date | put |
| Deere & Company | 244199105 | COM | 739 | $116,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 45,000 | $112,000 | thousands by filing date | principal |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 7,085 | $111,000 | thousands by filing date | |
| 8X8 INC NEW | 282914AB6 | BOND | 121,000 | $109,000 | thousands by filing date | principal |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 500 | $108,000 | thousands by filing date | call |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 620 | $108,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 1,200 | $104,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 13,930 | $101,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 4,100 | $99,000 | thousands by filing date | call |
| CHURCHILL CAP CORP III | 17144C112 | *W EXP 03/01/202 | 33,150 | $99,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 40,200 | $93,000 | thousands by filing date | put |
| PENUMBRA INC COM | 70975L107 | Stock | 511 | $91,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 14,838 | $90,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C112 | W EXP 09/05/202 | 80,000 | $88,000 | thousands by filing date | |
| T-Mobile US Inc Rights 20 | 872590112 | RIGHT 07/27/2020 | 508,365 | $85,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 623 | $84,000 | thousands by filing date | |
| LIVEPERSON INC | 538146AB7 | BOND | 73,000 | $83,000 | thousands by filing date | principal |
| DOVER CORP COM | 260003108 | Stock | 850 | $82,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 42,000 | $81,000 | thousands by filing date | principal |
| Morgan Stanley | 617446448 | COM | 1,649 | $80,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 8,956 | $79,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R120 | *W EXP 10/30/202 | 74,997 | $79,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U116 | *W EXP 03/31/202 | 50,700 | $79,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 28,490 | $77,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 26,400 | $76,000 | thousands by filing date | put |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 1,574 | $76,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 11,200 | $76,000 | thousands by filing date | call |
| PARTY CITY HOLDCO INC | 702149105 | COM | 50,000 | $75,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 46,000 | $75,000 | thousands by filing date | principal |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q118 | *W EXP 03/31/202 | 50,125 | $74,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 71,000 | $69,000 | thousands by filing date | principal |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,135 | $67,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 730 | $63,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 596 | $63,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 667 | $60,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F110 | *W EXP 09/18/202 | 35,000 | $60,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085115 | *W EXP 12/31/202 | 52,300 | $59,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 20,130 | $58,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 13,787 | $58,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 394 | $56,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 13,000 | $56,000 | thousands by filing date | principal |
| MACROGENICS INC | 556099109 | COM | 1,961 | $55,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 4,138 | $52,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 1,979 | $49,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A115 | *W EXP 08/01/202 | 29,758 | $49,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 1,808 | $46,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 2,712 | $45,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 6,714 | $45,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 3,400 | $44,000 | thousands by filing date | call |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 878 | $44,000 | thousands by filing date | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 29,000 | $44,000 | thousands by filing date | principal |
| GORDON POINTE ACQUISITION CO | 382788115 | *W EXP 07/30/202 | 20,000 | $44,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 1,230 | $43,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867117 | *W EXP 03/31/202 | 10,427 | $40,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 39,000 | $39,000 | thousands by filing date | principal |
| PIVOTAL INVT CORP II | 72582K118 | *W EXP 06/01/202 | 49,999 | $39,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 5,600 | $38,000 | thousands by filing date | call |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 2,067 | $38,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 1,376 | $37,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 23,000 | $35,000 | thousands by filing date | principal |
| Gaotu Techedu Inc | 36257Y109 | COM | 574 | $34,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 10,000 | $30,000 | thousands by filing date | principal |
| DENBURY RES INC | 247916208 | COM NEW | 104,400 | $29,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 23,000 | $28,000 | thousands by filing date | principal |
| GUESS INC COM | 401617105 | Stock | 2,700 | $26,000 | thousands by filing date | call |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 35,000 | $25,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 18,000 | $22,000 | thousands by filing date | principal |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 22,000 | $21,000 | thousands by filing date | principal |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 22,000 | $20,000 | thousands by filing date | principal |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 22,000 | $20,000 | thousands by filing date | principal |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 3,527 | $18,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 18,000 | $17,000 | thousands by filing date | principal |
| MONOCLE ACQUISITION CORP | 609754114 | *W EXP 12/06/202 | 25,533 | $17,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 462 | $15,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 1,200 | $15,000 | thousands by filing date | put |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 10,000 | $15,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 15,000 | $15,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 14,000 | $14,000 | thousands by filing date | principal |
| RH | 74967XAA1 | BOND | 10,000 | $14,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 14,000 | $14,000 | thousands by filing date | principal |
| BAXTER INTL INC | 071813109 | COM | 144 | $12,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 12,000 | $12,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 10,000 | $12,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 13,000 | $12,000 | thousands by filing date | principal |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 7,006 | $12,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 7,000 | $12,000 | thousands by filing date | put |
| 2U INC | 90214J101 | COM | 300 | $11,000 | thousands by filing date | put |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 12,000 | $11,000 | thousands by filing date | principal |
| T-Mobile US,Inc. | 872590104 | COM | 100 | $10,000 | thousands by filing date | call |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 10,000 | $10,000 | thousands by filing date | principal |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 504 | $9,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 190 | $7,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 500 | $7,000 | thousands by filing date | call |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 16,000 | $7,000 | thousands by filing date | principal |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 117 | $6,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 2,500 | $6,000 | thousands by filing date | call |
| GAP INC COM | 364760108 | Stock | 287 | $4,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 2,200 | $4,000 | thousands by filing date | call |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 100 | $3,000 | thousands by filing date | call |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 73 | $3,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 400 | $3,000 | thousands by filing date | put |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 33,063 | $3,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 390 | $2,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 241 | $2,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 390 | $2,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 390 | $2,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 325 | $2,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 146 | $1,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 6 | $1,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 25 | $1,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 961,700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 1,000,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 528,100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 323,400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 28,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 41,300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 2,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 110,700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| IHS MARKIT LTD | G47567105 | SHS | 17,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FIREEYE INC | 31816Q101 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 108,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 440,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 731,300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-002266 | superseded | 2020-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-20-002716 | this filing | 2020-11-02 | acceptance time not in the bulk data set |