13F-HR filed by Private Advisor Group, LLC
Private Advisor Group, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-02, with 1,556 holding rows worth $7,691,018,000.
- Accession
- 0001085146-20-002709
- Filer
- CIK 1567755
- Filed
- 2020-11-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 1,556 entries on the cover page, a total value of $7,691,018,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,691,018,000 with VALUE read as thousands by filing date, 13F file number 028-15851. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 31,864 | $77,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 54,000 | $76,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 12,480 | $75,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 15,252 | $71,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 42,811 | $69,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 14,507 | $67,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 24,500 | $66,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 30,680 | $61,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 20,845 | $59,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 15,000 | $58,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 12,080 | $57,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 11,320 | $56,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 22,121 | $55,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 13,550 | $52,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 10,861 | $48,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 94,200 | $47,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 23,000 | $47,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 31,800 | $43,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 17,397 | $41,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 26,928 | $41,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 15,098 | $41,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 10,882 | $38,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 11,000 | $38,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 10,500 | $35,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 19,188 | $34,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 28,143 | $33,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 10,441 | $33,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 39,046 | $32,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 20,147 | $32,000 | thousands by filing date | |
| VYNE THERAPEUTICS INC | 92941V100 | COM NEW | 18,006 | $30,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 16,850 | $29,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 11,533 | $28,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E409 | COM | 12,500 | $28,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 13,432 | $27,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 45,246 | $23,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 12,029 | $21,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 113,599 | $20,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 23,600 | $18,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 10,736 | $18,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 25,024 | $14,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 15,000 | $14,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 30,000 | $14,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 24,804 | $12,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 10,665 | $11,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 11,000 | $11,000 | thousands by filing date | principal |
| BIONANO GENOMICS INC | 09075F107 | COM | 17,000 | $11,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 10,362 | $11,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 15,174 | $10,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 10,500 | $10,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 10,990 | $10,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 21,500 | $10,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 11,762 | $8,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 14,000 | $7,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 15,000 | $6,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 10,500 | $4,000 | thousands by filing date | |
| HANCOCK JAFFE LABORATORIES I | 41015N114 | *W EXP 05/30/202 | 10,000 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-002709 | this filing | 2020-11-02 | acceptance time not in the bulk data set |