13F-HR filed by Compass Ion Advisors, LLC
Compass Ion Advisors, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-27, with 55 holding rows worth $112,090,000.
- Accession
- 0001085146-20-002678
- Filer
- CIK 1621100
- Filed
- 2020-10-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 55 entries on the cover page, a total value of $112,090,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $112,090,000 with VALUE read as thousands by filing date, 13F file number 028-19660. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VTI | 922908769 | COM | 268,125 | $41,970,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 440,128 | $15,955,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 52,397 | $8,770,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 106,544 | $5,768,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 52,924 | $3,959,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 30,059 | $3,328,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 28,270 | $2,875,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 50,225 | $2,710,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 7,069 | $2,189,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 41,441 | $1,652,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 575 | $1,586,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 23,169 | $1,390,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 13,472 | $1,229,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 21,012 | $1,191,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 13,645 | $1,002,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 7,320 | $858,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 52,314 | $844,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 11,982 | $832,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,705 | $802,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,506 | $714,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 3,988 | $709,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 3,289 | $665,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 12,926 | $660,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 20,778 | $651,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 9,761 | $543,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 14,084 | $530,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,312 | $479,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 16,985 | $469,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,420 | $438,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 7,123 | $419,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 3,099 | $414,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 6,950 | $406,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,304 | $405,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 8,163 | $389,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,111 | $377,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 9,928 | $375,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,558 | $373,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 6,604 | $364,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 8,584 | $333,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,788 | $330,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 9,103 | $311,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 4,062 | $290,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,724 | $288,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 3,242 | $281,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 8,570 | $268,000 | thousands by filing date | |
| MGC | 921910873 | COM | 2,296 | $251,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 6,563 | $242,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 879 | $227,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,023 | $226,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 1,256 | $205,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,548 | $203,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 2,431 | $203,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 20,000 | $127,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 13,868 | $10,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T115 | *W EXP 02/18/202 | 20,000 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-002678 | this filing | 2020-10-27 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-20-002956 | base | 2020-11-13 | acceptance time not in the bulk data set |