13F-HR filed by ProVise Management Group, LLC
ProVise Management Group, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-26, with 288 holding rows worth $747,458,000.
- Accession
- 0001085146-20-002654
- Filer
- CIK 1305707
- Filed
- 2020-10-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 288 entries on the cover page, a total value of $747,458,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $747,458,000 with VALUE read as thousands by filing date, 13F file number 028-11109. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 295,093 | $37,967,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 495,653 | $27,499,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 226,396 | $26,074,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 6,464 | $20,353,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 333,613 | $17,411,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 179,575 | $16,593,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 124,208 | $15,868,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 259,010 | $14,323,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 110,343 | $12,779,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 174,317 | $12,242,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 176,100 | $11,998,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 79,391 | $11,035,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 149,113 | $10,187,000 | thousands by filing date | |
| LISTED FDS TR | 53656F862 | SHARES CORE BD | 356,396 | $9,438,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 197,570 | $9,140,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 44,922 | $8,983,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 15,478 | $8,723,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 61,924 | $8,583,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 223,451 | $8,201,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 144,032 | $8,077,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 137,656 | $8,039,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 157,961 | $7,925,000 | thousands by filing date | |
| IJH | 464287507 | COM | 39,615 | $7,341,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 4,899 | $7,180,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 118,612 | $7,151,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 68,240 | $6,958,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 79,580 | $6,920,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 110,149 | $6,794,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 77,148 | $6,757,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 136,728 | $6,750,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 30,476 | $6,689,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 30,169 | $6,424,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 38,693 | $6,418,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 76,376 | $6,343,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 27,211 | $6,193,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 393,451 | $6,161,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 140,962 | $6,077,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 122,420 | $6,032,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 206,007 | $6,015,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 24,520 | $5,318,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 51,774 | $5,190,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 43,483 | $5,076,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 103,646 | $4,983,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 59,515 | $4,799,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 54,851 | $4,713,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 140,270 | $4,636,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 25,252 | $4,549,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 44,385 | $4,499,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 38,269 | $4,466,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 86,812 | $4,429,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 85,297 | $4,397,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 137,785 | $4,326,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 276,061 | $4,181,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 39,837 | $4,163,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 49,101 | $4,068,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 312,792 | $4,041,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 67,290 | $4,003,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 26,247 | $3,908,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,544 | $3,739,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 61,254 | $3,725,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 14,039 | $3,677,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 90,835 | $3,578,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 19,988 | $3,523,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 35,492 | $3,440,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 21,282 | $3,409,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 40,268 | $3,241,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 9,580 | $3,240,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 54,061 | $3,111,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 196,027 | $3,095,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 38,440 | $3,061,000 | thousands by filing date | |
| VTI | 922908769 | COM | 17,236 | $2,935,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 30,383 | $2,925,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 31,450 | $2,893,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 54,201 | $2,829,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 11,006 | $2,797,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 109,289 | $2,776,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 122,791 | $2,682,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 17,340 | $2,667,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 41,507 | $2,642,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 122,750 | $2,617,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 12,106 | $2,602,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 15,430 | $2,571,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 61,774 | $2,554,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 27,740 | $2,457,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 102,536 | $2,411,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 19,422 | $2,410,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 52,043 | $2,367,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 154,288 | $2,345,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 6,571 | $2,344,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 7,572 | $2,329,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 1,344 | $2,299,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 66,805 | $2,255,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 43,644 | $2,248,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 328,116 | $2,248,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 7,857 | $2,182,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 111,860 | $2,181,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 19,442 | $2,151,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 27,972 | $2,098,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 7,985 | $2,007,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 14,189 | $1,985,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 138,176 | $1,972,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 24,295 | $1,966,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 133,850 | $1,961,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 23,174 | $1,922,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 13,869 | $1,920,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 77,086 | $1,857,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 6,412 | $1,722,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 25,933 | $1,700,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 11,147 | $1,660,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 17,086 | $1,626,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 13,551 | $1,571,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 76,974 | $1,557,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 115,426 | $1,552,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 25,917 | $1,547,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 13,965 | $1,546,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 18,727 | $1,478,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 49,228 | $1,403,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 10,372 | $1,397,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 16,551 | $1,389,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 62,911 | $1,371,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 65,540 | $1,357,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 5,817 | $1,344,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 23,898 | $1,317,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 4,681 | $1,301,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 83,524 | $1,286,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 36,872 | $1,266,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 98,818 | $1,266,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 49,107 | $1,245,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 19,340 | $1,201,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 21,614 | $1,180,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 33,284 | $1,176,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 18,828 | $1,096,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 33,718 | $1,068,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 20,279 | $1,050,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 73,796 | $1,049,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 17,802 | $1,045,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 10,020 | $1,041,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 35,997 | $1,033,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 29,155 | $1,001,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 13,524 | $974,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 22,388 | $968,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 83,151 | $934,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 62,775 | $921,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 26,618 | $910,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 108,791 | $901,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 11,621 | $897,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,946 | $897,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 77,760 | $894,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 17,097 | $892,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 14,874 | $889,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 20,245 | $877,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 5,553 | $875,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 14,860 | $854,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 5,424 | $854,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 6,097 | $826,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 19,591 | $822,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 10,403 | $821,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,136 | $819,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 14,985 | $812,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 13,022 | $803,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 5,805 | $799,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 8,991 | $793,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 8,176 | $783,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,634 | $774,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 9,554 | $773,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 12,382 | $763,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 6,959 | $757,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,258 | $756,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 7,025 | $741,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 8,809 | $736,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 3,057 | $731,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 153,790 | $724,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,285 | $695,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 5,377 | $688,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,602 | $687,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 93,408 | $681,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 4,382 | $646,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $640,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 4,235 | $634,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 17,084 | $623,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,447 | $615,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,701 | $604,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 23,132 | $600,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,965 | $585,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 4,938 | $581,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 30,900 | $579,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 38,063 | $560,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 7,735 | $557,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 8,379 | $554,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,103 | $550,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 11,095 | $549,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 2,712 | $539,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,716 | $535,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,133 | $516,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 24,121 | $508,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 2,285 | $501,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 38,753 | $490,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 4,245 | $473,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 6,973 | $469,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 12,010 | $462,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 24,236 | $461,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,745 | $459,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 4,507 | $445,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 31,673 | $444,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 30,219 | $439,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 3,921 | $433,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 5,668 | $429,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,744 | $406,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,135 | $405,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 25,792 | $403,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 1,669 | $395,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 19,441 | $393,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 7,477 | $390,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 17,305 | $384,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 11,105 | $381,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 11,120 | $377,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 9,823 | $370,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 9,420 | $364,000 | thousands by filing date | |
| MGC | 921910873 | COM | 3,022 | $362,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 11,679 | $361,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 41,172 | $355,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,027 | $348,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,779 | $344,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 30,112 | $341,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 20,415 | $340,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 25,109 | $330,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 8,942 | $321,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 3,117 | $319,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,580 | $318,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 5,276 | $317,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 7,637 | $314,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 27,896 | $309,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 6,917 | $308,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 3,778 | $304,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 2,084 | $299,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,400 | $296,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,265 | $295,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,000 | $294,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 13,145 | $286,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,357 | $285,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 5,905 | $284,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 3,540 | $282,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 5,320 | $281,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 30,250 | $274,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 18,357 | $270,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 790 | $265,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,579 | $261,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 31,831 | $261,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 17,709 | $254,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 4,799 | $250,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 3,130 | $250,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 8,376 | $248,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,381 | $244,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 13,995 | $243,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 7,694 | $240,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 5,075 | $227,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 8,578 | $224,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 6,131 | $224,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 1,781 | $224,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 800 | $222,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,485 | $220,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 3,821 | $219,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 1,011 | $219,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 13,864 | $217,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 3,648 | $217,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 1,749 | $213,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,434 | $212,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 15,687 | $210,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 8,207 | $208,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 3,615 | $205,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 987 | $201,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 28,750 | $201,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 2,050 | $200,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 30,125 | $199,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 10,500 | $187,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 13,150 | $183,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 30,610 | $172,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 10,416 | $165,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 13,326 | $164,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 11,000 | $151,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 11,540 | $141,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 16,708 | $139,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 10,000 | $137,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 21,310 | $130,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 17,849 | $111,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 22,866 | $85,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 12,095 | $82,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 19,000 | $56,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-002654 | this filing | 2020-10-26 | acceptance time not in the bulk data set |