13F-HR filed by Perennial Investment Advisors, LLC
Perennial Investment Advisors, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-26, with 152 holding rows worth $199,479,000.
- Accession
- 0001085146-20-002649
- Filer
- CIK 1801523
- Filed
- 2020-10-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 152 entries on the cover page, a total value of $199,479,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $199,479,000 with VALUE read as thousands by filing date, 13F file number 028-19784. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 179,539 | $20,798,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 5,355 | $16,841,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 179,550 | $11,360,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 30 | $9,600,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 286,431 | $9,004,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 7,351 | $7,516,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 235,597 | $7,280,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 24,397 | $5,126,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 97,500 | $4,975,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 7,342 | $3,970,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,370 | $3,467,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 178,232 | $3,207,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 45,063 | $2,872,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 12,459 | $2,650,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 9,903 | $2,597,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 5,843 | $2,508,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 4,905 | $2,457,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 10,783 | $2,339,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 29,065 | $2,214,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 7,574 | $2,104,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 41,810 | $2,064,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 15,737 | $1,856,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 36,299 | $1,842,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 25,018 | $1,760,000 | thousands by filing date | |
| VTI | 922908769 | COM | 10,070 | $1,715,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 4,365 | $1,359,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 6,744 | $1,347,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 4,558 | $1,343,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 13,018 | $1,303,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 15,518 | $1,286,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 11,733 | $1,241,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 22,803 | $1,204,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 7,394 | $1,199,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 9,687 | $1,198,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,458 | $1,159,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 11,996 | $1,154,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,328 | $1,119,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 4,884 | $1,111,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,871 | $1,076,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 20,011 | $1,037,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 4,030 | $1,013,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 18,768 | $998,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,856 | $967,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 6,867 | $951,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 78,551 | $948,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 620 | $904,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 4,548 | $898,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 2,459 | $895,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 17,028 | $868,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 4,005 | $862,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 6,038 | $840,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 20,390 | $789,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 16,731 | $788,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,127 | $757,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 2,981 | $737,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 8,567 | $735,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 56,350 | $720,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 6,942 | $717,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 9,075 | $710,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 6,677 | $708,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 5,005 | $699,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 43,237 | $689,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 5,974 | $665,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,153 | $663,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 8,102 | $662,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 5,109 | $661,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 5,592 | $656,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 11,370 | $653,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 2,051 | $653,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 7,382 | $652,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 1,352 | $636,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 8,410 | $622,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 4,577 | $620,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 15,518 | $619,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 6,770 | $618,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,636 | $596,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 6,250 | $554,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 9,025 | $538,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,226 | $534,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,039 | $511,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 21,001 | $511,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 17,054 | $477,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 16,645 | $476,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 963 | $467,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 7,232 | $451,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 12,451 | $444,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 1,075 | $444,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 5,300 | $421,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,325 | $419,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 19,174 | $414,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 576 | $409,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 7,763 | $398,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 11,979 | $397,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,257 | $394,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 17,183 | $394,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 10,674 | $390,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,496 | $380,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 4,188 | $380,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,069 | $373,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,927 | $363,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 21,000 | $359,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 14,981 | $350,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 3,040 | $345,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 24,321 | $338,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 4,154 | $336,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 1,425 | $331,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 13,542 | $323,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 5,312 | $321,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 6,000 | $310,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 7,683 | $302,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 2,970 | $293,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 6,919 | $292,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,628 | $289,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,936 | $287,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 726 | $278,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 10,463 | $278,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,139 | $275,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 3,275 | $271,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,374 | $264,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 4,743 | $259,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,156 | $255,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 736 | $247,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,171 | $245,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,365 | $243,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 3,802 | $242,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 5,852 | $239,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,508 | $238,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,248 | $230,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 4,119 | $226,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 8,043 | $223,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 8,585 | $222,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 15,111 | $222,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,480 | $214,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,530 | $211,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 5,786 | $210,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 2,755 | $210,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,631 | $209,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 166 | $206,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 1,925 | $200,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 10,509 | $168,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 10,000 | $138,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 10,655 | $109,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 16,846 | $105,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 11,235 | $103,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 25,000 | $89,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 15,000 | $82,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 29,000 | $79,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 13,459 | $67,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 13,295 | $65,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 15,000 | $44,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 20,000 | $44,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 30,000 | $27,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-002649 | this filing | 2020-10-26 | acceptance time not in the bulk data set |